ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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20/12/2013 | 2013/1970 | Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus | Prospectus, Corporate Disclosure | Technical Standards | PDF 713.74 KB |
The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment. | |||
29/09/2014 | 2014/1187 | Draft Regulatory Technical Standards on major shareholdings and an indicative list of financial instruments subject to notification requirements under the revised Transparency Directive | Corporate Disclosure, Transparency | Technical Standards | PDF 810.07 KB |
The European Securities and Markets Authority (ESMA) has published its draft Regulatory Technical Standards (RTS) under the revised Transparency Directive relating to the notification of major shareholdings. | |||
25/09/2015 | 2015/1460 | ESMA Final Report on DRAFT RTS on EEAP | Transparency | Technical Standards | PDF 1.62 MB |
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29/10/2015 | 2015/1615 | Steven Maijoor speech at ECN | Innovation and Products, Speeches | Speech | PDF 261.75 KB |
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07/01/2016 | 2015/1912 | Opening Speech by J Servais, President of FSMA | Innovation and Products | Speech | PDF 162.44 KB |
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07/01/2016 | 2015/1915 | Closing Speech by V Ross, ESMA FI Day | Innovation and Products | Speech | PDF 100.54 KB |
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30/09/2016 | 2016/1420 | Financial Technology: The Regulatory Tipping Points | Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors | Speech | PDF 273.28 KB |
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24/11/2016 | 2016/1613 | Regulation and DLT: Working to Strike the Right Balance | Innovation and Products, Speeches | Speech | PDF 164.72 KB |
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07/03/2016 | 2016/345 | Financial Innovation towards a balanced regulatory response- Speech by V. Ross | Innovation and Products, Speeches | Speech | PDF 138.83 KB |
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14/10/2021 | ESMA24-436-13 | Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 690.55 KB |
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14/10/2021 | ESMA24-436-15 | Annex to the Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 415.73 KB |
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08/12/2020 | ESMA32-67-765 | Speech Steven Maijoor- The three paradoxes of sustainability reporting and how to address them | IFRS Supervisory Convergence, Speeches, Sustainable finance, Transparency | Speech | PDF 123.06 KB |
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03/03/2020 | ESMA50-164-3187 | Innovation on a Grand Scale- speech by Steven Maijoor, Afore Consulting 4th Annual FinTech and Regulation Conference,Brussels | Innovation and Products, Speeches | Speech | PDF 113.31 KB |
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04/02/2021 | ESMA50-164-4111 | Keynote speech- Safely navigating accelerating digital transformation- Steven Maijoor | Innovation and Products, Speeches | Speech | PDF 127.1 KB |
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09/02/2022 | ESMA50-164-5533 | Keynote Speech- Verena Ross- Keeping on track in an evolving digital world | Innovation and Products, Speeches | Speech | PDF 195.47 KB |
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08/04/2022 | ESMA50-164-5749 | Speech Verena Ross_Launch of the EU Digital Finance Platfrom | Innovation and Products, Speeches | Speech | PDF 96.04 KB |
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19/07/2017 | ESMA50-164-820 | Regulatory Technology: Reshaping the Supervisor-Market Participant Relationship | Innovation and Products, Speeches | Speech | PDF 251.54 KB |
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12/05/2022 | ESMA70-445-372 | Verena Ross' ISDA keynote speech – ESMA’s priorities for transparency | Speeches, Transparency | Speech | PDF 177.57 KB |
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01/06/2022 | ESMA70-445-442 | Verena Ross FESE Convention Speech, 1 June 2022 | Innovation and Products, MiFID - Secondary Markets, Speeches | Speech | PDF 217.79 KB |
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27/02/2018 | ESMA71-319-70 | Afore Consulting’s Second Annual FinTech and Digitalisation Conference: Regulation at the European Level and Beyond – Stanhope Hotel Brussels | Innovation and Products, Speeches | Speech | PDF 168.3 KB |