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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|26/01/2022||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|26/01/2022||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|20/01/2022||ESMA70-155-11635||CSD Register||Post Trading||Reference||PDF
|14/01/2022||ESMA70-151-3061||Methodology for Mandatory Peer Reviews in relation to CCPs’ authorisation and supervision under EMIR||Post Trading, Supervisory convergence||Reference||PDF
|14/01/2022||ESMA42-110-812||Notifications of Compliance with Guidelines – Overview Table||Guidelines and Technical standards||Reference||XLSX
|06/01/2022||ESMA42-646012687-331||ESMA Guidelines||Corporate Information, Guidelines and Technical standards||Reference||XLSX
|20/12/2021||ESMA70-156-5257||Trading Venues with the Highest Turnover for Bonds- for CSDR Cash Penalties Calculation [TEMPLATE]||Post Trading||Reference||XLSX
|20/12/2021||ESMA65-8-6905||CSDR7 Settlements Fails XML Schema||Post Trading||Reference||ZIP
|20/12/2021||ESMA65-8-7109||Technical Reporting Instructions CSDR Article 7 – Settlement Fails Reporting||Post Trading||Reference||PDF
|17/12/2021||ESMA74-362-893||QAs on SFTR data reporting||Post Trading, Securities Financing Transactions, Trade Repositories||Q&A||PDF
|17/12/2021||ESMA70-156-4448||Q&As- Central Securities Depositories Regulation||Post Trading, Supervisory convergence||Q&A||PDF
|17/12/2021||ESRB/2021/0104||Redacted ESRB response letter to ESMAs consultation||CCP Directorate, Post Trading, Press Releases||Reference||PDF
|14/12/2021||ESMA32-380-143||National thresholds for shareholder identification under the revised SRD||Corporate Finance, Corporate Governance||Reference||PDF
|01/12/2021||ESMA70-1861941480-52||Q&A on EMIR implementation||Post Trading, Trade Repositories||Q&A||PDF
|30/11/2021||ESMA41-140-79||Technical standards||Corporate Information, Guidelines and Technical standards||Reference||XLSX
|24/11/2021||ESMA70-151-2767||List of designated authorities, payment systems and securities settlement systems||Post Trading||Reference||XLSX
|22/11/2021||ESMA 70-156-5010||Review of the clearing thresholds under EMIR_Response Form||Post Trading||Reference||DOCX
|19/11/2021||ESMA70-148-523||List of Central Counterparties authorised to offer services and activities in the Union||Post Trading||Reference||PDF
|08/11/2021||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|25/10/2021||ESMA70-151-995||Key relevant provisions of the corporate or similar law of a Member State, under which securities are constituted||Post Trading||Reference||PDF