ESMA LIBRARY
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove CCP Directorate filter CCP Directorate
- (-) Remove Sustainable finance filter Sustainable finance
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove IFRS Supervisory Convergence filter IFRS Supervisory Convergence
- Post Trading (111) Apply Post Trading filter
- Corporate Information (96) Apply Corporate Information filter
- CESR Archive (93) Apply CESR Archive filter
- Joint Committee (81) Apply Joint Committee filter
- Fund Management (75) Apply Fund Management filter
- Board of Supervisors (60) Apply Board of Supervisors filter
- MiFID - Investor Protection (58) Apply MiFID - Investor Protection filter
- Guidelines and Technical standards (52) Apply Guidelines and Technical standards filter
- Risk Analysis & Economics - Markets Infrastructure Investors (49) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Planning reporting budget (47) Apply Planning reporting budget filter
- Securities and Markets Stakeholder Group (46) Apply Securities and Markets Stakeholder Group filter
- Management Board (43) Apply Management Board filter
- Corporate Disclosure (41) Apply Corporate Disclosure filter
- International cooperation (41) Apply International cooperation filter
- Warnings and publications for investors (38) Apply Warnings and publications for investors filter
- Credit Rating Agencies (37) Apply Credit Rating Agencies filter
- Securitisation (33) Apply Securitisation filter
- European Single Electronic Format (28) Apply European Single Electronic Format filter
- Benchmarks (23) Apply Benchmarks filter
- Market Abuse (22) Apply Market Abuse filter
- Market Integrity (18) Apply Market Integrity filter
- Procurement (18) Apply Procurement filter
- Trading (18) Apply Trading filter
- Corporate Finance (16) Apply Corporate Finance filter
- Prospectus (14) Apply Prospectus filter
- Short Selling (13) Apply Short Selling filter
- Transparency (13) Apply Transparency filter
- Careers (12) Apply Careers filter
- ESMA newsletter (12) Apply ESMA newsletter filter
- Securities Financing Transactions (9) Apply Securities Financing Transactions filter
- Brexit (7) Apply Brexit filter
- Market data (7) Apply Market data filter
- Press Releases (6) Apply Press Releases filter
- Corporate Governance (4) Apply Corporate Governance filter
- ITMG (4) Apply ITMG filter
- Board of Appeal (3) Apply Board of Appeal filter
- Crowdfunding (3) Apply Crowdfunding filter
- Speeches (3) Apply Speeches filter
- Vacancies (3) Apply Vacancies filter
- COVID-19 (2) Apply COVID-19 filter
- IAS Regulation (2) Apply IAS Regulation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Audit (1) Apply Audit filter
Type of document
- (-) Remove Reference filter Reference
- (-) Remove Q&A filter Q&A
- (-) Remove Compliance table filter Compliance table
- (-) Remove Vacancy filter Vacancy
- Press Release (113) Apply Press Release filter
- Opinion (93) Apply Opinion filter
- Final Report (81) Apply Final Report filter
- Report (72) Apply Report filter
- Letter (71) Apply Letter filter
- Consultation Paper (69) Apply Consultation Paper filter
- Statement (67) Apply Statement filter
- Speech (52) Apply Speech filter
- Guidelines & Recommendations (18) Apply Guidelines & Recommendations filter
- Decision (8) Apply Decision filter
- Technical Standards (7) Apply Technical Standards filter
- Annual Report (5) Apply Annual Report filter
- Technical Advice (4) Apply Technical Advice filter
- SMSG Advice (3) Apply SMSG Advice filter
- Investor Warning (1) Apply Investor Warning filter
Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
28/09/2015 | 2015/1469 | 2015-1469- Investment Firms briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 314.38 KB |
||||
28/09/2015 | 2015/1470 | 2015-1470- Non-financials briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 307.12 KB |
||||
11/02/2016 | 2016/203 | 2016 Supervisory Convergence Work Programme | Corporate Information, Supervisory convergence | Reference | PDF 340.61 KB |
The European Securities and Markets Authority’s (ESMA) Supervisory Convergence Work Programme for 2016 (2016 SCWP) supplements ESMA’s Annual Work Programme for 2016 (ESMA/2015/1475) by further elaborating the nature and focus of the work ESMA will carry out in order to promote supervisory convergence and how that will contribute to implementing ESMA’s Strategic Orientation for 2016-2020 (ESMA/2015/935). The 2016 SCWP provides an overview and explanation of the steps ESMA will take in 2016 to promote sound, efficient and consistent supervision in the EU. It sets out priority areas and how they have been identified and sets them in the context of the wider work programme and environment. Implementation of the 2016 SCWP will be monitored in the course of 2016 and depending on developments during the year, priorities might be re-adjusted. It will also be used to inform ESMA’s Annual Report and its supervisory convergence work programme for future years which will be risk-based. |
|||
19/12/2016 | 2016/1673 | 2016-1673 Q&A on MiFID II commodity derivatives topics | MiFID - Secondary Markets | Q&A | PDF 338.93 KB |
||||
09/02/2016 | 2016/272AF | 2016_mdsc_cwg_application_form | MiFID - Secondary Markets | Reference | DOCX 40.48 KB |
||||
09/02/2017 | ESMA42-397158525-448 | 2017 Supervisory Convergence Work Programme | Supervisory convergence | Reference | PDF 540.81 KB |
||||
19/04/2018 | ESMA 32-63-427 | 22nd Extract from the EECS’s Database of Enforcement | IFRS Supervisory Convergence | Reference | PDF 616 KB |
||||
13/07/2020 | ESMA70-151-3190 | 3rd EU-Wide CCP Stress Test FAQ | CCP Directorate, Post Trading | Reference | DOCX 464.64 KB |
||||
07/03/2017 | FI17 | Agenda Financial Innovation Day 2017 | Innovation and Products | Reference | PDF 598.1 KB |
||||
07/01/2016 | 2015/1914 | Agenda for ESMA FI Day | Innovation and Products | Reference | PDF 170.52 KB |
||||
30/01/2019 | ESMA22-105-661 | Agenda for open hearing on sustainable finance | Sustainable finance | Reference | PDF 129.15 KB |
||||
23/12/2015 | 2015/1911 | Annex III- Draft ISO 20022 message specification | MiFID - Secondary Markets | Reference | ZIP 1.13 MB |
||||
03/06/2020 | ESMA70-155-9967 | Annex to Opinion on MiFIDII Position Limits | MiFID - Secondary Markets | Reference | XLSX 54.8 KB |
||||
12/06/2020 | ESMA70-155-9966 | Annex to Opinion on MiFIR Transparency | MiFID - Secondary Markets | Reference | XLSX 62.23 KB |
||||
09/01/2019 | ESMA50-157-1384 | Annex- Legal qualification of crypto-assets – survey to NCAs | Innovation and Products | Reference | PDF 905.31 KB |
||||
16/08/2012 | 2012/526 | Announcement of roundtable on materiality in financial reporting- 1 October 12 | IFRS Supervisory Convergence | Reference | PDF 100.21 KB |
||||
18/07/2016 | 2016/1139 APPLICATION FORM | Application form for CDTF CWG | MiFID - Secondary Markets | Reference | DOCX 35.9 KB |
||||
05/01/2017 | ESMA32-65-67 | Application Form for CRSC CWG | Corporate Disclosure, IFRS Supervisory Convergence | Reference | DOCX 38.09 KB |
||||
08/11/2016 | 2016/1053 FORM | Application Form for FISC CWG | Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | DOCX 22.29 KB |
||||
04/07/2016 | 2016/1068 APPLICATION FORM | Application form for SMSC CWG | MiFID - Secondary Markets | Reference | DOCX 35.75 KB |