ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
93
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- Guidelines and Technical standards (600) Apply Guidelines and Technical standards filter
- Fund Management (126) Apply Fund Management filter
- Joint Committee (82) Apply Joint Committee filter
- Procurement (73) Apply Procurement filter
- Credit Rating Agencies (51) Apply Credit Rating Agencies filter
- Post Trading (38) Apply Post Trading filter
- Short Selling (26) Apply Short Selling filter
- MiFID - Secondary Markets (19) Apply MiFID - Secondary Markets filter
- Market Abuse (10) Apply Market Abuse filter
- Corporate Disclosure (9) Apply Corporate Disclosure filter
- Prospectus (9) Apply Prospectus filter
- CESR Archive (8) Apply CESR Archive filter
- Market Integrity (6) Apply Market Integrity filter
- Supervisory convergence (5) Apply Supervisory convergence filter
- Innovation and Products (4) Apply Innovation and Products filter
- Benchmarks (3) Apply Benchmarks filter
- CCP Directorate (2) Apply CCP Directorate filter
- IFRS Supervisory Convergence (2) Apply IFRS Supervisory Convergence filter
- Market data (2) Apply Market data filter
- Securitisation (2) Apply Securitisation filter
- Trade Repositories (2) Apply Trade Repositories filter
- Transparency (2) Apply Transparency filter
- International cooperation (1) Apply International cooperation filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
Type of document
- (-) Remove Guidelines & Recommendations filter Guidelines & Recommendations
- (-) Remove Compliance table filter Compliance table
- (-) Remove Technical Advice filter Technical Advice
- Opinion (60) Apply Opinion filter
- Reference (43) Apply Reference filter
- Press Release (33) Apply Press Release filter
- Consultation Paper (29) Apply Consultation Paper filter
- Investor Warning (27) Apply Investor Warning filter
- Final Report (21) Apply Final Report filter
- Statement (21) Apply Statement filter
- Speech (13) Apply Speech filter
- Letter (11) Apply Letter filter
- Report (9) Apply Report filter
- Q&A (4) Apply Q&A filter
- Decision (3) Apply Decision filter
- Annual Report (2) Apply Annual Report filter
- SMSG Advice (2) Apply SMSG Advice filter
- Technical Standards (1) Apply Technical Standards filter
Your filters
CLOSED Procedure X Technical Advice X Compliance table X Guidelines & Recommendations X MiFID - Investor Protection X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
06/07/2012 | 2012/387 en | Guidelines on certain aspects of the MiFID suitability requirements | MiFID - Investor Protection | Guidelines & Recommendations | PDF 298.21 KB |
||||
06/07/2012 | 2012/388 EN | Guidelines on certain aspects of the MiFID compliance function requirements | MiFID - Investor Protection | Guidelines & Recommendations | PDF 305.13 KB |
||||
06/07/2012 | 2012/388 | Guidelines on certain aspects of the MiFID compliance function requirements | MiFID - Investor Protection | Guidelines & Recommendations | PDF 442.44 KB |
||||
21/08/2012 | 2012/387 BG | Насоки относно определени аспекти на изискванията на MiFID за годност | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 357.81 KB |
||||
21/08/2012 | 2012/387 CS | Obecné pokyny k určitým aspektům požadavků směrnice MiFID ohledně vhodnosti | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 363.15 KB |
||||
21/08/2012 | 2012/387 DA | Retningslinjer for visse aspekter af egnethedskravene ifølge MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 341.81 KB |
||||
21/08/2012 | 2012/387 NL | Richtsnoeren met betrekking tot bepaalde aspecten van de MiFID-geschiktheidseisen | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 355.02 KB |
||||
21/08/2012 | 2012/387 ET | Finantsinstrumentide turgude direktiivi (MiFID) sobivusnõuete teatud aspektide suunised | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 328.4 KB |
||||
21/08/2012 | 2012/387 FI | Ohjeet rahoitusmarkkinadirektiivin soveltuvuusvaatimusten tietyistä näkökohdista | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 304.47 KB |
||||
21/08/2012 | 2012/387 FR | Orientations concernant certains aspects relatifs aux exigences d'adéquation de la directive MIF | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 353.32 KB |
||||
21/08/2012 | 2012/387 DE | Leitlinien zu einigen Aspekten der MiFID-Anforderungen an die Eignung | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 355.69 KB |
||||
21/08/2012 | 2012/387 EL | Κατευθυντήριες γραμμές σχετικά με ορισμένες πτυχές των απαιτήσεων καταλληλότητας που προβλέπονται στη MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 397.87 KB |
||||
21/08/2012 | 2012/387 HU | Iránymutatások a MiFID szerinti alkalmassági követelmények bizonyos szempontjairól | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 349.57 KB |
||||
21/08/2012 | 2012/387 IT | Orientamenti su alcuni aspetti dei requisiti di adeguatezza della direttiva MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 343.89 KB |
||||
21/08/2012 | 2012/387 LV | Pamatnostādnes par noteiktiem FITD atbilstības noteikšanas prasību aspektiem | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 350.08 KB |
||||
21/08/2012 | 2012/387 LT | Gairės dėl tam tikrų MiFID tinkamumo (suitability) reikalavimų aspektų | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 358.46 KB |
||||
21/08/2012 | 2012/387 MT | Linji gwida dwar ċerti aspetti tal-valutazzjoni tal-adegwatezza tal-MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 350.2 KB |
||||
21/08/2012 | 2012/387 PL | Wytyczne w sprawie pewnych aspektów wymogów dyrektywy MiFID dotyczących odpowiedniości | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 352.93 KB |
||||
21/08/2012 | 2012/387 PT | Orientações relativas a determinados aspetos dos requisitos da DMIF em matéria de adequação | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 345.24 KB |
||||
21/08/2012 | 2012/387 RO | Orientări cu privire la anumite aspecte ale cerinţelor MiFID privind adecvarea | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 341.32 KB |