ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
16/01/2018 ESMA31-67-535 Practical Guide on notifications of major holdings under the Transparency Directive , , Reference PDF
1.51 MB
11/01/2018 ESMA71-99-923 Factsheet on Trade Repositories Fees Reference PDF
129.16 KB
11/01/2018 ESMA71-99-928 Factsheet on Credit Rating Agencies Fees Reference PDF
128.63 KB
09/01/2018 ESMA70-155-3832 List of trading venues benefiting from a transitional exemption from the access provisions under MiFIR Reference PDF
222.12 KB
09/01/2018 ESMA70-156-300 Public Register for the Trading Obligation for derivatives under MiFIR Reference PDF
400.64 KB
09/01/2018 ESMA70-156-173 MiFID II list of supplementary deferral regimes Reference XLSX
55.85 KB
08/01/2018 20180103 Overview of MiFID II position management controls Reference XLSX
11.24 KB
22/12/2017 ESMA50-164-677 FAQs on MiFID II- Transitional Transparency Calculations , Reference PDF
298.13 KB
20/12/2017 ESMA65-8-5257 Instructions on download and use of double volume cap results files Reference PDF
238.39 KB
20/12/2017 ESMA65-8-5240 FIRDS Instructions on download and use of full and delta transparency results files Reference PDF
464.29 KB
19/12/2017 ESMA33-128-108 response form Response form- Consultation Paper Third-Party Firm STS Verification Application Reference DOCX
766.9 KB
19/12/2017 ESMA33-128-33 response form Response form- Consultation Paper STS notification Reference DOCX
766.04 KB
19/12/2017 ESMA33-128-107 response form Response form- Consultation Paper on disclosure and operational standards Reference DOCX
771.94 KB
19/12/2017 ESMA70-156-185 Template for reporting circuit breakers parameters to ESMA Reference XLSX
41.46 KB
19/12/2017 ESMA70-156-181 Procedure for reporting of circuit breakers’ parameters by NCAs to ESMA Reference PDF
462.58 KB
18/12/2017 ESMA65-8-5306 Benchmarks attributes Reference PDF
229.87 KB
18/12/2017 ESMA 71-99-671 Briefing note- Preparing for 2020: ESEF field tests and reporting manual Reference PDF
339.06 KB
18/12/2017 ESMA32-60-254 ESEF Reporting Manual Reference PDF
441.74 KB
18/12/2017 Overview recruitments Overview recruitments- Updated 8 January 2018 , Reference PDF
867.72 KB
15/12/2017 ESMA31-62-802 reply form Response form- Consultation Paper on draft RTS under the new Prospectus Regulation Reference DOCX
772.17 KB

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