ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
204
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Q&A X Technical Standards X Statement X Consultation Paper X European Single Electronic Format X Innovation and Products X Risk Analysis & Economics - Markets Infrastructure Investors X Market Integrity X Benchmarks X Guidelines and Technical standards X Trade Repositories X Transparency X MiFID - Investor Protection X MiFID - Secondary Markets X Supervisory convergence X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
30/11/2022 ESMA50-164-6905 Opening statement at the ECON hearing on FTX , Statement PDF
132.73 KB
28/11/2022 ESMA81-393-607 Consultation Paper on review of RTS on authorisation and registration Consultation Paper PDF
647.07 KB
25/11/2022 ESMA70-145-111 Q&A on the Market Abuse Regulation , Q&A PDF
549.17 KB

The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework

The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements.

25/11/2022 ESMA70-156-4448 Q&As- Central Securities Depositories Regulation , Q&A PDF
627.89 KB
17/11/2022 ESMA35-36-2640 Consultation paper on review of the technical standards under Article 34 of MiFID II Consultation Paper PDF
717.76 KB
24/10/2022 ESMA24-436-1425 Verena Ross Opening Statement- 2022 ECON Annual Hearing, 24 October 2022 , , , , , , , Statement PDF
619.63 KB
27/09/2022 ESMA35-43-3328 Public statement on the impact of inflation in the context of investment services to retail clients Statement PDF
132.05 KB
26/09/2022 ESMA70-156-6040 Consultation Paper- Market Outages Consultation Paper PDF
721.69 KB
23/09/2022 ESMA70-872942901-36 Q&A on MiFID II and MiFIR commodity derivatives topics Q&A PDF
434.19 KB
23/09/2022 ESMA70-872942901-38 Questions and Answers on MiFID II and MiFIR market structures topics Q&A PDF
549.4 KB
05/09/2022 ESMA70-872942901-35 Q&A on MiFID II and MiFIR transparency topics Q&A PDF
993.34 KB
20/07/2022 ESMA34-32-352 Q&A on the Application of the AIFMD , Q&A PDF
707.65 KB
19/07/2022 ESMA74-362-893 QAs on SFTR data reporting , , Q&A PDF
405.28 KB
19/07/2022 ESMA70-1861941480-56 Q&A on MiFIR data reporting , Q&A PDF
1.12 MB
11/07/2022 ESMA70-460-34 Consultation Paper on Guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure , Consultation Paper PDF
998.27 KB
08/07/2022 ESMA81-393-494 CP on Review of the RTS on the form and content of an application for recognition under the Benchmarks Regulation Consultation Paper PDF
541.62 KB
08/07/2022 ESMA35-43-3114 CP on Review of the Guidelines on MiFID II product governance requirements Consultation Paper PDF
718.74 KB
08/07/2022 ESMA35-43-3137 ESMA presents the results of the 2021 Common Supervisory Action (CSA) on MiFID II product governance requirements , Statement PDF
97.86 KB
23/06/2022 ESMA70-145-114 Q&A on the Benchmarks Regulation (BMR) , Q&A PDF
568.37 KB
14/03/2022 ESMA71-99-1864 ESMA Statement on Ukraine , , , , , , , , , , , , Statement PDF
93.35 KB

Pages