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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|10/11/2015||2015/1639||Steven Maijoor at Economic and Monetary Affairs Committee, European Parliament, Scrutiny Hearing on MiFID II||MiFID - Investor Protection, Speeches||Speech||PDF
|30/09/2016||2016/1408||ESMA appoints new chairs to Standing Committees||Board of Supervisors, Fund Management, Market Integrity, MiFID - Investor Protection||Statement||PDF
The Board of Supervisors of the European Securities and Markets Authority (ESMA) has appointed the following individuals to serve as chairs of its standing committees:
The standing committees are expert groups drawn from ESMA staff and the national competent authorities for securities markets regulation in the Member States, and are responsible for the development of policy in their respective areas. The appointments are for a period of two years and commence with immediate effect.
|30/09/2016||2016/1420||Financial Technology: The Regulatory Tipping Points||Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors||Speech||PDF
|07/11/2016||2016/1547||Speech Public hearing on the review of the EU macro-prudential framework- Steven Maijoor, 7 November 2016||Risk Analysis & Economics - Markets Infrastructure Investors||Speech||PDF
|17/11/2016||2016/1584||Safeguarding investors is key to ensuring the capital markets Union’s success||MiFID - Investor Protection, Speeches||Speech||PDF
|02/12/2016||2016/1640||Speech by Verena Ross, ESMA Executive Director at the 2016 Global Capital Markets Conference||MiFID - Investor Protection, Speeches||Speech||PDF
|26/05/2016||2016/739||Speech Financial News 20th Anniversary Awards for Excellence- Steven Maijoor, 26 May 2016, London||MiFID - Investor Protection, Speeches||Speech||PDF
|02/06/2016||2016/902||MiFID practices for firms selling financial instruments subject to the BRRD resolution regime||MiFID - Investor Protection||Statement||PDF
|02/12/2020||ESMA22-103-1194||Keynote address – CMU and current challenges- Verena Ross, International Investors Conference Frankfurt||COVID-19, MiFID - Investor Protection, MiFID - Secondary Markets, Speeches, Supervisory convergence||Speech||PDF
|27/04/2018||ESMA22-103-753||Multilateral MoU on cooperation, information exchange and consultation||International cooperation, Joint Committee||Statement||PDF
|23/02/2021||ESMA22-105-1307||Introductory statement on GameStop share trading- Steven Maijoor||Market Integrity, MiFID - Investor Protection||Statement||PDF
|14/10/2021||ESMA24-436-13||Opening Statement ECON Hearing 14 October 2021||Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance||Speech||PDF
|14/10/2021||ESMA24-436-15||Annex to the Opening Statement ECON Hearing 14 October 2021||Speech||PDF
|15/07/2021||ESMA32-384-5209||ESMA Public Statement SPACs||MiFID - Investor Protection, Prospectus||Statement||PDF
|20/09/2021||ESMA34-38||Keynote speech Natasha Cazenave- Salone del Risparmio, 17 September 2021||Fund Management, MiFID - Investor Protection, Speeches||Speech||PDF
|25/11/2021||ESMA34-38-278||ESMA ED Natasha Cazenave Keynote Speech_EFAMA Investment Management Forum 2021||Fund Management, MiFID - Investor Protection, Speeches, Sustainable finance||Speech||PDF
|12/07/2019||ESMA35-36-1743||Statement Product Intervention||MiFID - Investor Protection||Statement||PDF
|31/03/2020||ESMA35-36-1919||Clarification of issues related to the publication of reports by execution venues and firms as required under RTS 27 and 28||COVID-19, MiFID - Investor Protection||Statement||PDF
|28/06/2017||ESMA35-36-885||Product Intervention- General Statement||Innovation and Products, MiFID - Investor Protection||Statement||PDF
This statement provides an update on the European Securities and Markets Authority’s (ESMA) work in relation to the sale of contracts for differences (CFDs), binary options and other speculative products to retail investors.
ESMA has been concerned about the provision of speculative products such as CFDs, rolling spot forex and binary options to retail investors for a considerable period of time and has conducted ongoing monitoring and supervisory convergence work in this area. In this context, ESMA has previously published a number of Q&As on CFDs and other speculative products to foster supervisory convergence, having established a CFD Task Force in July 2015, and also issued a further investor warning on the sale of CFDs, binary options and other speculative products in July 2016.
However, ESMA remains concerned that these supervisory convergence tools may not be sufficiently effective to ensure that the risks to consumer protection are sufficiently controlled or reduced. ESMA is therefore discussing the possible use of its product intervention powers under Article 40 of MiFIR to address investor protection risks in relation to CFDs, rolling spot forex and binary options.
ESMA is in the process of discussing the possible use of its product intervention powers under Article 40 of MiFIR, the possible content of any such measures, and how they could be applied. However, ESMA can confirm that the measures being discussed for (i) CFDs and rolling spot forex and (ii) binary options include proposals that take into account a number of measures that have been adopted or publicly consulted on by EU National Competent Authorities. These measures include leverage limits, guaranteed limits on client losses, and / or restrictions on the marketing and distribution of these products.
In accordance with Article 40 of MiFIR, any intervention measures must be approved by the ESMA Board of Supervisors and can only come into effect from 3 January 2018 at the earliest.
 ESMA/2016/1166 Warning about CFDs, binary options and other speculative products published 25 July 2016
|05/10/2017||ESMA35-42-597||Speech by Steven Maijoor on financial education and investor protection in Europe- IOSCO World Investor Week||MiFID - Investor Protection, Speeches||Speech||PDF