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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
30/12/2004 04-717 annex 1 Trade data- annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) CESR Archive Consultation Paper PDF
544.78 KB
30/12/2004 04-717 annex 6 Trade data The Netherlands- annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) CESR Archive Consultation Paper PDF
29.95 KB
30/12/2004 04-717 annex 4 Trade data Iceland- annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) CESR Archive Consultation Paper PDF
34.89 KB
30/12/2004 04-717 annex 3 Trade data Hungary- annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) CESR Archive Consultation Paper PDF
40 KB
30/12/2004 04-717 annex 2 Trade data Germany- annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) CESR Archive Consultation Paper PDF
74.26 KB
30/12/2004 04-717 annex 5 Trade data Euronext parameters- annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) CESR Archive Consultation Paper PDF
10.22 KB
06/04/2004 04-104b The role of CESR at Level 3 of the Lamfalussy process (63 pages- annex 4 pages 14-63) CESR Archive Consultation Paper PDF
631.69 KB		 This consultation paper aims at presenting the views of the Committee of European Securities Regulators (CESR) on how it should organize its role at level 3 under the Lamfalussy procedure. The paper is structured in two parts. The first section provides an introduction and description of the current general principles governing the way in which the Lamfalussy approach and in particular the level 3 should work. The second section sets out in a more detailed manner the organization of CESR
18/10/2001 01-013b The harmonization of conduct of business rules CESR Archive Consultation Paper PDF
245.75 KB		 CESR has issued its revised proposals for the harmonization of conduct of business rules. The second round of public consultation covers the following documents: the revised proposal for the investor protection regimes (Ref.CESR/01-014),and the revised paper on the categorisation of investors (Ref.CESR/01-015.). The process of revision of the initial proposals and an explanation of major changes has been given in a cover-note (Ref. CESR/01-013).Please send your responses to the secretariat by November 15, 2001 at fdemarigny@europefesco.org.
01/09/2008 3L3 Commission consultation The 3 Level 3 Committees’ Joint Response to the European Commission’s Public Consultation Paper on Amendments to Commission Decisions establishing CESR, CEBS & CEIOPS CESR Archive Consultation Paper PDF
48.36 KB
09/06/2010 10-333 Technical Advice- The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies CESR Archive, Credit Rating Agencies Technical Advice PDF
4.59 MB
01/08/2003 03-539 Standards for Securities Clearing and Settlement Systems in the European Union CESR Archive Consultation Paper PDF
2.54 MB		 The Committee of European Securities Regulators (CESR) and the European System of Central Banks (ESCB) have published today two documents entitled
01/06/2001 01-037b Second Consultation Paper "Stabilisation and Allotment- an European supervisory Approach" CESR Archive Consultation Paper PDF
75.56 KB		 Fesco consults on a revised version of the earlier consulation paper published in September 2000. The purpose of the paper is to offer substantial harmonisation of key elements of the offering process. The paper has been prepared by an expert group chaired by Kaarlo J
01/08/2003 03-538 Scope of Application- CESR/ESCB Standards for Securities Clearing and Settlement Systems in the European Union CESR Archive Consultation Paper PDF
107.71 KB
12/07/2019 ESMA50-164-2430 Report on the Licensing of FinTech business models Innovation and Products Report PDF
585.36 KB
07/02/2003 03-038 Prospectus Mandate, second call for evidence CESR Archive Consultation Paper PDF
254.55 KB		 In releasing this additional provisional mandate from the European Commission, CESR is inviting all interested parties to submit views as to what CESR should consider in its advice on possible implementing measures concerning the future directive on Prospectus.
22/10/2002 02-188b Proposed Statement of Principles of Enforcement of Accounting Standards in Europe CESR Archive Consultation Paper PDF
159.02 KB		 This paper puts forward the way in which the harmonisation of the institutional oversight systems may be achieved in Europe. In particular, it provides a definition of enforcement of financial information, selection techniques applicable by enforcers and a description of the responsabilities of the different parties involved. This SOP forms part of CESR\'s contribution to the task of developing and implementing a common approach to the enforcement of International Accounting Standards (IAS) in Europe. In order to give interested parties an opportunity to express their opinions on the SOP, CESR will hold an open hearing on January 7, 2003 at the CESR premises in Paris. The deadline for submitting responses to the consultation paper is 15 January 2003. Responses should be addressed to Mr Fabrice Demarigny, Secretary General, CESR by e-mail at secretariat@europefesco.org
14/01/2002 02-001 Proposed Standards for Alternative Trading Systems- Paper for final consultation CESR Archive Consultation Paper PDF
114.08 KB		 This paper sets out proposed standards for ATSs in the EEA with a view to providing appropriate regulation under the ISD of investment firms operating ATSs. CESR has decided to issue the proposed standards for a second round of consultation in response to the important issues raised by respondents to the first consultation paper issued in June 2001. A feedback statement summarizing the responses received is also published in the section "Recent publications" (Ref. CESR/02-002). CESR invites responses to this final round of consultation by March 15, 2002.
19/02/2009 08-870 Preliminary Technical Advice by CESR in response to the Mandate from the European Commission on Access & Interoperability Arrangements CESR Archive Consultation Paper PDF
538.7 KB
19/12/2008 08-870 draft Preliminary draft technical advice on access & interoperability arrangements CESR Archive Consultation Paper PDF
514.45 KB		 In August of 2008 CESR was invited by the European Commission to map the current regulatory arrangements for post-trading infrastructures and advise on possible solutions to bridge any potential differences in these arrangements. This request followed up on previous work in this area, conducted by CESR
27/03/2002 02-048 Possible implementing measures on Prospectuses- Request for advice and call for evidence CESR Archive Consultation Paper PDF
64.83 KB		 In releasing the requests for technical advice from the European Commission, CESR is inviting all interested parties to submit views as to what CESR should consider in its advice on possible implementing measures under the draft Directive on Prospectus to be published when securities are offered to the public or admitted to trading (Prospectus).

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