ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
29
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove MiFID II: Transparency Calculations and DVC filter MiFID II: Transparency Calculations and DVC
- Speeches (140) Apply Speeches filter
- Guidelines and Technical standards (30) Apply Guidelines and Technical standards filter
- CESR Archive (26) Apply CESR Archive filter
- Fund Management (26) Apply Fund Management filter
- MiFID - Secondary Markets (20) Apply MiFID - Secondary Markets filter
- Post Trading (16) Apply Post Trading filter
- Innovation and Products (14) Apply Innovation and Products filter
- Corporate Information (10) Apply Corporate Information filter
- Corporate Disclosure (6) Apply Corporate Disclosure filter
- Supervisory convergence (6) Apply Supervisory convergence filter
- Brexit (5) Apply Brexit filter
- Joint Committee (5) Apply Joint Committee filter
- Market Integrity (5) Apply Market Integrity filter
- Market Abuse (4) Apply Market Abuse filter
- Risk Analysis & Economics - Markets Infrastructure Investors (4) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Board of Supervisors (3) Apply Board of Supervisors filter
- COVID-19 (3) Apply COVID-19 filter
- IFRS Supervisory Convergence (3) Apply IFRS Supervisory Convergence filter
- Short Selling (3) Apply Short Selling filter
- Credit Rating Agencies (2) Apply Credit Rating Agencies filter
- International cooperation (2) Apply International cooperation filter
- Securitisation (2) Apply Securitisation filter
- Sustainable finance (2) Apply Sustainable finance filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Speech filter Speech
- (-) Remove Compliance table filter Compliance table
- Guidelines & Recommendations (77) Apply Guidelines & Recommendations filter
- Opinion (59) Apply Opinion filter
- Reference (55) Apply Reference filter
- Press Release (44) Apply Press Release filter
- Consultation Paper (32) Apply Consultation Paper filter
- Investor Warning (26) Apply Investor Warning filter
- Statement (25) Apply Statement filter
- Final Report (18) Apply Final Report filter
- Report (13) Apply Report filter
- Letter (12) Apply Letter filter
- Q&A (7) Apply Q&A filter
- Annual Report (3) Apply Annual Report filter
- Decision (3) Apply Decision filter
- Technical Advice (3) Apply Technical Advice filter
- Technical Standards (1) Apply Technical Standards filter
Your filters
Speech X Compliance table X Corporate Finance X Benchmarks X MiFID - Investor Protection X MiFID II: Transparency Calculations and DVC X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 24/04/2014 | 2013/922 | Compliance table- suitability guidelines | MiFID - Investor Protection, Guidelines and Technical standards | Compliance table | PDF 74.33 KB |
||||
| 24/04/2014 | 2013/923 | Compliance table- compliance guidelines | MiFID - Investor Protection, Guidelines and Technical standards | Compliance table | PDF 74.45 KB |
||||
| 07/10/2014 | 2014-1213 | Guidelines compliance table for Guidelines on remuneration policies and practices (MiFID) | MiFID - Investor Protection | Compliance table | PDF 127.73 KB |
||||
| 10/11/2015 | 2015/1639 | Steven Maijoor at Economic and Monetary Affairs Committee, European Parliament, Scrutiny Hearing on MiFID II | MiFID - Investor Protection, Speeches | Speech | PDF 158.43 KB |
||||
| 17/11/2016 | 2016/1584 | Safeguarding investors is key to ensuring the capital markets Union’s success | MiFID - Investor Protection, Speeches | Speech | PDF 323.38 KB |
||||
| 02/12/2016 | 2016/1640 | Speech by Verena Ross, ESMA Executive Director at the 2016 Global Capital Markets Conference | MiFID - Investor Protection, Speeches | Speech | PDF 281.71 KB |
||||
| 26/05/2016 | 2016/739 | Speech Financial News 20th Anniversary Awards for Excellence- Steven Maijoor, 26 May 2016, London | MiFID - Investor Protection, Speeches | Speech | PDF 168.88 KB |
||||
| 02/12/2020 | ESMA22-103-1194 | Keynote address – CMU and current challenges- Verena Ross, International Investors Conference Frankfurt | COVID-19, MiFID - Investor Protection, MiFID - Secondary Markets, Speeches, Supervisory convergence | Speech | PDF 155.85 KB |
||||
| 16/05/2019 | ESMA34-45-712 | Verena Ross- ICMA 2019 conference speech | Benchmarks, Brexit, MiFID II: Transparency Calculations and DVC, Speeches | Speech | PDF 134.24 KB |
||||
| 05/10/2017 | ESMA35-42-597 | Speech by Steven Maijoor on financial education and investor protection in Europe- IOSCO World Investor Week | MiFID - Investor Protection, Speeches | Speech | PDF 222.15 KB |
||||
| 11/02/2020 | ESMA35-43-1076 | Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 156.28 KB |
||||
| 06/11/2018 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 477.73 KB |
||||
| 28/11/2018 | ESMA35-43-1376 | Verena Ross Keynote speech at DSW-Better Finance International Investors’ Conference | MiFID - Investor Protection, Speeches | Speech | PDF 247.6 KB |
||||
| 20/06/2019 | ESMA35-43-1430 | Compliance table on Guidelines on MiFID II suitability requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 117.21 KB |
||||
| 10/03/2020 | ESMA35-43-1957 | Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 173.19 KB |
||||
| 10/03/2020 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 162.94 KB |
||||
| 27/05/2020 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence 2020 | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.96 KB |
||||
| 11/03/2020 | ESMA70-156-1434 | Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 127.63 KB |
||||
| 25/09/2019 | ESMA71-319-141 | Introductory remarks- Second roundtable on euro risk-free rates | Benchmarks | Speech | PDF 108.47 KB |
||||
| 29/10/2019 | ESMA71-319-150 | Conference on the adaptation of interest rate benchmarks to the new European regulation on benchmarks- Steven Maijoor ESMA Chair at CNMV Conference | Benchmarks, Speeches | Speech | PDF 109.75 KB |