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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
19/07/2012 2011/454 MOU on the supervision of CRAs- ESMA and ASIC Credit Rating Agencies, International cooperation Reference PDF
4 MB		 This document contains two copies of the MOU, signed by ESMA and by the ASIC.
19/07/2012 2012/124 MOU on the supervision of CRAs- ESMA and MAS Credit Rating Agencies, International cooperation Reference PDF
574.14 KB
29/06/2012 2012/415 Call for Evidence on Empty Voting Transparency, Corporate Disclosure CESR Document PDF
275.66 KB		 ESMA launched a Call for Evidence on Empty Voting in September 2011 to analyse the potential issues and concerns raised by the practice of empty voting and to examine whether there was a possible need for further action. An analysis of the responses received to the consultation has led ESMA to conclude that there is insufficient evidence to justify any regulatory action at the European level at present.
16/08/2012 2012/526 Announcement of roundtable on materiality in financial reporting- 1 October 12 IFRS Supervisory Convergence Reference PDF
100.21 KB
12/11/2012 2012/725 European common enforcement priorities for 2012 financial statements IFRS Supervisory Convergence Reference PDF
163.78 KB
11/11/2013 2013/1637 Keynote Speech at Financial Reporting Outlook (Ernst & Young) Conference, London IFRS Supervisory Convergence, Speeches Speech PDF
167.91 KB

Steven Maijoor, Chair of the European Securities and Markets Authority (ESMA), delivered the keynote speech at the Ernst & Young Financial Reporting Outlook Conference in London.
20/03/2013 2013/318 Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies Prospectus, Corporate Disclosure, Transparency CESR Document PDF
265.19 KB
28/02/2014 2014/205 Call for expressions of interest: Group of Economic Advisers for ESMA’s Committee for Economic and Markets Analysis Risk Analysis & Economics - Markets Infrastructure Investors Reference PDF
158.95 KB		 The European Securities and Markets Authority (ESMA) is seeking to appoint new members to its Group of Economic Advisors (GEA) for the Committee for Economic and Markets Analysis (CEMA). This follows the expiry of the term of the current GEA. CEMA has established the GEA in order to benefit from the expertise of stakeholders specialised in the topics of financial stability and general economic research related to financial markets. CEMA looks to this group to provide it with advice regarding our work related to financial stability and economic background analysis for the regulatory and supervisory tasks of ESMA. The closing date for application is 25 April 2014.  Application form
05/06/2014 2014/608 MMoU on Cooperation Arrangements and Exchange of Information Corporate Information, International cooperation Reference PDF
205.85 KB

The European Securities and Markets Authority (ESMA) has published the text of a new multilateral memorandum of understanding (MMoU) between EEA national competent authorities, and between national competent authorities and ESMA which entered into force on 29 May 2014. It has been signed by 33 authorities in the securities and markets area. The new MMoU was agreed in view of the increasing internationalisation, harmonisation and interdependence of financial services and markets in the European Union. It is designed to facilitate cooperation arrangements and the exchange of information between national competent authorities, and between national competent authorities and ESMA, in the application of their responsibilities under Union law relating to the securities and markets area. It also updates and replaces a previous agreement on the Exchange of Information and Surveillance of Securities Activities agreed by the members of the Committee of European Securities Regulators (formerly the Forum of European Securities Commissions) entered into by those members on 26 January 1999. List of Signatories to MMoU on Cooperation Arrangements and Exchange of Information
16/01/2015 2015 ESMA SFC MoU Previous MoU between ESMA and SFC regarding CCPs International cooperation Reference PDF
806.29 KB
14/09/2015 2015/1291 Risk Dashboard No. 3, 2105 Risk Analysis & Economics - Markets Infrastructure Investors Reference PDF
848.31 KB
25/09/2015 2015/1463 reply form ESEF Form to reply ESEF Corporate Disclosure, Transparency Reference DOCX
784.27 KB
25/09/2015 2015/1463 reply form ESEF CBA Form to reply ESEF CBA Corporate Disclosure, European Single Electronic Format, Transparency Reference DOCX
872.33 KB
22/10/2015 2015/1596 Standard form for disclosure of Home Member State Corporate Disclosure, Transparency Reference DOCX
344.53 KB		 bgcsdadeelesetfifrhrhuitltlvmtnlplptroslsksv
22/10/2015 2015/1597 Standard form for major holdings Corporate Disclosure, Transparency Reference DOCX
350.81 KB
22/10/2015 2015/1598 Indicative List of Financial Instruments Corporate Disclosure, Transparency Reference DOCX
338.2 KB
22/10/2015 2015/1599 ESMA briefing on amended TD documents Corporate Disclosure, Transparency Reference PDF
133.16 KB
16/12/2015 2015/1882 Risk Dashboard No. 4, 2015 Risk Analysis & Economics - Markets Infrastructure Investors Reference PDF
931.3 KB
17/12/2015 2015/1885 ESMA Briefing Note on ESEF CP European Single Electronic Format, Transparency Reference PDF
138.49 KB
13/10/2016 2016-IFRS IFRS Foundation and ESMA statement of protocols for cooperation on International Financial Reporting Standards Corporate Information, IAS Regulation, IFRS Supervisory Convergence Reference PDF
209.65 KB

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