ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
23/12/2014 JC/2014/092 Draft RTS on risk concentration and intra-group financial transactions under Financial Conglomerates Directive Joint Committee Technical Standards PDF
819.76 KB
24/06/2014 2014/685 Draft Regulatory Technical Standards under the CRA3 Regulation Credit Rating Agencies Technical Standards PDF
2.39 MB		 The European Securities and Markets Authority (ESMA) has published its Final Report on draft Regulatory Technical Standards (RTS) required under the Credit Rating Agencies (CRA3) Regulation regarding information on transparency of structured finance instruments, the European Rating Platform and periodic reporting of fees charged by credit rating agencies. The draft RTS, which complement the existing regulatory framework for credit rating agencies (CRAs), cover: • disclosure requirements on structured finance instruments (SFIs); • the European Rating Platform (ERP); and • the periodic reporting on fees charged by CRAs.
20/12/2013 2013/1970 Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus Prospectus, Corporate Disclosure Technical Standards PDF
713.74 KB		 The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment.
29/07/2013 JC 2013/01 Final Draft Regulatory Technical Standards Joint Committee Technical Standards PDF
1.17 MB
20/03/2013 2013/318 Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies Prospectus, Corporate Disclosure, Transparency CESR Document PDF
265.19 KB
24/10/2012 JC/CP/2012/01 Feedback statement ESA feedback statement on the Joint CP on Financial Conglomerates Joint Committee CESR Document PDF
82.95 KB
22/12/2011 2011/464 Final report- Draft RTS on the content and format of ratings data periodic reporting to be requested from credit ratings agencies for the purpose of on-going supervision by ESMA Credit Rating Agencies Technical Standards PDF
485.78 KB
22/12/2011 2011/463 Final report- Regulatory technical standards on the information for registration and certification of credit rating agencies Credit Rating Agencies Technical Standards PDF
444.79 KB
22/12/2011 2011/462 Final Report- Draft RTS on the assessment of compliance of credit rating methodologies with CRA Regulation Credit Rating Agencies Technical Standards PDF
445.83 KB
22/12/2011 2011/461 Final report- Regulatory Technical Standards on the presentation of the information that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I to Regulation (EC) No 1060/2009 Credit Rating Agencies Technical Standards PDF
555.25 KB
23/03/2011 2011/67 Feedback statement- Consultation Paper on proposed amendments to CESR Prospectus, Corporate Disclosure CESR Document PDF
384.63 KB
21/12/2010 10-1351 Feedback statement- Transaction Reporting on OTC Derivatives and Extension of the Scope of Transaction Reporting Obligations CESR Archive CESR Document PDF
93.89 KB
20/12/2010 10-1318 Guidelines- Selection and presentation of performance scenarios in the Key Investor Information document (KII) for structured UCITS CESR Archive CESR Document PDF
198.56 KB
20/12/2010 10-1319 Guidelines- Transition from the Simplified Prospectus to the Key Investor Information document CESR Archive CESR Document PDF
136.11 KB
20/12/2010 10-1320 CESR’s guide to clear language and layout for the Key Investor Information document CESR Archive CESR Document PDF
161.87 KB
20/12/2010 CESR/10-1321 CESR’s template for the Key Investor Information document CESR Archive CESR Document PDF
108.44 KB
20/12/2010 10-1396 Feedback statement- CESR’s level 3 guidelines on the selection and presentation of performance scenarios in the Key Investor Information document (KII) for structured UCITS CESR Archive CESR Document PDF
124.29 KB
20/12/2010 10-1397 Feedback statement- Guidelines for the transition from the Simplified Prospectus to the Key Investor Information document CESR Archive CESR Document PDF
112.83 KB
20/12/2010 10-1398 Feedback statement- A guide to clear language and layout for the Key Investor Information document (KII) CESR Archive CESR Document PDF
103.3 KB
20/12/2010 10-1399 Feedback statement- CESR’s template for the Key Investor Information document CESR Archive CESR Document PDF
123.79 KB

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