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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
18/02/2019 ESMA40-134-347 Conflict of interests and ethics policy- ESMA staff , Reference PDF
6.95 MB
01/09/2000 00-099b Stabilisation and Allotment: «A European Supervisory approach» Speech PDF
68.35 KB
With this paper, FESCO proposes : (1) a harmonised regulatory treatment of stabilisation practices by way of defining a
06/03/2003 03-055 A network of regulators to meet the challenges of regulating European Capital Markets by Arthur Docters van Leeuwen Speech PDF
96.06 KB
Text of the speech given by the CESR Chairman, Arthur Docters van Leeuwen, on 6th March 2003 at the Guildhall in London.
02/04/2003 03-115 Speech by Kaarlo Jännäri, Vice-chairman of CESR, at the European Compliance Conference Speech PDF
101.85 KB
TECC Lucerne, 2-4 April 2003
30/10/2003 03-378b The role of CESR in the regulation and supervision of UCITS and asset management in the EU Reference PDF
123.55 KB
CESR publishes today a consultation paper setting out how it proposes to prepare for its new role in the regulation of Asset Management and Unit Collective Investment Schemes (UCITS) in Europe. This also includes establishing how European securities regulators will work until these responsibilities are transferred from the UCITS Contact Committee established by the European Commission to CESR and includes specific areas where CESR proposes to begin work. CESR sets out the three principles that will underpin its work in this area until it formally receives responsibility for providing advice to the Commission for portfolio management activities from the European Union. These principles include the commitment that: Any future work done by CESR regarding UCITS would have to be conducted in full coherence with the EU institutional framework; CESR should take in a global vision of the so-called
04/03/2004 03-427b Synthesis Table” regarding CESR Standards for Investor Protection (49 pages) Reference PDF
1.33 MB
The so-called
04/03/2004 03-432b Synthesis Table” regarding CESR Standards for Alternative Trading Systems Reference PDF
153.77 KB
The so-called
05/11/2003 03-483 CESR’s role in creating the pan European rules by Arthur Docters van Leeuwen, Chairman of CESR Speech PDF
67.88 KB
Held at APCIMS 2003 Annual Conference in London on 5 November 2003
04/03/2004 03-497b List of Alternative Trading Systems Currently operating in Member States (updated on 7 April 2004) Reference PDF
129.53 KB
04/03/2004 04-075 List of Legislative Measures quoted in the Correspondence Tables Reference PDF
298.12 KB
This list contains all legislative measures which Members quoted in their Correspondence Tables as implementing measures. Where available, hyperlinks to the full text of the specific legislative measure are provided.
04/03/2004 04-127 Indicative timetable for CESR’s work on guidelines for the consistent implementation of the proposed Commission Regulation on Prospectus Reference PDF
48.37 KB
09/06/2004 04-160 Mandate for the Expert Group on Investment Management Reference PDF
81.39 KB
04/06/2004 04-241 final Terms of reference for the cooperation and collaboration regarding market risks and regulatory projects between the US SEC and CESR Reference PDF
48.19 KB
23/06/2004 04-289 European Financial Integration: Progress and prospects- Comments to break-out session for asset management by Carlo Comporti, Deputy to the Secretary General, CESR. Speech PDF
63.26 KB
European Commission Conference held 22/23 June 2004, Brussels
23/06/2004 04-318 European Financial Integration: Progress and prospects- Comments to European Commission Conference by Fabrice Demarigny, Secretary General of CESR Speech PDF
61.61 KB
Comments to the Session on Securities, Trading and Investment held in Brussels on 23 June 2004
23/06/2004 04-330 European Financial Integration: Progress and prospects- Contribution to High Level Panel by Arthur Docters van Leeuwen, Chairman of CESR Speech PDF
61.3 KB
High Level Panel held 22-23 June 2004 in Brussels
27/09/2004 04-456 On-shore Europe, The regulation of Financial Markets by Arthur Docters van Leeuwen, Chairman of CESR Speech PDF
92.24 KB
This speech was delivered by Wim Moeliker, member of the CESR-secretariat on 13 September 2004, Hilton Conference Centre, St Julians, Malta
27/09/2004 04-483 Management of Conflicts of Interest- Is there a ‘European Way’? Keynote Address by Arthur Docters van Leeuwen, Chairman of the CESR Speech PDF
95.56 KB
This speech was delivered by Harman W.O.L.M Korte, Director at the Netherlands Authority for the Financial Markets, at the Fefsi Fund Forum, Amsterdam, 24th September 2004
28/10/2004 04-527b The role of CESR at Level 3 under the Lamfalussy Process Reference PDF
233.17 KB
28/10/2004 04-586 Formal Mandate to CESR for Advice on Possible Modifications to the UCITS Directive in the form of Clarification of Defenitions Concerning Eligible Assets for Investment of UCITS Reference PDF
164.56 KB

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