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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
19/11/2004 04-614 Work plan for future work on MiFID Reference PDF
53.83 KB
24/08/2007 VDP VDP response Reference PDF
129.3 KB
21/05/2008 08-316 Use of the Criteria defined in Article 22 of the Commission Regulation (EC) No 1287/2006 to determine liquid shares Reference PDF
87.19 KB
25/03/2022 JC 2022 12 Updated supervisory statement on the application of the SFDR , Reference PDF
231.45 KB
20/07/2022 ESMA50-164-2193 TRV Article_Key Retail Risk Indicators for the EU single market , Reference PDF
428.33 KB
04/04/2016 2016/225 ToR IPISC Reference PDF
115.58 KB
04/04/2016 2016/220 ToR FISC Reference PDF
90.34 KB
07/04/2020 ESMA50-157-2140 ToR FISC Reference PDF
97.63 KB
30/10/2003 03-378b The role of CESR in the regulation and supervision of UCITS and asset management in the EU Reference PDF
123.55 KB
CESR publishes today a consultation paper setting out how it proposes to prepare for its new role in the regulation of Asset Management and Unit Collective Investment Schemes (UCITS) in Europe. This also includes establishing how European securities regulators will work until these responsibilities are transferred from the UCITS Contact Committee established by the European Commission to CESR and includes specific areas where CESR proposes to begin work. CESR sets out the three principles that will underpin its work in this area until it formally receives responsibility for providing advice to the Commission for portfolio management activities from the European Union. These principles include the commitment that: Any future work done by CESR regarding UCITS would have to be conducted in full coherence with the EU institutional framework; CESR should take in a global vision of the so-called
28/10/2004 04-527b The role of CESR at Level 3 under the Lamfalussy Process Reference PDF
233.17 KB
07/11/2007 07-306 The European Single market in securities in 2006: A factbook on Markets and Supervision Reference PDF
2.39 MB
23/05/2022 ESMA50-165-2146 The drivers of the costs and performance of ESG funds , Reference PDF
532.34 KB
10/02/2022 ESMA 80-195-1352 Text mining ESG disclosures in rating agency press releases , , Reference PDF
403.58 KB
04/06/2004 04-241 final Terms of reference for the cooperation and collaboration regarding market risks and regulatory projects between the US SEC and CESR Reference PDF
48.19 KB
02/08/2006 06-117b Terms of reference for CESR-Fin Reference PDF
100.14 KB
14/06/2021 ESMA30-379-602 Terms of Reference CNS Reference PDF
129.91 KB
09/11/2018 ESMA35-36-1262 Technical Q&As on product intervention measures on CFDs and binary options Q&A PDF
147.84 KB
04/03/2004 03-427b Synthesis Table” regarding CESR Standards for Investor Protection (49 pages) Reference PDF
1.33 MB
The so-called
04/03/2004 03-432b Synthesis Table” regarding CESR Standards for Alternative Trading Systems Reference PDF
153.77 KB
The so-called
26/09/2022 ESMA34-45-1580 Sustainable Finance- implementation timeline Reference PDF
179.97 KB

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