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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|20/06/2017||WP12017||ESMA working paper on collateral scarcity premia in Euro area repo markets||Risk Analysis & Economics - Markets Infrastructure Investors||Reference||PDF
|20/07/2022||SSR sanctions||Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR)||Short Selling||Reference||PDF
|02/07/2020||SG34-45-937 slides||Public hearing on ESG disclosures CP 2 July 2020- Slides||Joint Committee, Sustainable finance||Reference||PDF
|30/06/2020||SG34-45-937||Public hearing on ESG disclosures CP 2 July 2020- Agenda||Joint Committee, Sustainable finance||Reference||PDF
|30/11/2021||SFDR EC Q&A CORRECTION||EC Q&A on sustainability-related disclosures- correction||Joint Committee, Sustainable finance||Q&A||PDF
|26/07/2021||SFDR EC Q&A||EC Q&A on sustainability-related disclosures||Joint Committee, Sustainable finance||Q&A||PDF
|01/12/2016||RD 2016/04||ESMA Risk Dashboard No. 4 2016||Risk Analysis & Economics - Markets Infrastructure Investors||Reference||PDF
|04/08/2022||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|19/07/2013||MOU ACER ESMA||MoU between ESMA and ACER concerning the consultation and cooperation regarding their regulatory responsibilities in relation to EU wholesale energy market||MiFID - Secondary Markets||Reference||PDF
|03/03/2016||Mifid mapping||Mapping- fields in MiFID systems||MiFID - Secondary Markets||Reference||XLSX
This document provides a mapping of the fields between the old MiFID database http://mifiddatabase.esma.europa.eu/ and the lists available on the Registers portal http://registers.esma.europa.eu/publication/
|16/08/2022||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|16/08/2022||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|25/05/2022||Joint Committee SFDR Q&As||Questions related to Regulation (EU) 2019/2088 on SFDR||Joint Committee, Sustainable finance||Q&A||PDF
|25/05/2022||Joint Committe EC Decision Q&As||European Commission decision on the adoption of the answers to be provided to questions submitted by the ESAs under Article 16b(5) of Regulation (EU) No 1093/2010||Joint Committee, Sustainable finance||Reference||PDF
|05/05/2015||JC/2015/007||Joint Committee Report on Risks and Vulnerabilities in the EU Financial System||Risk Analysis & Economics - Markets Infrastructure Investors, Joint Committee||Final Report||PDF
|The Joint Committee of the European Supervisory Authorities (ESAs) published its fifth Report on Risks and Vulnerabilities in the EU Financial System. Overall, the report found that in the past six months, risks affecting the EU financial system have not changed in substance, but have further intensified. The EU’s economic performance improved slightly in early 2015, however the financial sector in general continues to be affected by a combination of factors such as low investment demand, economic uncertainty in the Eurozone and its neighbouring countries, a global economic slow-down and a low-interest rate environment. The main risks affecting the financial system remain broadly unchanged from those identified in the report’s previous edition, but have become more entrenched. The major risks include: • Low growth, low inflation, volatile asset prices and their consequences for financial entities; • Search for yield behaviour exacerbated by potential rebounds; • Deterioration in the conduct of business; and • Increased concern about IT risks and cyber-attacks.|
|22/09/2014||JC/2014/063||Joint Committee Report on Risks and Vulnerabilities in the EU Financial System||Risk Analysis & Economics - Markets Infrastructure Investors, Joint Committee||Final Report||PDF
|The Joint Committee of the European Supervisory Authorities (ESAs) published today its bi-annual report on risks and vulnerabilities in the European Union's (EU) financial system. The report identifies a number of risks to financial stability in the EU, including prolonged weak economic growth in an environment characterised by high indebtedness, intensified search for yield in a protracted low interest rate environment, and uncertainties in global emerging market economies. The report also highlights risks related to conduct of business and Information Technologies (IT).|
|15/03/2018||JC-2018-04||Joint Committee Final Report on Big Data||Innovation and Products||Final Report||PDF
|08/07/2022||JC 2022 32||Mandate of the European Supervisory Authorities’ Joint Committee Sub-Committee on Digital Operational Resilience||Innovation and Products, Joint Committee||Reference||PDF
|13/05/2022||JC 2022 26||SFDR queries forwarded to the Commission||Joint Committee, Sustainable finance||Q&A||PDF
|25/03/2022||JC 2022 12||Updated supervisory statement on the application of the SFDR||Joint Committee, Sustainable finance||Reference||PDF