ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
15
REFINE YOUR SEARCH
Sections
- (-) Remove Prospectus filter Prospectus
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove Transparency filter Transparency
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- Guidelines and Technical standards (42) Apply Guidelines and Technical standards filter
- Post Trading (30) Apply Post Trading filter
- Fund Management (25) Apply Fund Management filter
- MiFID - Investor Protection (18) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (14) Apply MiFID - Secondary Markets filter
- Credit Rating Agencies (11) Apply Credit Rating Agencies filter
- Joint Committee (11) Apply Joint Committee filter
- Supervisory convergence (10) Apply Supervisory convergence filter
- Corporate Disclosure (9) Apply Corporate Disclosure filter
- CESR Archive (8) Apply CESR Archive filter
- Market Abuse (6) Apply Market Abuse filter
- Short Selling (5) Apply Short Selling filter
- Innovation and Products (4) Apply Innovation and Products filter
- Market Integrity (4) Apply Market Integrity filter
- Sustainable finance (4) Apply Sustainable finance filter
- Securitisation (3) Apply Securitisation filter
- Brexit (2) Apply Brexit filter
- Corporate Information (2) Apply Corporate Information filter
- Crowdfunding (1) Apply Crowdfunding filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
Type of document
- (-) Remove Compliance table filter Compliance table
- (-) Remove Q&A filter Q&A
- (-) Remove Technical Advice filter Technical Advice
- Reference (148) Apply Reference filter
- Final Report (69) Apply Final Report filter
- Press Release (69) Apply Press Release filter
- Report (66) Apply Report filter
- Consultation Paper (37) Apply Consultation Paper filter
- Statement (31) Apply Statement filter
- Letter (28) Apply Letter filter
- Speech (20) Apply Speech filter
- Guidelines & Recommendations (9) Apply Guidelines & Recommendations filter
- Opinion (5) Apply Opinion filter
- Annual Report (4) Apply Annual Report filter
- Decision (4) Apply Decision filter
- CESR Document (3) Apply CESR Document filter
- Technical Standards (3) Apply Technical Standards filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
Q&A X Compliance table X Technical Advice X European Single Electronic Format X Securities Financing Transactions X Risk Analysis & Economics - Markets Infrastructure Investors X Benchmarks X Trade Repositories X Prospectus X Transparency X Corporate Governance X Corporate Finance X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
23/06/2022 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 568.37 KB |
||||
07/06/2022 | ESMA81-393-477 | Compliance table on Guidelines on methodology oversight function and record keeping requirements | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 195.01 KB |
||||
28/02/2022 | ESMA70-1861941480-52 | Q&A on EMIR implementation | Post Trading, Trade Repositories | Q&A | PDF 1.46 MB |
||||
04/02/2022 | ESMA32-67-802 | Compliance table on the Guidelines on the enforcement of financial information | Guidelines and Technical standards, Transparency | Compliance table | PDF 135.55 KB |
||||
28/01/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 398.17 KB |
||||
27/07/2021 | ESMA31-62-1258 | Q&As on the Prospectus Regulation | Prospectus | Q&A | PDF 814.87 KB |
||||
08/07/2021 | ESMA32-382-1157 | Compliance table on disclosure requirements under the Prospectus Regulation | Prospectus | Compliance table | PDF 124.29 KB |
||||
01/07/2021 | ESMA31-62-1409 | Compliance table GLs on Risk factors | Prospectus | Compliance table | PDF 131.48 KB |
||||
08/03/2021 | ESMA70-151-2536 | compliance table Guidelines APC Measures | Guidelines and Technical standards, Trade Repositories | Compliance table | PDF 141.15 KB |
||||
09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
11/03/2020 | ESMA70-156-1434 | Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 129.58 KB |
||||
11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
09/01/2013 | 2012/864 | ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Technical Advice | PDF 1.23 MB |
||||
01/03/2012 | 2012/137 | ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Technical Advice | PDF 1.32 MB |
ESMA publishes today the second part of its final advice (ESMA/2012/137) on possible delegated acts for the Prospectus Directive (PD). The advice was submitted to the Commission on 29 February 2012. In its advice, ESMA proposes how to use a prospectus in a retail cascade and provides input on how to review the provisions of the Prospectus Regulation concerning tax information, indices, auditor’s report on profit forecasts and estimates and audited historical financial information. Today’s advice follows a public consultation started on 13 December 2011. Overall, the technical advice aims to achieve a high level of investor protection and to increase across Europe the legal clarity and efficiency of the prospectus regime. Investment prospectuses as such are aimed to provide investors with easily accessible information on financial products so as to foster in-formed decision-making. | |||
04/10/2011 | 2011/323 | Final report- ESMA's technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Technical Advice | PDF 797.56 KB |