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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
29/06/2000 00-096l A European Regime Against Market Abuse CESR Archive Final Report PDF
70.68 KB
20/12/2000 00-138b A European Passport for Issuers- Report to the European Commission CESR Archive Final Report PDF
355 KB
15/03/2000 00-FESCO-A Implementation of Article 11 of the ISD: Categorisation of investors for the purpose of Conduct of Business Rules CESR Archive CESR Document PDF
62.07 KB
09/04/2002 01-014d A European Regime of Investor Protection – The Harmonisation of Conduct of Business Rules CESR Archive CESR Document PDF
133.19 KB		 This set of Standards and Rules provides harmonised core conduct of business rules for retail investors in the following areas: Standards and Rules of general application, information to be provided to customers, the "know your customer" standards and the duty of care, customers agreements, dealing requirements (including the "best execution" standards) and individual discretionary portfolio management. The profesional and counterparty regime, including the categorisation of investors paper, requires further work by CESR.
01/08/2001 01-045fusion A "European Passeport" for issuers: An additional submission to the European Commission on the issue raised in paragraph 18 of the FESCO report of 20 December 2000 (Ref. Fesco/00-138b) CESR Archive Final Report PDF
223.73 KB		 The last FESCO paper on a "European Passeport" for issuer, stated that in a member of areas, further work needed to be undetaken. FESCO has considered some of these issues and is now submitting for comment the following paper regarding disclosure requiremnents for products different from shares and ordinary bonds, the offer and a proposal on the content of the Pro Forma and the other financial information to be included in the propesctus. This complementary document is not intended to pre-empt any work to be undertaken by the Committee of European Securities Regulators in relation to the proposed directive on prospectuses. Rather this paper aims to complete aspects of the FESCO first paper and inform the subsequent work by the Committee. All comments received will be forwarded to the European Commission, unless respondent state otherwise.
14/01/2002 02-002 Proposed Standards for Alternative Trading Systems- Feedback statement CESR Archive CESR Document PDF
419.83 KB
01/02/2002 02-007b Measures to promote Market Integrity (Ref. CESR/01-052h) and Compilation of responses to the national consultation CESR Archive Final Report PDF
373.97 KB
09/04/2002 02-020b Stabilisation and Allotment – European Supervisory Approach CESR Archive CESR Document PDF
93.51 KB		 This paper provides harmonised standards for stabilisation practices in the context of a public offer and an harmonised disclosure regime for the Allotment of securities as well as some basic principles of the Allotment process. This work has not been elaborated under a formal mandate of the EU Commission in the context of the future Directives on Insider Dealing and Market Manipulation or the future Directive on Prospectuses. However, these standards represent an important "acquis" for any future work to be undertaken on the same subject. A summary of the responses to the second consultation (Ref. CESR/02-060) is published in the "Recent Publications".
20/04/2002 02-060 Summary of responses to the second consultation on Stabilisation and Allotment CESR Archive Final Report PDF
79.95 KB
08/07/2002 02-086b Standards for Alternative Trading Systems CESR Archive CESR Document PDF
124.16 KB		 CESR published today common European Standards for Alternative Trading Systems (ATSs). This paper sets outs standards for ATSs in the European Economic Area (EEA) with a view to providing appropriate regulation of investments firms operating ATSs under the current ISD. It builds on FESCO's report to the European Commission on the Regulation of Alternative Trading Systems in Europe, which was published in September 2000. Also published today was a feedback statement summarising the responses received in the final round of consultation (Ref. CESR/02-087b)
08/01/2003 02-089d CESR's advice on Possible Level 2 Implementing Measures for the proposed Market Abuse Directive CESR Archive Final Report PDF
322.44 KB		 CESR publishes today its technical advice, submitted to the European Commission on Tuesday 31st December 2002, on level 2 implementing measures in connection with certain aspects of the Directive on Insider Dealing and Market Manipulation (Market Abuse). The advice was requested by the Commission in accordance with the new Lamfalussy approach to regulating European securities markets, designed to build an integrated market in Europe. It is the first example of advice developed and submitted to the Commission under the new procedure.
08/07/2002 02-098b A European Regime of Investor Protection – The Professional and Counterparty Regimes CESR Archive CESR Document PDF
63.43 KB		 This paper completes the work conducted by CESR on the harmonization of conduct of business rules under the existing Article 11 of the Investment Services Directive. It complements the document (CESR/01-014d) adopted in April 2002 on the so called "retail regime", i.e. the regime applicable to investment services provided to non-professional customers. The paper builds on the proposal for the "Categorisation of investors for the purpose of conduct of business rules". The paper contains: I) core conduct of business rules which should apply to investment services between investment firms and professionals and II) core standards for "counterparty relationships".
13/07/2002 02-100b Responses to questionnaire on the control, scrutinising and approval of prospectus CESR Archive Final Report PDF
595.41 KB		 Summary of the answers to a questionnaire on the way in which prospectuses are controlled, scrutinised and approved in all member states and on the deadlines allowed for the publication of the prospectus once it has been approved by the competent authority
01/08/2002 02-159 Summary of the responses to the ESCB/CESR call for contributions on European clearing and settlement systems CESR Archive Final Report PDF
60.37 KB
29/10/2002 02-198b First meeting of the CESR Market Participants Consultative Panel CESR Archive Final Report PDF
145.39 KB		 Public statement on the first meeting of the CESR Market Participants Consultative Panel on 24 September 2002 in Paris.
08/01/2003 02-287b Feedback Statement on CESR's advice on Level 2 Implementing measures for the proposed Market Abuse Directive CESR Archive CESR Document PDF
245.84 KB		 CESR publishes today the Feedback Statement to its technical advice, submitted to the European Commission on Tuesday 31st December 2002, on level 2 implementing measures in connection with certain aspects of the Directive on Insider Dealing and Market Manipulation (Market Abuse).
01/04/2003 03-015 Results of CESR’s public consultation on possible implementing measures for the future Prospectus Directive CESR Archive Final Report PDF
277.93 KB
29/01/2003 03-018 Second Meeting of the CESR Market Participants Consultative Panel CESR Archive Final Report PDF
89.28 KB		 Public statement on the second Market Participants Consultative Panel held on Paris on 13 January 2003.
25/04/2003 03-067b Additional Public Hearing on possible implementing measures of the Prospectus Directive: Draft Feedback Statement CESR Archive CESR Document PDF
220.18 KB		 On Monday 31st March 2003, the European Commission, considering that the European Parliament has not started the second reading on the prospectus proposal, has invited CESR to provide its technical advice on issues initially required for 31st March by July 31st 2003. CESR welcomes this extension and has decided to hold an additional open hearing that will take place at CESR
01/03/2003 03-073 Standard No. 1 on Financial Information CESR Archive CESR Document PDF
147.6 KB		 During the seventh meeting of CESR held in Paris on 21 March 2003, the first CESR standard on Financial Information: Enforcement of standards on financial information in Europe was approved. The standard is being published today along with a feedback statement summarising the responses received during the consultation process (Ref. CESR/03-074). The standard represents a significant part of CESR\'s contribution to the task of developing and implementing a common approach to the enforcement of International Financial Reporting Standards (IFRS) in Europe. The feedback statement can be viewed under the heading "Recent Publications".

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