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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
06/04/2007 3L3 1/02/07 EW "Conflicts of interest in financial services groups" Speech by Eddy Wymeersch CESR Archive Speech PDF
88.45 KB
06/04/2007 3L3 1/02/07 MP "Conflicts of interest in financial services" speech by Michel Prada CESR Archive Speech PDF
29.12 KB
31/01/2007 07-055 "The regulatory regimes in the EU and in the US" by CESR Chairman Arthur Docters van Leeuwen- Delivered by Wim Moeliker CESR Archive Speech PDF
80.2 KB		 Delivered in Athens, 17 January 2007
09/04/2002 01-014d A European Regime of Investor Protection – The Harmonisation of Conduct of Business Rules CESR Archive CESR Document PDF
133.19 KB		 This set of Standards and Rules provides harmonised core conduct of business rules for retail investors in the following areas: Standards and Rules of general application, information to be provided to customers, the "know your customer" standards and the duty of care, customers agreements, dealing requirements (including the "best execution" standards) and individual discretionary portfolio management. The profesional and counterparty regime, including the categorisation of investors paper, requires further work by CESR.
08/07/2002 02-098b A European Regime of Investor Protection – The Professional and Counterparty Regimes CESR Archive CESR Document PDF
63.43 KB		 This paper completes the work conducted by CESR on the harmonization of conduct of business rules under the existing Article 11 of the Investment Services Directive. It complements the document (CESR/01-014d) adopted in April 2002 on the so called "retail regime", i.e. the regime applicable to investment services provided to non-professional customers. The paper builds on the proposal for the "Categorisation of investors for the purpose of conduct of business rules". The paper contains: I) core conduct of business rules which should apply to investment services between investment firms and professionals and II) core standards for "counterparty relationships".
06/03/2003 03-055 A network of regulators to meet the challenges of regulating European Capital Markets by Arthur Docters van Leeuwen CESR Archive Speech PDF
96.06 KB		 Text of the speech given by the CESR Chairman, Arthur Docters van Leeuwen, on 6th March 2003 at the Guildhall in London.
06/05/2003 03-129 Additional Draft Feedback Statement on Level 2 Implementing measures for the proposed Prospectus Directive CESR Archive CESR Document PDF
131.89 KB		 On Monday 31st March 2003, the European Commission, considering that the European Parliament has not started the second reading on the prospectus proposal, has invited CESR to provide its technical advice on issues initially required for 31st March by July 31st 2003. CESR welcomes this extension and has decided to hold an additional open hearing that will take place at CESR
25/04/2003 03-067b Additional Public Hearing on possible implementing measures of the Prospectus Directive: Draft Feedback Statement CESR Archive CESR Document PDF
220.18 KB		 On Monday 31st March 2003, the European Commission, considering that the European Parliament has not started the second reading on the prospectus proposal, has invited CESR to provide its technical advice on issues initially required for 31st March by July 31st 2003. CESR welcomes this extension and has decided to hold an additional open hearing that will take place at CESR
14/10/2021 ESMA24-436-15 Annex to the Opening Statement ECON Hearing 14 October 2021 Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance Speech PDF
415.73 KB
07/12/2004 04-660a Assessment of the integration of the Single Market for financial services by the Commission- by Charlie McCreevy, EU Commissioner for the Internal Market and Services CESR Archive Speech PDF
63.63 KB
10/10/2019 ESMA71-319-144 Building the EU Capital Markets Union while fostering global financial markets- EU-Asia Financial Dialogue/ASIFMA Conference International cooperation, Speeches, Supervisory convergence, Sustainable finance Speech PDF
135.51 KB

EU-Asia Financial Dialogue/ASIFMA Conference, Tokyo 10 October
03/07/2009 09-681 Call for evidence- Fact finding exercise of the use in the European Union of ratings issued by third countries CRAs CESR Archive CESR Document PDF
3.34 MB
21/10/2004 04-434 CESR guidelines for supervisors regarding the transitional provisions of the amending UCITS Directives (2001/107/EC amd 2001/108/EC) CESR Archive CESR Document PDF
168.28 KB
04/03/2004 04-057 CESR Guidelines for the Consistent Implementation of the Proposed Commission's Regulation on Prospectus- Call for Evidence CESR Archive CESR Document PDF
84.83 KB		 Prospectus Directive and accompanying Regulation establishes a harmonised format for Prospectus in Europe and enables companies to use this Prospectus to list on all European markets without having to re-apply for approval from the local regulator and by so doing help companies avoid the inherent delays and costs that this may involve. As a result of this new legislation, consumers can also be assured of more consistent and standardised information which will enable them to compare more effectively the various share offers available from a wider number of European listed companies. This is likely to lead to a greater range of products available to consumers and will encourage European companies to list and offer on a number of exchanges or markets due to the strengthening and simplification of the regulatory regime.
03/11/2005 05-178b CESR Recommendation on Alternative Performance Measures CESR Archive CESR Document PDF
76.84 KB
03/09/2003 03-213b CESR's Advice on the Second Set of Implementing Measures for the Market Abuse Directive- Feedback Statement CESR Archive CESR Document PDF
156.6 KB		 The Committee of European Securities Regulators (CESR) released today the Advice on the Second Set of Implementing Measures for the Market Abuse Directive (Ref. CESR/03-212c), accompanied by a Feedback Statement (Ref. CESR/03-213b).
25/10/2006 CESR 18/10/06 CESR's fifth anniversary- Intervention by Mr Thierry BRETON, French Minister of Economy, Finance and Industry CESR Archive Speech PDF
153.91 KB
19/03/2007 07-044 CESR's guidelines concerning eligible assets for investment by UCITS CESR Archive CESR Document PDF
131.42 KB		 CESR publishes today its final Level 3 guidelines on eligible assets of UCITS (Ref. CESR/07-044). These guidelines complement the Level 2 implementing Directive adopted today by the European Commission (see http://eur-lex.europa.eu/en/index.htm)
02/10/2008 07-044b CESR's guidelines concerning eligible assets for investment by UCITS CESR Archive CESR Document PDF
110.75 KB
09/02/2007 07-043 CESR's Level 3 Guidelines and recommendations on Publication and Consolidation of markets data CESR Archive CESR Document PDF
174.96 KB

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