ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
55
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Sustainable finance filter Sustainable finance
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove MiFID II: Transparency Calculations and DVC filter MiFID II: Transparency Calculations and DVC
- Speeches (159) Apply Speeches filter
- Risk Analysis & Economics - Markets Infrastructure Investors (53) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Fund Management (41) Apply Fund Management filter
- Post Trading (38) Apply Post Trading filter
- Innovation and Products (33) Apply Innovation and Products filter
- Supervisory convergence (29) Apply Supervisory convergence filter
- MiFID - Secondary Markets (27) Apply MiFID - Secondary Markets filter
- CESR Archive (26) Apply CESR Archive filter
- IFRS Supervisory Convergence (24) Apply IFRS Supervisory Convergence filter
- Corporate Information (20) Apply Corporate Information filter
- Joint Committee (20) Apply Joint Committee filter
- Corporate Disclosure (19) Apply Corporate Disclosure filter
- Credit Rating Agencies (16) Apply Credit Rating Agencies filter
- Board of Supervisors (10) Apply Board of Supervisors filter
- CCP Directorate (10) Apply CCP Directorate filter
- Market Integrity (9) Apply Market Integrity filter
- Securities and Markets Stakeholder Group (9) Apply Securities and Markets Stakeholder Group filter
- Brexit (8) Apply Brexit filter
- Market Abuse (8) Apply Market Abuse filter
- Market data (8) Apply Market data filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Prospectus (7) Apply Prospectus filter
- Securitisation (7) Apply Securitisation filter
- COVID-19 (5) Apply COVID-19 filter
- Transparency (5) Apply Transparency filter
- Corporate Finance (4) Apply Corporate Finance filter
- IAS Regulation (3) Apply IAS Regulation filter
- Press Releases (3) Apply Press Releases filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- Guidelines and Technical standards (2) Apply Guidelines and Technical standards filter
- International cooperation (2) Apply International cooperation filter
- Management Board (2) Apply Management Board filter
- Short Selling (2) Apply Short Selling filter
- Corporate Governance (1) Apply Corporate Governance filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Speech filter Speech
- (-) Remove Report filter Report
- Reference (108) Apply Reference filter
- Guidelines & Recommendations (82) Apply Guidelines & Recommendations filter
- Press Release (67) Apply Press Release filter
- Opinion (62) Apply Opinion filter
- Consultation Paper (44) Apply Consultation Paper filter
- Statement (44) Apply Statement filter
- Final Report (36) Apply Final Report filter
- Investor Warning (27) Apply Investor Warning filter
- Letter (26) Apply Letter filter
- Compliance table (13) Apply Compliance table filter
- Q&A (11) Apply Q&A filter
- Decision (7) Apply Decision filter
- SMSG Advice (5) Apply SMSG Advice filter
- Technical Advice (4) Apply Technical Advice filter
- Annual Report (3) Apply Annual Report filter
- Technical Standards (1) Apply Technical Standards filter
Your filters
Speech X Report X Trade Repositories X MiFID II: Transparency Calculations and DVC X Benchmarks X Sustainable finance X MiFID - Investor Protection X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 03/02/2017 | ESMA80-1467488426-27 | Supervision Annual Report 2016 and Work Programme 2017 | Credit Rating Agencies, Trade Repositories | Report | PDF 2.49 MB |
||||
| 28/05/2021 | ESMA81-393-98 | Supervisory Briefing on Benchmark administrators’ presence in their Member States of location and outsourcing | Benchmarks, Supervisory convergence | Report | PDF 200.21 KB |
||||
| 10/11/2015 | 2015/1639 | Steven Maijoor at Economic and Monetary Affairs Committee, European Parliament, Scrutiny Hearing on MiFID II | MiFID - Investor Protection, Speeches | Speech | PDF 158.43 KB |
||||
| 17/11/2016 | 2016/1584 | Safeguarding investors is key to ensuring the capital markets Union’s success | MiFID - Investor Protection, Speeches | Speech | PDF 323.38 KB |
||||
| 02/12/2016 | 2016/1640 | Speech by Verena Ross, ESMA Executive Director at the 2016 Global Capital Markets Conference | MiFID - Investor Protection, Speeches | Speech | PDF 281.71 KB |
||||
| 05/02/2016 | 2016/234 | ESMA’s supervision of credit rating agencies and trade repositories- 2015 annual report and 2016 work plan. | Credit Rating Agencies, Trade Repositories | Report | PDF 2.08 MB |
The European Securities and Markets Authority’s (ESMA) annual report and work programme has been prepared according to Article 21 of Regulation 1060/2009 on credit rating agencies as amended (the CRA Regulation) and Article 85 of Regulation 648/2012 on OTC derivatives, central counterparties and trade repositories (EMIR). It highlights the direct supervisory activities carried out by ESMA during 2015 regarding credit rating agencies (CRAs) and trade repositories (TRs) and outlines ESMA’s main priorities in these areas for 2016. ESMA adopts a risk-based approach to the supervision of CRAs and TRs in accordance with its overall objectives of promoting financial stability and orderly markets and enhancing investor protection. This risk-based approach requires the analysis of information from a variety of sources and the application of multiple supervisory tools including day-to-day supervision, cycle of engagement meetings with supervised entities, on-site inspections and dedicated investigations. In order to build on the expertise that ESMA has developed through its supervision of CRAs and TRs, ESMA created a single Supervision Department in November 2015. ESMA intends to draw on the best practices identified from the supervision of both types of entity to further enhance its supervisory effectiveness in future. |
|||
| 26/05/2016 | 2016/739 | Speech Financial News 20th Anniversary Awards for Excellence- Steven Maijoor, 26 May 2016, London | MiFID - Investor Protection, Speeches | Speech | PDF 168.88 KB |
||||
| 22/10/2021 | AFM/1 | Consumer testing AFM report | Sustainable finance | Report | PDF 2.75 MB |
||||
| 06/04/2020 | ESMA 50-165-1098 | ESMA annual statistical report on performance and costs of retail investment products in the EU- 2020 | Fund Management, Innovation and Products, MiFID - Investor Protection | Report | PDF 4.08 MB |
||||
| 02/12/2020 | ESMA22-103-1194 | Keynote address – CMU and current challenges- Verena Ross, International Investors Conference Frankfurt | COVID-19, MiFID - Investor Protection, MiFID - Secondary Markets, Speeches, Supervisory convergence | Speech | PDF 155.85 KB |
||||
| 06/02/2020 | ESMA22-105-1052 | Strategy on Sustainable Finance | Sustainable finance | Report | PDF 161.97 KB |
||||
| 14/10/2021 | ESMA24-436-13 | Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 690.55 KB |
||||
| 14/10/2021 | ESMA24-436-15 | Annex to the Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 415.73 KB |
||||
| 09/06/2022 | ESMA24-442-86 | Verena Ross Speech at ICMA AGM, 9 June 2022 | MiFID - Secondary Markets, Speeches, Sustainable finance | Speech | PDF 154.69 KB |
Greening the financial markets challenges and opportunities at the current juncture |
|||
| 18/12/2019 | ESMA30-22-762 | Report on undue short-term pressure on corporations from the financial sector | Sustainable finance | Report | PDF 2.11 MB |
||||
| 08/12/2020 | ESMA32-67-765 | Speech Steven Maijoor- The three paradoxes of sustainability reporting and how to address them | IFRS Supervisory Convergence, Speeches, Sustainable finance, Transparency | Speech | PDF 123.06 KB |
||||
| 19/11/2021 | ESMA32-67-800 | ESMA Chair Keynote Speech_DSW ESG Conference_19 November 2021 | Speeches, Sustainable finance | Speech | PDF 149.48 KB |
||||
| 20/09/2021 | ESMA34-38 | Keynote speech Natasha Cazenave- Salone del Risparmio, 17 September 2021 | Fund Management, MiFID - Investor Protection, Speeches | Speech | PDF 176.16 KB |
||||
| 25/11/2021 | ESMA34-38-278 | ESMA ED Natasha Cazenave Keynote Speech_EFAMA Investment Management Forum 2021 | Fund Management, MiFID - Investor Protection, Speeches, Sustainable finance | Speech | PDF 159.98 KB |
||||
| 16/05/2019 | ESMA34-45-712 | Verena Ross- ICMA 2019 conference speech | Benchmarks, Brexit, MiFID II: Transparency Calculations and DVC, Speeches | Speech | PDF 134.24 KB |