ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
51
REFINE YOUR SEARCH
Sections
- (-) Remove Fund Management filter Fund Management
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Securitisation filter Securitisation
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- Speeches (159) Apply Speeches filter
- CESR Archive (33) Apply CESR Archive filter
- Credit Rating Agencies (30) Apply Credit Rating Agencies filter
- MiFID - Secondary Markets (28) Apply MiFID - Secondary Markets filter
- Board of Supervisors (21) Apply Board of Supervisors filter
- Innovation and Products (21) Apply Innovation and Products filter
- Corporate Information (20) Apply Corporate Information filter
- MiFID - Investor Protection (20) Apply MiFID - Investor Protection filter
- Post Trading (19) Apply Post Trading filter
- Board of Appeal (18) Apply Board of Appeal filter
- Supervisory convergence (18) Apply Supervisory convergence filter
- Joint Committee (16) Apply Joint Committee filter
- Sustainable finance (13) Apply Sustainable finance filter
- Management Board (12) Apply Management Board filter
- Short Selling (11) Apply Short Selling filter
- Brexit (10) Apply Brexit filter
- Benchmarks (9) Apply Benchmarks filter
- Corporate Disclosure (8) Apply Corporate Disclosure filter
- COVID-19 (8) Apply COVID-19 filter
- CCP Directorate (5) Apply CCP Directorate filter
- Risk Analysis & Economics - Markets Infrastructure Investors (5) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Transparency (5) Apply Transparency filter
- Corporate Finance (4) Apply Corporate Finance filter
- Market Abuse (4) Apply Market Abuse filter
- Securities and Markets Stakeholder Group (3) Apply Securities and Markets Stakeholder Group filter
- Careers (2) Apply Careers filter
- IFRS Supervisory Convergence (2) Apply IFRS Supervisory Convergence filter
- International cooperation (2) Apply International cooperation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Prospectus (2) Apply Prospectus filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Trading (2) Apply Trading filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- Market data (1) Apply Market data filter
- Press Releases (1) Apply Press Releases filter
- Procurement (1) Apply Procurement filter
Type of document
- (-) Remove Speech filter Speech
- (-) Remove Q&A filter Q&A
- (-) Remove Decision filter Decision
- Reference (144) Apply Reference filter
- Guidelines & Recommendations (112) Apply Guidelines & Recommendations filter
- Press Release (69) Apply Press Release filter
- Consultation Paper (61) Apply Consultation Paper filter
- Opinion (46) Apply Opinion filter
- Final Report (40) Apply Final Report filter
- Report (34) Apply Report filter
- Statement (33) Apply Statement filter
- Letter (28) Apply Letter filter
- Compliance table (16) Apply Compliance table filter
- Technical Advice (8) Apply Technical Advice filter
- Technical Standards (4) Apply Technical Standards filter
- Annual Report (2) Apply Annual Report filter
- SMSG Advice (2) Apply SMSG Advice filter
Your filters
Q&A X Speech X Decision X European Single Electronic Format X Securitisation X Trade Repositories X Market Integrity X Fund Management X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 31/05/2022 | ESMA34-466-284 | Key priorities for EU retail fund investors- Verena Ross at the Irish Funds Annual Conference | Fund Management, Speeches | Speech | PDF 119.43 KB |
||||
| 20/05/2022 | ESMA34-43-392 | Q&A on the application of the UCITS Directive | Fund Management | Q&A | PDF 749.77 KB |
||||
| 20/04/2022 | ESMA80-187-945 | Verena Ross' speech at ECMI/CEPS Webinar, 20 April 2022 | Credit Rating Agencies, Trade Repositories, Transparency | Speech | PDF 178.1 KB |
Verena Ross' speech at ECMI/CEPS Webinar, 20 April 2022: "ESMA – driving forward high-quality supervision and transparency in a single EU capital market" |
|||
| 29/03/2022 | ESMA34-466-282 | Natasha Cazenave keynote speech at ICI investment management conference 2022 | Fund Management, Speeches, Sustainable finance | Speech | PDF 124.72 KB |
||||
| 24/03/2022 | ESMA41-356-271 | Decision of the Board of Supervisors to adopt supervisory measures and impose fines in respect of infringements committed by REGIS-TR, S.A | Board of Supervisors, Trade Repositories | Decision | PDF 1.17 MB |
||||
| 28/02/2022 | ESMA70-1861941480-52 | Q&A on EMIR implementation | Post Trading, Trade Repositories | Q&A | PDF 1.46 MB |
||||
| 28/01/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 398.17 KB |
||||
| 17/12/2021 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 691.07 KB |
||||
| 17/12/2021 | JC 2021 19 | Joint Committee Q&As relating to the Securitisation Regulation | Securitisation | Q&A | PDF 337.6 KB |
||||
| 25/11/2021 | ESMA34-38-278 | ESMA ED Natasha Cazenave Keynote Speech_EFAMA Investment Management Forum 2021 | Fund Management, MiFID - Investor Protection, Speeches, Sustainable finance | Speech | PDF 159.98 KB |
||||
| 19/11/2021 | ESMA33-128-563 | Questions and answers on the Securitisation Regulation | Securitisation | Q&A | PDF 1.39 MB |
||||
| 08/10/2021 | ESMA74-362-2159 | ESMA as a data driven regulator and supervisor- AFME 5th Annual European Compliance and Legal Virtual Conference | Market data, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading, Risk Analysis & Economics - Markets Infrastructure Investors, Securitisation, Speeches, Supervisory convergence, Trade Repositories, Transparency | Speech | PDF 167.18 KB |
||||
| 23/09/2021 | ESMA41-356-233 | Decision- UnaVista Limited | Trade Repositories | Decision | PDF 996.23 KB |
||||
| 20/09/2021 | ESMA34-38 | Keynote speech Natasha Cazenave- Salone del Risparmio, 17 September 2021 | Fund Management, MiFID - Investor Protection, Speeches | Speech | PDF 176.16 KB |
||||
| 12/07/2021 | ESMA41-356-187 | Decision- DTCC Derivatives Repository | Board of Supervisors, Trade Repositories | Decision | PDF 1.13 MB |
||||
| 25/02/2021 | ESMA70-155-11890 | Statement CumEx CumCum scandal- Fabrizio Planta | Market Abuse, Market Integrity, Speeches, Trading | Speech | PDF 132.57 KB |
||||
| 17/12/2020 | 106/20/COL | ESA Third Renewal Decision under Art. 28(1) SSR | COVID-19, Market Integrity, Short Selling | Decision | PDF 973.25 KB |
||||
| 17/12/2020 | ESMA70 -155-11608 | Decision renewal art. 28 SSR reporting threshold- December 2020 | COVID-19, Market Integrity, Short Selling | Decision | PDF 246.27 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 19/11/2020 | ESMA34-38-259 | Future challenges for fund managers- Keynote address by Verena Ross at the AIMA forum on 19 November 2020 | Fund Management, Speeches | Speech | PDF 124.19 KB |