ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
52
REFINE YOUR SEARCH
Sections
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Short Selling filter Short Selling
- (-) Remove Sustainable finance filter Sustainable finance
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- CESR Archive (191) Apply CESR Archive filter
- Securities and Markets Stakeholder Group (89) Apply Securities and Markets Stakeholder Group filter
- Post Trading (76) Apply Post Trading filter
- Fund Management (53) Apply Fund Management filter
- Credit Rating Agencies (40) Apply Credit Rating Agencies filter
- MiFID - Investor Protection (39) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (38) Apply MiFID - Secondary Markets filter
- Joint Committee (34) Apply Joint Committee filter
- CCP Directorate (22) Apply CCP Directorate filter
- Corporate Disclosure (22) Apply Corporate Disclosure filter
- Prospectus (17) Apply Prospectus filter
- Supervisory convergence (14) Apply Supervisory convergence filter
- Securitisation (11) Apply Securitisation filter
- Benchmarks (10) Apply Benchmarks filter
- Market Integrity (10) Apply Market Integrity filter
- Trading (9) Apply Trading filter
- Trade Repositories (6) Apply Trade Repositories filter
- Transparency (5) Apply Transparency filter
- Corporate Governance (4) Apply Corporate Governance filter
- Guidelines and Technical standards (4) Apply Guidelines and Technical standards filter
- Market data (4) Apply Market data filter
- Corporate Information (3) Apply Corporate Information filter
- IFRS Supervisory Convergence (3) Apply IFRS Supervisory Convergence filter
- Brexit (2) Apply Brexit filter
- Crowdfunding (2) Apply Crowdfunding filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- COVID-19 (1) Apply COVID-19 filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
Type of document
- (-) Remove Consultation Paper filter Consultation Paper
- (-) Remove Q&A filter Q&A
- (-) Remove SMSG Advice filter SMSG Advice
- (-) Remove Technical Advice filter Technical Advice
- Reference (130) Apply Reference filter
- Opinion (43) Apply Opinion filter
- Final Report (41) Apply Final Report filter
- Press Release (38) Apply Press Release filter
- Speech (32) Apply Speech filter
- Guidelines & Recommendations (31) Apply Guidelines & Recommendations filter
- Report (28) Apply Report filter
- Letter (25) Apply Letter filter
- Statement (25) Apply Statement filter
- Decision (7) Apply Decision filter
- Compliance table (5) Apply Compliance table filter
- Annual Report (4) Apply Annual Report filter
- Technical Standards (2) Apply Technical Standards filter
- CESR Document (1) Apply CESR Document filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
Q&A X SMSG Advice X Technical Advice X Consultation Paper X European Single Electronic Format X Innovation and Products X Securities Financing Transactions X Sustainable finance X Short Selling X Corporate Finance X Market Abuse X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 30/11/2021 | SFDR EC Q&A CORRECTION | EC Q&A on sustainability-related disclosures- correction | Joint Committee, Sustainable finance | Q&A | PDF 87.19 KB |
||||
| 26/07/2021 | SFDR EC Q&A | EC Q&A on sustainability-related disclosures | Joint Committee, Sustainable finance | Q&A | PDF 601.99 KB |
||||
| 13/05/2022 | JC 2022 26 | SFDR queries forwarded to the Commission | Joint Committee, Sustainable finance | Q&A | PDF 132.33 KB |
||||
| 23/04/2020 | JC 2020 16 | Joint ESA consultation on ESG disclosures | Joint Committee, Sustainable finance | Consultation Paper | PDF 911.13 KB |
||||
| 10/04/2019 | JC 2019 26 | Joint ESA advice on the need for legislative improvements relating to ICT risk management requirements | Innovation and Products, Joint Committee | Technical Advice | PDF 1.34 MB |
||||
| 10/04/2019 | JC 2019 25 | Joint ESA advice on the costs and benefits of developing a coherent cyber resilience testing framework for significant market participants and infrastructures | Innovation and Products, Joint Committee | Technical Advice | PDF 785.49 KB |
||||
| 28/01/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 398.17 KB |
||||
| 09/07/2020 | ESMA74-362-608 | Guidelines on calculation of positions in SFTs by Trade Repositories | Securities Financing Transactions, Trade Repositories | Consultation Paper | PDF 799.81 KB |
||||
| 28/05/2021 | ESMA74-362-1941 | Consultation Paper on the Guidelines on transfer of data between Trade Repositories under EMIR and SFTR | Market data, Securities Financing Transactions, Trade Repositories | Consultation Paper | PDF 658.69 KB |
||||
| 15/07/2021 | ESMA70-156-3934 | Consultation Paper on MAR GLs on delay in the disclosure of inside information and interactions with prudential supervision | Market Abuse | Consultation Paper | PDF 530.81 KB |
||||
| 24/09/2021 | ESMA70-156-3914 | Consultation Paper on the review of certain aspects of the Short Selling Regulation | Short Selling | Consultation Paper | PDF 1.19 MB |
||||
| 03/10/2019 | ESMA70-156-1459 | Consultation paper MAR review | Market Abuse | Consultation Paper | PDF 1017.98 KB |
||||
| 27/05/2019 | ESMA70-151-1985 | Consultation paper on Guidelines for reporting under Articles 4 and 12 SFTR | Securities Financing Transactions | Consultation Paper | PDF 1.32 MB |
||||
| 29/05/2018 | ESMA70-145-408 | Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR) | Short Selling | Q&A | PDF 536.17 KB |
||||
| 07/07/2017 | ESMA70-145-127 | Consultation paper on the evaluation of the short-selling regulation | Market Integrity, Short Selling | Consultation Paper | PDF 1.46 MB |
||||
| 06/08/2021 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 475.69 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 03/06/2020 | ESMA50-164-3342 | Draft Guidelines on Outsourcing to Cloud Service Providers | Innovation and Products | Consultation Paper | PDF 390.7 KB |
||||
| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 13/07/2018 | ESMA31-62-996 | Consultation Paper on Guidelines on Risk Factors | Corporate Finance | Consultation Paper | PDF 833.24 KB |
||||
| 13/07/2018 | ESMA31-62-962 | Consultation Paper on minimum information content for prospectus exemption | Corporate Finance | Consultation Paper | PDF 1.6 MB |