ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
17
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove IFRS Supervisory Convergence filter IFRS Supervisory Convergence
- CESR Archive (116) Apply CESR Archive filter
- Guidelines and Technical standards (41) Apply Guidelines and Technical standards filter
- Fund Management (23) Apply Fund Management filter
- Post Trading (22) Apply Post Trading filter
- MiFID - Secondary Markets (21) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (15) Apply MiFID - Investor Protection filter
- Corporate Disclosure (12) Apply Corporate Disclosure filter
- Supervisory convergence (9) Apply Supervisory convergence filter
- Market Abuse (7) Apply Market Abuse filter
- Prospectus (7) Apply Prospectus filter
- Credit Rating Agencies (6) Apply Credit Rating Agencies filter
- Transparency (6) Apply Transparency filter
- Short Selling (4) Apply Short Selling filter
- Sustainable finance (4) Apply Sustainable finance filter
- Market Integrity (3) Apply Market Integrity filter
- Trade Repositories (3) Apply Trade Repositories filter
- Benchmarks (2) Apply Benchmarks filter
- Brexit (2) Apply Brexit filter
- Corporate Information (2) Apply Corporate Information filter
- Securitisation (2) Apply Securitisation filter
- Vacancies (2) Apply Vacancies filter
- Crowdfunding (1) Apply Crowdfunding filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
Type of document
- (-) Remove Q&A filter Q&A
- (-) Remove Compliance table filter Compliance table
- (-) Remove Technical Standards filter Technical Standards
- (-) Remove CESR Document filter CESR Document
- Reference (153) Apply Reference filter
- Guidelines & Recommendations (79) Apply Guidelines & Recommendations filter
- Letter (66) Apply Letter filter
- Press Release (66) Apply Press Release filter
- Final Report (56) Apply Final Report filter
- Report (51) Apply Report filter
- Statement (41) Apply Statement filter
- Consultation Paper (37) Apply Consultation Paper filter
- Speech (26) Apply Speech filter
- Summary of Conclusions (10) Apply Summary of Conclusions filter
- Opinion (7) Apply Opinion filter
- Decision (6) Apply Decision filter
- Annual Report (4) Apply Annual Report filter
- SMSG Advice (4) Apply SMSG Advice filter
- Investor Warning (2) Apply Investor Warning filter
- Technical Advice (2) Apply Technical Advice filter
Your filters
Vacancy X Technical Standards X Compliance table X Q&A X CESR Document X European Single Electronic Format X Corporate Governance X Joint Committee X IFRS Supervisory Convergence X Corporate Finance X Innovation and Products X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/07/2015 | 2015/1005 | Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing | Innovation and Products | Q&A | PDF 157.73 KB |
||||
| 19/12/2016 | 2016/JCESA QA | Questions and Answers on Big Data | Joint Committee | Q&A | PDF 333.65 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 01/12/2020 | ESMA32-67-142 | Compliance table on ESMA Guidelines on the enforcement of financial information | Corporate Disclosure, IFRS Supervisory Convergence | Compliance table | PDF 150.56 KB |
||||
| 17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
||||
| 28/01/2022 | ESMA50-164-5210 | Compliance table on Guidelines on outsourcing to cloud service providers | Guidelines and Technical standards, Innovation and Products | Compliance table | PDF 172.7 KB |
||||
| 29/07/2013 | JC 2013/01 | Final Draft Regulatory Technical Standards | Joint Committee | Technical Standards | PDF 1.17 MB |
||||
| 13/05/2022 | JC 2022 26 | SFDR queries forwarded to the Commission | Joint Committee, Sustainable finance | Q&A | PDF 132.33 KB |
||||
| 23/12/2014 | JC/2014/092 | Draft RTS on risk concentration and intra-group financial transactions under Financial Conglomerates Directive | Joint Committee | Technical Standards | PDF 819.76 KB |
||||
| 10/12/2021 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 300.38 KB |
||||
| 24/10/2012 | JC/CP/2012/01 Feedback statement | ESA feedback statement on the Joint CP on Financial Conglomerates | Joint Committee | CESR Document | PDF 82.95 KB |
||||
| 18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 187.15 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. |
|||
| 17/12/2021 | Joint Committee | JC 2017 Q&A on the PRIIPs Key Information Document | Joint Committee | Q&A | PDF 755.23 KB |
||||
| 25/05/2022 | Joint Committee SFDR Q&As | Questions related to Regulation (EU) 2019/2088 on SFDR | Joint Committee, Sustainable finance | Q&A | PDF 794.9 KB |
||||
| 26/07/2021 | SFDR EC Q&A | EC Q&A on sustainability-related disclosures | Joint Committee, Sustainable finance | Q&A | PDF 601.99 KB |
||||
| 30/11/2021 | SFDR EC Q&A CORRECTION | EC Q&A on sustainability-related disclosures- correction | Joint Committee, Sustainable finance | Q&A | PDF 87.19 KB |