ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
35
REFINE YOUR SEARCH
Sections
- (-) Remove Transparency filter Transparency
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove Trade Repositories filter Trade Repositories
- Corporate Disclosure (181) Apply Corporate Disclosure filter
- Securities and Markets Stakeholder Group (100) Apply Securities and Markets Stakeholder Group filter
- CESR Archive (93) Apply CESR Archive filter
- IAS Regulation (77) Apply IAS Regulation filter
- Post Trading (60) Apply Post Trading filter
- Fund Management (33) Apply Fund Management filter
- IFRS Supervisory Convergence (33) Apply IFRS Supervisory Convergence filter
- Joint Committee (33) Apply Joint Committee filter
- MiFID - Secondary Markets (28) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (21) Apply MiFID - Investor Protection filter
- Sustainable finance (18) Apply Sustainable finance filter
- Audit (15) Apply Audit filter
- Credit Rating Agencies (14) Apply Credit Rating Agencies filter
- Corporate Information (12) Apply Corporate Information filter
- Prospectus (12) Apply Prospectus filter
- Supervisory convergence (11) Apply Supervisory convergence filter
- Corporate Finance (7) Apply Corporate Finance filter
- Securitisation (6) Apply Securitisation filter
- Short Selling (5) Apply Short Selling filter
- European Single Electronic Format (3) Apply European Single Electronic Format filter
- Board of Supervisors (2) Apply Board of Supervisors filter
- Brexit (2) Apply Brexit filter
- CCP Directorate (2) Apply CCP Directorate filter
- Corporate Governance (2) Apply Corporate Governance filter
- COVID-19 (2) Apply COVID-19 filter
- Crowdfunding (1) Apply Crowdfunding filter
- International cooperation (1) Apply International cooperation filter
- Management Board (1) Apply Management Board filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Letter filter Letter
- (-) Remove Q&A filter Q&A
- (-) Remove Technical Advice filter Technical Advice
- Guidelines & Recommendations (564) Apply Guidelines & Recommendations filter
- Reference (161) Apply Reference filter
- Report (80) Apply Report filter
- Final Report (79) Apply Final Report filter
- Press Release (79) Apply Press Release filter
- Consultation Paper (42) Apply Consultation Paper filter
- Statement (42) Apply Statement filter
- Compliance table (41) Apply Compliance table filter
- Opinion (40) Apply Opinion filter
- Speech (40) Apply Speech filter
- Decision (10) Apply Decision filter
- Annual Report (5) Apply Annual Report filter
- CESR Document (3) Apply CESR Document filter
- Technical Standards (3) Apply Technical Standards filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
Q&A X SMSG Advice X Technical Advice X Letter X Innovation and Products X Securities Financing Transactions X Risk Analysis & Economics - Markets Infrastructure Investors X Market Integrity X Benchmarks X Guidelines and Technical standards X Trade Repositories X Transparency X Market Abuse X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
05/01/2017 | 2016/1621 | 2016-1621 ESMA letter to EC on postponement of ESEF RTS | Corporate Disclosure, European Single Electronic Format, Transparency | Letter | PDF 87.44 KB |
||||
09/02/2016 | 2016/235 | Comment letter on Taxonomy due process | Corporate Disclosure, European Single Electronic Format, Transparency | Letter | PDF 84.24 KB |
||||
06/04/2017 | ESMA32-61-136 | Comment Letter to EFRAG on ED 'Annual Improvements to IFRS Standards 2015–2017 Cycle' | Corporate Disclosure, IAS Regulation, Transparency | Letter | PDF 373.28 KB |
||||
06/04/2017 | ESMA32-61-135 | Comment Letter to IASB on ED 'Annual Improvements to IFRS Standards 2015–2017 Cycle' | Corporate Disclosure, IAS Regulation, Transparency | Letter | PDF 367.8 KB |
||||
29/06/2020 | ESMA50-164-3475 | Coverletter- ESMA response to EC consultation on a new Digital Finance Strategy for Europe | Innovation and Products | Letter | PDF 87.97 KB |
||||
14/05/2019 | FISMA.C.3/IK/TL/Ares(2019)2120576 | EC Art 38 MAR mandate | Market Abuse, Market Integrity | Letter | PDF 187.62 KB |
||||
09/02/2021 | ESAs 2021 07 | ESAs letter on DORA | Innovation and Products, Joint Committee | Letter | PDF 142.91 KB |
||||
15/02/2022 | ESMA24-436-1152 | ESMA response to the Commission consultation on the Listings Act | Market Abuse, MiFID - Investor Protection, Prospectus | Letter | PDF 99.52 KB |
||||
18/04/2016 | 2016/623 | ESMA's response to EC Consultation Non-binding Guidelines for reporting of non-financial information by companies | Transparency | Letter | PDF 112.19 KB |
||||
20/04/2012 | 2012/236 | ESMA's Technical Advice on possible delegated acts of the short-selling and certain aspects of CDS | Short Selling, Market Integrity | Technical Advice | PDF 509.39 KB |
||||
03/02/2015 | 2015/224 | ESMA’s technical advice on possible delegated acts concerning the Market Abuse Regulation | Market Abuse | Technical Advice | PDF 1021.03 KB |
This advice:• specifies the MAR market manipulation indicators, by providing examples of practices that may constitute market manipulation as well as proposing “additional” indicators of market manipulation; • recommends to set the minimum thresholds that exempt certain market participants in the emission allowance market from publicly disclosing inside information at six million tonnes of CO2eq per year and at 2,430 MW rated thermal input;• suggests the way to determine to which regulator delays in disclosure of inside information needs to be notified. • provides clarifications on the enhanced disclosure of managers’ transactions. - ESMA recommends disclosing any acquisition, disposal, subscription or exchange of financial instruments of the relevant issuer or related financial instruments carried out by managers,, further illustrated through a non-exhaustive list of types of transactions subject to this obligation. . ESMA also clarifies the transactions that can be allowed by the issuer during a closed period when normally managers are prohibited to trade; and• proposes procedures and arrangements to ensure sound whistleblowing infrastructures – i.e. EU national regulators should allow the receipt of reports of infringements, including appropriate communication channels and guarantee the protection of reporting and reported persons, with respect to their identity and their personal data. Next steps ESMA has sent its technical advice to the European Commission for its consideration in drafting its implementing standards regarding MAR. ESMA’s regulatory technical standards regarding MAR will be delivered in July 2015. | |||
10/04/2019 | JC 2019 25 | Joint ESA advice on the costs and benefits of developing a coherent cyber resilience testing framework for significant market participants and infrastructures | Innovation and Products, Joint Committee | Technical Advice | PDF 785.49 KB |
||||
10/04/2019 | JC 2019 26 | Joint ESA advice on the need for legislative improvements relating to ICT risk management requirements | Innovation and Products, Joint Committee | Technical Advice | PDF 1.34 MB |
||||
02/09/2021 | ESMA81-459-6 | Letter from Chairman of EUR Risk Free Rates WG to European Commission on the EONIA designation | Benchmarks | Letter | PDF 414.8 KB |
||||
15/07/2021 | ESMA81-391-71 | Letter from Chairman of EUR Risk Free Rates WG to European Commission on transition from EONIA to Euro Short Term Rate | Benchmarks | Letter | PDF 134.4 KB |
||||
30/06/2022 | ESMA22-106-4013 | Letter from ESMA Chair to EC- Prioritisation of 2022 ESMA deliverables | Corporate Information, Market Abuse, Market Integrity, MiFID - Secondary Markets, Post Trading, Trading | Letter | PDF 136.79 KB |
||||
05/09/2018 | ESMA70-151-1651 Annex 1 | Letter from European Commission on SFTR draft RTS | Securities Financing Transactions | Letter | PDF 159.5 KB |
||||
16/11/2021 | ESMA81-459-31 | Letter from the Chairman of the EUR Risk Free Rates Working Group to the European Commission with regards to the designation of statutory replacement rates for GBP & JPY LIBOR | Benchmarks | Letter | PDF 186.69 KB |
||||
11/01/2013 | EBA/BS/2013/001 | Letter to EBF on Euribor | Risk Analysis & Economics - Markets Infrastructure Investors | Letter | PDF 101.15 KB |
||||
02/03/2021 | ESMA32-60-707 | Letter to EC on ESAP targeted consultation | Transparency | Letter | PDF 159.36 KB |