ESMA LIBRARY
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 24/08/2007 | VDP | VDP response | CESR Archive | Reference | PDF 129.3 KB |
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| 24/08/2007 | SP | S&P response | CESR Archive | Reference | PDF 587 KB |
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| 23/03/2001 | ResolutionStockholm | Stockholm Resolution | CESR Archive | Reference | PDF 18.53 KB |
Resolution of the European Council on more effective securities market regulation in the European Union Stockholm, 23 March 2001 | |||
| 24/08/2007 | NVB-CRA | NVB response | CESR Archive | Reference | PDF 35.34 KB |
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| 19/07/2012 | MOU SFC ESMA | MOU on the supervision of CRAs- ESMA and SFC Hong Kong | Credit Rating Agencies, International cooperation | Reference | PDF 497.63 KB |
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| 19/07/2012 | MOU SEC ESMA | MOU on the supervision of CRAs- ESMA and SEC | Credit Rating Agencies, International cooperation | Reference | PDF 306.87 KB |
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| 30/06/2016 | MOU FSB ESMA | MoU on the supervision of CRAs- ESMA and FSB South Africa | Credit Rating Agencies, International cooperation | Reference | PDF 504.28 KB |
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| 18/02/2013 | MOU ESMA/DFSA | MOU on the supervision of CRAs- ESMA and Dubai FSA | Credit Rating Agencies, International cooperation | Reference | PDF 181.09 KB |
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| 20/07/2017 | MoU ESMA SEBI | MoU on CCPs between ESMA and SEBI | International cooperation, Post Trading | Reference | PDF 425.15 KB |
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| 05/03/2015 | MOU ESMA RBA | MoU between ESMA and RBA regarding trade repositories | International cooperation | Reference | PDF 134.04 KB |
The European Securities and Markets Authority (ESMA) and the Reserve Bank of Australia (RBA) have concluded a Memorandum of Understanding (MoU) that will allow RBA to have access to data held in European Trade repositories according to its mandate. The MoU is effective as of 18 February 2015.The ESMA-RBA MoU is the second cooperation arrangement established under Article 76 of the European Market Infrastructure Regulation (EMIR). This provision aims at ensuring that third-country authorities that do not have any trade repository in their jurisdiction may access the information on derivatives contracts held in European trade repositories which is relevant for their mandates. The MoU ensures that guarantees of professional secrecy exist. The first MoU of this kind was concluded in November 2014 between ESMA and the Australian Securities & Investments Commission (ASIC). | |||
| 19/07/2012 | MOU CNV ESMA | MOU on the supervision of CRAs- ESMA and CNV Argentina | Credit Rating Agencies, International cooperation | Reference | PDF 169.13 KB |
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| 19/07/2012 | MOU Canada ESMA | MOU on the supervision of CRAs- ESMA and Canadian authorities | Credit Rating Agencies, International cooperation | Reference | PDF 139.68 KB |
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| 24/08/2007 | MIS | Moody's response | CESR Archive | Reference | PDF 322.82 KB |
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| 13/04/2010 | MARKT G3/SH/cr Ares (2009) | Commission request for additional information from CESR in relation to the review of MiFID | CESR Archive | Reference | PDF 79.6 KB |
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| 24/08/2007 | M&G-CRA | M&G response | CESR Archive | Reference | PDF 49.36 KB |
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| 15/02/2001 | Lamfalussy Report | Lamfalussy Report | CESR Archive | Reference | PDF 398.94 KB |
The final report by the Committee of Wise Men establishing CESR | |||
| 24/08/2007 | JP MORGAN-CRA | JP MORGAN response | CESR Archive | Reference | PDF 746.57 KB |
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| 07/02/2005 | Japan Equivalence | Japanese response to questionnaire on GAAP Equivalence | CESR Archive | Reference | PDF 445.72 KB |
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| 07/02/2005 | Japan Enforcement | Japanese response to the questionnaire on GAAP Enforcement | CESR Archive | Reference | PDF 721.03 KB |
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| 24/08/2007 | FITCH | Fitch Ratings: Response to questionnaire | CESR Archive | Reference | PDF 134.67 KB |