ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
31
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID II: Transparency Calculations and DVC filter MiFID II: Transparency Calculations and DVC
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Warnings and publications for investors filter Warnings and publications for investors
- (-) Remove IAS Regulation filter IAS Regulation
- (-) Remove Sustainable finance filter Sustainable finance
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove Market data filter Market data
- (-) Remove Audit filter Audit
- Post Trading (44) Apply Post Trading filter
- Guidelines and Technical standards (41) Apply Guidelines and Technical standards filter
- MiFID - Secondary Markets (37) Apply MiFID - Secondary Markets filter
- Corporate Disclosure (36) Apply Corporate Disclosure filter
- Fund Management (32) Apply Fund Management filter
- MiFID - Investor Protection (32) Apply MiFID - Investor Protection filter
- Brexit (31) Apply Brexit filter
- Credit Rating Agencies (22) Apply Credit Rating Agencies filter
- Press Releases (21) Apply Press Releases filter
- Board of Supervisors (20) Apply Board of Supervisors filter
- Corporate Information (19) Apply Corporate Information filter
- COVID-19 (18) Apply COVID-19 filter
- IFRS Supervisory Convergence (18) Apply IFRS Supervisory Convergence filter
- Joint Committee (17) Apply Joint Committee filter
- Market Integrity (16) Apply Market Integrity filter
- Benchmarks (11) Apply Benchmarks filter
- Innovation and Products (10) Apply Innovation and Products filter
- Prospectus (7) Apply Prospectus filter
- Supervisory convergence (7) Apply Supervisory convergence filter
- CESR Archive (6) Apply CESR Archive filter
- Market Abuse (6) Apply Market Abuse filter
- Short Selling (6) Apply Short Selling filter
- CCP Directorate (5) Apply CCP Directorate filter
- Securities Financing Transactions (5) Apply Securities Financing Transactions filter
- Corporate Governance (4) Apply Corporate Governance filter
- Speeches (4) Apply Speeches filter
- Transparency (4) Apply Transparency filter
- Management Board (3) Apply Management Board filter
- Trading (3) Apply Trading filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- International cooperation (1) Apply International cooperation filter
- Securities and Markets Stakeholder Group (1) Apply Securities and Markets Stakeholder Group filter
- Securitisation (1) Apply Securitisation filter
Type of document
- (-) Remove Statement filter Statement
- (-) Remove Compliance table filter Compliance table
- Letter (104) Apply Letter filter
- Reference (102) Apply Reference filter
- Investor Warning (92) Apply Investor Warning filter
- Press Release (37) Apply Press Release filter
- Report (22) Apply Report filter
- Final Report (19) Apply Final Report filter
- Speech (12) Apply Speech filter
- Consultation Paper (11) Apply Consultation Paper filter
- Q&A (7) Apply Q&A filter
- Decision (4) Apply Decision filter
- SMSG Advice (3) Apply SMSG Advice filter
- Annual Report (2) Apply Annual Report filter
- Guidelines & Recommendations (2) Apply Guidelines & Recommendations filter
- Opinion (1) Apply Opinion filter
Your filters
Statement X Technical Standards X Compliance table X Sustainable finance X Trade Repositories X IAS Regulation X MiFID II: Transparency Calculations and DVC X Market data X Audit X Corporate Finance X Warnings and publications for investors X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
28/03/2019 | ESMA90-1-83 | Brexit Update March 2019 | Brexit, Credit Rating Agencies, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading, Trade Repositories | Statement | PDF 121.13 KB |
||||
08/03/2021 | ESMA70-151-2536 | compliance table Guidelines APC Measures | Guidelines and Technical standards, Trade Repositories | Compliance table | PDF 141.15 KB |
||||
14/12/2021 | ESMA74-426-1315 | DRSP Public Statement on transfer of competences and duties relating to certain data reporting services providers from NCA's to ESMA | Market data | Statement | PDF 85.76 KB |
||||
13/11/2017 | ESMA50-157-828 | ESMA alerts firms involved in Initial Coin Offerings (ICOs) to the need to meet relevant regulatory requirements | Innovation and Products, Warnings and publications for investors | Statement | PDF 330.73 KB |
||||
13/11/2017 | ESMA50-157-829 | ESMA alerts investors to the high risks of Initial Coin Offerings (ICOs) | Innovation and Products, Warnings and publications for investors | Statement | PDF 444.01 KB |
||||
29/09/2017 | ESMA71-99-602 | ESMA appoints new chairs to Standing Committees | Board of Supervisors, Corporate Disclosure, Corporate Finance, Corporate Information, Innovation and Products, Market Integrity, MiFID - Secondary Markets, Post Trading | Statement | PDF 143.69 KB |
||||
28/01/2021 | ESMA71-99-1544 | ESMA appoints new IPISC and CNS Chairs | Board of Supervisors, Corporate Information, MiFID - Investor Protection, Sustainable finance | Statement | PDF 87.3 KB |
||||
28/01/2021 | ESMA71-99-1544 | ESMA appoints new IPISC and CSN chairs | Board of Supervisors, Corporate Information, MiFID - Investor Protection, Sustainable finance | Statement | |||||
09/04/2020 | ESMA70-155-9817 | ESMA postpones the publication dates of the annual transparency calculations for non-equity instruments and for the quarterly systematic internaliser data for non-equity instruments other than bonds | COVID-19, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 94.58 KB |
||||
31/05/2017 | ESMA71-99-470 | ESMA registers Bloomberg Trade Repository Limited as a trade repository | Press Releases, Trade Repositories | Statement | PDF 141.48 KB |
The European Securities and Markets Authority (ESMA), the EU supervisor of trade repositories (TRs), has registered Bloomberg Trade Repository Limited as a TR under the European Market Infrastructure Regulation (EMIR), with effect from 7 June 2017. Bloomberg Trade Repository Limited is based in the United Kingdom and covers the following derivative asset classes: commodities, credit, foreign exchange, equities and interest rates. |
|||
06/05/2020 | ESMA71-99-1321 | ESMA registers SFTR TRs | Press Releases, Securities Financing Transactions, Trade Repositories | Statement | PDF 95.4 KB |
||||
11/06/2020 | ESMA32-334-245 | ESMA response to EC Consultation on NFRD | Corporate Disclosure, Sustainable finance | Statement | PDF 429.86 KB |
||||
14/03/2022 | ESMA71-99-1864 | ESMA Statement on Ukraine | Benchmarks, Board of Supervisors, CCP Directorate, Corporate Disclosure, Credit Rating Agencies, Fund Management, Market Abuse, Market Integrity, MiFID - Secondary Markets, Post Trading, Press Releases, Trade Repositories, Trading | Statement | PDF 93.35 KB |
||||
07/10/2019 | ESMA65-8-6254 | ESMA’s Data Operational Plan under a no-deal Brexit scenario on 31 October 2019 | Brexit, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 154.85 KB |
||||
22/10/2019 | ESMA32-63-791 | European common enforcement priorities for 2019 annual financial reports | Corporate Disclosure, IAS Regulation | Statement | PDF 482.56 KB |
||||
10/11/2016 | 2016-1563 | Issues for consideration in implementing IFRS 9: Financial Instruments | Audit, Corporate Disclosure, IFRS Supervisory Convergence | Statement | PDF 256.22 KB |
||||
25/02/2021 | JC 2021 06 | Joint ESAs supervisory statement- SFDR | Joint Committee, Sustainable finance | Statement | PDF 220.21 KB |
||||
31/07/2014 | 2014/944 | Potential Risks Associated with Investing in Contingent Convertible Instruments | Warnings and publications for investors, Innovation and Products | Statement | PDF 106.1 KB |
The European Securities and Markets Authority (ESMA) is issuing this statement to clarify to institutional investors risks from a newly emerging asset class referred to by most market participants as contingent convertibles instruments (CoCos). If they work as intended in a crisis CoCos will play an important role to inhibit risk transfer from debt holders to taxpayers. They along with standards to improve the quality and quantity of bank capital reflect a considerate response to the former regulatory capital framework. However, it is unclear as to whether investors fully consider the risks of CoCos and correctly factor those risks into their valuation. ESMA believes there are specific risks to CoCos and that investors should take those risks into consideration prior to investing in these instruments. | |||
20/07/2016 | 2016/1148 | Public Statement Issues for consideration in implementing IFRS 15 | IAS Regulation, IFRS Supervisory Convergence | Statement | PDF 373.45 KB |
||||
19/03/2019 | ESMA65-8-6254 | Public statement on Brexit Data Operational Plan | Brexit, MiFID II: Transparency Calculations and DVC | Statement | PDF 147.23 KB |