ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 30/01/2019 | ESMA22-105-661 | Agenda for open hearing on sustainable finance | Sustainable finance | Reference | PDF 129.15 KB |
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| 02/10/2017 | ESMA71-99-608 | Annex (Template for the Assessment of Collective Suitability) | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 72.7 KB |
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| 31/10/2016 | 2016/1529 ANNEX | Annex I- Template for the assessment of collective suitability | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 54.43 KB |
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| 18/12/2017 | ESMA 71-99-671 | Briefing note- Preparing for 2020: ESEF field tests and reporting manual | European Single Electronic Format | Reference | PDF 339.06 KB |
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| 04/04/2022 | ESMA30-379-1022 | Call for candidates on Consultative Working Group of ESMA’s Coordination Network on Sustainability (CNS) | Sustainable finance | Reference | PDF 161.67 KB |
ESMA is seeking candidates for its newly established Consultative Working Group (CWG) of the Coordination Network on Sustainability (CNS). The CWG will have approximately 20 members, selected for a renewable term of two years, and will be composed of experts in sustainable finance. ESMA is particularly interested in applications from experts representing institutional and retail investors, investment managers, investment services providers, issuers, benchmarks administrators, credit and ESG ratings providers, auditors, third-party verifiers, data providers, financial innovation players, market infrastructures and non-governmental organisations, think tanks or research units, with expertise in the field of sustainable finance. Interested experts are invited to apply by 11 May 2022. |
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| 03/02/2022 | ESMA80-416-250 | Call For Evidence on Market Characteristics for ESG Rating Providers in the EU | Sustainable finance | Reference | PDF 258.32 KB |
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| 28/06/2017 | ESMA32-60-196 | Call for volunteers- Field test European Single Electronic format (ESEF) | Corporate Disclosure, European Single Electronic Format | Reference | PDF 251.41 KB |
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| 26/07/2021 | C(2021) 4858 final | Commission decision on Q&As to ESAs | Joint Committee, Sustainable finance | Reference | PDF 290.06 KB |
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| 11/02/2020 | ESMA35-43-1076 | Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 157.54 KB |
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| 11/03/2020 | ESMA70-156-1434 | Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 129.58 KB |
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| 18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 187.15 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. |
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| 17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
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| 04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 267.48 KB |
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| 04/10/2017 | ESMA34-43-352 | Compliance table for the Guidelines on sound remuneration policies under the UCITS Directive | Fund Management, Guidelines and Technical standards | Compliance table | PDF 154.54 KB |
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| 21/03/2019 | ESMA70-145-1345 | Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 112.12 KB |
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| 04/10/2017 | ESMA34-32-316 | Compliance table for the Guidelines sound remuneration policies under the AIFMD (ESMA/2016/579) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 144.26 KB |
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| 10/12/2021 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 300.38 KB |
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| 08/03/2021 | ESMA70-151-2536 | compliance table Guidelines APC Measures | Guidelines and Technical standards, Trade Repositories | Compliance table | PDF 141.15 KB |
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| 08/03/2021 | ESMA70-151-2537 | Compliance table Guidelines Conflict of interest | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.4 KB |
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| 23/06/2022 | ESMA34-32-898 | Compliance table on Guidelines on Article 25 of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 199.22 KB |