ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
42
REFINE YOUR SEARCH
Sections
- (-) Remove Fund Management filter Fund Management
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Securitisation filter Securitisation
- (-) Remove Corporate Finance filter Corporate Finance
- Speeches (140) Apply Speeches filter
- Guidelines and Technical standards (30) Apply Guidelines and Technical standards filter
- CESR Archive (26) Apply CESR Archive filter
- MiFID - Investor Protection (20) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (20) Apply MiFID - Secondary Markets filter
- Post Trading (16) Apply Post Trading filter
- Innovation and Products (14) Apply Innovation and Products filter
- Corporate Information (10) Apply Corporate Information filter
- Corporate Disclosure (6) Apply Corporate Disclosure filter
- Supervisory convergence (6) Apply Supervisory convergence filter
- Brexit (5) Apply Brexit filter
- Market Integrity (5) Apply Market Integrity filter
- Market Abuse (4) Apply Market Abuse filter
- Risk Analysis & Economics - Markets Infrastructure Investors (4) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Board of Supervisors (3) Apply Board of Supervisors filter
- COVID-19 (3) Apply COVID-19 filter
- IFRS Supervisory Convergence (3) Apply IFRS Supervisory Convergence filter
- Short Selling (3) Apply Short Selling filter
- Credit Rating Agencies (2) Apply Credit Rating Agencies filter
- International cooperation (2) Apply International cooperation filter
- Sustainable finance (2) Apply Sustainable finance filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Speech filter Speech
- (-) Remove Compliance table filter Compliance table
- Guidelines & Recommendations (174) Apply Guidelines & Recommendations filter
- Reference (122) Apply Reference filter
- Press Release (73) Apply Press Release filter
- Consultation Paper (70) Apply Consultation Paper filter
- Final Report (46) Apply Final Report filter
- Letter (37) Apply Letter filter
- Report (28) Apply Report filter
- Statement (26) Apply Statement filter
- Opinion (16) Apply Opinion filter
- Q&A (11) Apply Q&A filter
- Technical Advice (9) Apply Technical Advice filter
- Decision (6) Apply Decision filter
- Technical Standards (6) Apply Technical Standards filter
- Annual Report (2) Apply Annual Report filter
- SMSG Advice (2) Apply SMSG Advice filter
- CESR Document (1) Apply CESR Document filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
Speech X Compliance table X Corporate Finance X Benchmarks X Securitisation X Joint Committee X Fund Management X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 06/07/2011 | 2011/203 | The European Fund Industry Paradigm | Fund Management, Speeches | Speech | PDF 35.65 KB |
The European Fund Industry Paradigm: Combining Long Term Investment Horizons and Risk Profiles Opening speech by Steven Maijoor, Chair of ESMA, at the Paris EUROPLACE Financial Forum - 6 July 2011 |
|||
| 18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 280.37 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. | |||
| 01/06/2015 | 2015/904 | The Capital Markets Union, Asset Management and Stability | Fund Management, Speeches | Speech | PDF 78.68 KB |
Steven Maijoor delivered a speech at the 26th Annual Conference of the International Bar Association on the Globalisation of Investment Funds. | |||
| 14/09/2015 | 2015/1380 | Statement by Steven Maijoor Chair ESAs Joint Committee- ECON Hearing 14 September 2015 | Speeches, Joint Committee | Speech | PDF 100.82 KB |
||||
| 14/09/2015 | JC 2015 056 | Statement by Steven Maijoor Chair ESAs Joint Committee- ECON Scrutiny session on PRIIPs 14 September 2015 | Speeches, Fund Management | Speech | PDF 105.88 KB |
||||
| 13/10/2015 | 2015/1535 | Opening Statement- Steven Maijoor to ECON Scrutiny Hearing on AIFMD Passport | Fund Management | Speech | PDF 110.04 KB |
||||
| 22/12/2015 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 242.92 KB |
||||
| 07/04/2016 | 2016/572 | Compliance table- Guidelines on key concepts of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 214.15 KB |
||||
| 12/04/2016 | 2016/602 | Compliance table- Guidelines on ETFs and other UCITS issues | Fund Management, Guidelines and Technical standards | Compliance table | PDF 193.01 KB |
||||
| 04/05/2016 | 2016/675 | Compliance table- Guidelines on sound remuneration policies under the AIFMD (ESMA/2013/232) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 308.44 KB |
||||
| 26/05/2016 | 2016/735 | Speech for the AIMA Global Policy and Regulatory Forum – Verena Ross, 18 May 2016, London | Fund Management, Speeches | Speech | PDF 180.75 KB |
||||
| 11/10/2016 | 2016-1459 | ECON Hearing AIFMD passport Steven Maijoor Opening Statement | Fund Management | Speech | DOCX 330.05 KB |
||||
| 16/11/2016 | 2016-1579 | ESMA Chair speaks on improving outcomes for investors in investment funds | Fund Management, Speeches | Speech | PDF 196.07 KB |
||||
| 23/01/2017 | ESMA71-844457584-329 | ESMA Chair keynote address at PRIME Finance Conference | Benchmarks, Post Trading, Speeches | Speech | PDF 281.45 KB |
||||
| 08/02/2017 | ESMA71-844457584-346 | Review of the European Supervisory Authorities: Opportunities to ensure a safe and sound financial system | Board of Supervisors, Joint Committee | Speech | PDF 187.98 KB |
||||
| 04/10/2017 | ESMA34-43-352 | Compliance table for the Guidelines on sound remuneration policies under the UCITS Directive (ESMA/2016/575) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 318.38 KB |
||||
| 04/10/2017 | ESMA34-32-316 | Compliance table for the Guidelines on sound remuneration policies under the AIFMD (ESMA/2016/579) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 310.68 KB |
||||
| 21/03/2018 | ESMA71-99-964 | CMU, Brexit and ESA review – What’s next? Steven Maijoor BVI Keynote | Fund Management, MiFID - Investor Protection, Speeches | Speech | PDF 329.97 KB |
||||
| 31/05/2018 | ESMA71-99-996 | Towards benchmark stability and integrity | Benchmarks | Speech | PDF 164.02 KB |
||||
| 29/08/2018 | ESMA33-128-523 | Steven Maijoor Securitisation ECON Scrutiny Opening Statement | Securitisation, Speeches | Speech | PDF 228.13 KB |