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ESMA LIBRARY

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Date	Ref.	Title	Section	Type	Download	Info	Summary	Related Documents	Translated versions
25/02/2021	ESMA70-155-11890	Statement CumEx CumCum scandal- Fabrizio Planta	Market Abuse, Market Integrity, Speeches, Trading	Speech	PDF 132.57 KB
27/06/2018	ESMA70-145-924	Speech by ESMA Executive Director Verena Ross on LEI	Market Integrity, MiFID - Secondary Markets	Speech	PDF 255.18 KB
19/06/2019	ESMA74-362-39	Keynote by ESMA Chair at ISLA Annual Securities Finances and Collateral Management Conference	Market Integrity	Speech	PDF 239.83 KB
09/10/2020	ESM22-103-1158	ESM22-103-1158 Keynote Speech- Verena Ross- AFME Compliance and Legal Conference	COVID-19, Market Abuse, Market Integrity, MiFID - Secondary Markets, Speeches	Speech	PDF 133.94 KB
20/12/2013	2013/1970	Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus	Prospectus, Corporate Disclosure	Technical Standards	PDF 713.74 KB		The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment.
15/11/2018	ESMA70-145-1081	Annual report on administrative and criminal sanctions and other administrative measures under MAR	Market Abuse, Market Integrity	Annual Report	PDF 158.47 KB