ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
9
REFINE YOUR SEARCH
Sections
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Crowdfunding filter Crowdfunding
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Transparency filter Transparency
- Securities and Markets Stakeholder Group (90) Apply Securities and Markets Stakeholder Group filter
- Joint Committee (9) Apply Joint Committee filter
- Supervisory convergence (8) Apply Supervisory convergence filter
- Sustainable finance (8) Apply Sustainable finance filter
- CESR Archive (7) Apply CESR Archive filter
- Fund Management (7) Apply Fund Management filter
- Post Trading (7) Apply Post Trading filter
- MiFID - Investor Protection (6) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (6) Apply MiFID - Secondary Markets filter
- Corporate Disclosure (4) Apply Corporate Disclosure filter
- Corporate Information (3) Apply Corporate Information filter
- Short Selling (3) Apply Short Selling filter
- Brexit (2) Apply Brexit filter
- Corporate Finance (2) Apply Corporate Finance filter
- Market Abuse (2) Apply Market Abuse filter
- Prospectus (2) Apply Prospectus filter
- Securitisation (2) Apply Securitisation filter
- Corporate Governance (1) Apply Corporate Governance filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
Type of document
- (-) Remove Q&A filter Q&A
- (-) Remove SMSG Advice filter SMSG Advice
- Reference (154) Apply Reference filter
- Press Release (94) Apply Press Release filter
- Consultation Paper (59) Apply Consultation Paper filter
- Statement (51) Apply Statement filter
- Guidelines & Recommendations (49) Apply Guidelines & Recommendations filter
- Final Report (48) Apply Final Report filter
- Opinion (41) Apply Opinion filter
- Speech (40) Apply Speech filter
- Report (34) Apply Report filter
- Decision (33) Apply Decision filter
- Letter (21) Apply Letter filter
- Technical Advice (13) Apply Technical Advice filter
- Annual Report (7) Apply Annual Report filter
- Compliance table (7) Apply Compliance table filter
- Technical Standards (7) Apply Technical Standards filter
- CESR Document (2) Apply CESR Document filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
Q&A X SMSG Advice X European Single Electronic Format X Innovation and Products X Benchmarks X Credit Rating Agencies X Trade Repositories X Transparency X Crowdfunding X Market Integrity X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/07/2015 | 2015/1005 | Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing | Innovation and Products | Q&A | PDF 157.73 KB |
||||
| 18/02/2016 | 2015/SMSG/036 | SMSG Advice on ESEF | European Single Electronic Format, Securities and Markets Stakeholder Group | SMSG Advice | PDF 109.63 KB |
||||
| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 29/07/2021 | ESMA33-5-87 | Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA | Credit Rating Agencies | Q&A | PDF 409.83 KB |
||||
| 20/05/2022 | ESMA35-42-1088 | Q&A on the European crowdfunding service providers for business Regulation | Crowdfunding | Q&A | PDF 279.38 KB |
||||
| 23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 23/06/2022 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 568.37 KB |
||||
| 28/02/2022 | ESMA70-1861941480-52 | Q&A on EMIR implementation | Post Trading, Trade Repositories | Q&A | PDF 1.46 MB |
||||
| 19/07/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 405.28 KB |