ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 27/01/2021 | ESMA35-43-2507 | Report to the EU institutions Article 52 MiFIR | MiFID - Investor Protection | Report | PDF 354.1 KB |
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| 22/12/2020 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 651.6 KB |
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| 30/11/2020 | ESMA-50-165-1355 | ASR on EU Securities markets- 2020 | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.69 MB |
This document has been updated on 30 November 2020 to include footnotes indicating the cut off date for the reference and transparency data used as a basis for certain analyses. |
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| 20/11/2020 | ESMA WP-2020-04 | ESMA working paper on HFT and ghost liquidity | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 631.76 KB |
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| 16/11/2020 | ESMA50-165-1362 | ASR on EU derivatives markets- 2020 | Post Trading, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.88 MB |
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| 05/11/2020 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 208.93 KB |
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| 29/09/2020 | ESMA80-187-608 | Final report_Benchmarks_RTS | Benchmarks | Report | PDF 714.41 KB |
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| 29/09/2020 | ESMA WP-2020-3 | ESMA working paper on DVC mechanism and impact on EU equity markets | Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 535.76 KB |
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| 22/09/2020 | JC 2020 67 | Joint ESA report on risks and vulnerabilities in the EU financial system 2020 | Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 570.67 KB |
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| 09/09/2020 | ESMA WP-2020-2 | ESMA working paper on Closet indexing indicators and investor outcomes | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 3.56 MB |
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| 13/07/2020 | ESMA35-43-2427 | Sanctions and measures imposed under MiFID II in 2019 | MiFID - Investor Protection | Report | PDF 563.38 KB |
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| 06/04/2020 | ESMA 50-165-1098 | ESMA annual statistical report on performance and costs of retail investment products in the EU- 2020 | Fund Management, MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 4.08 MB |
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| 02/04/2020 | ESMA50-165-1107 | ESMA Risk Dashboard Risk up-date | COVID-19, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 221.33 KB |
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| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
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| 14/02/2020 | ESMA70-156-1778 | ESMA’s response to the Commission’s consultation on the BMR review | Benchmarks | Report | PDF 314.12 KB |
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| 10/01/2020 | ESMA50-165-1032 | EU Alternative Investment Funds- 2020 Statistical Report | Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.94 MB |
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| 07/01/2020 | ESMA WP-2020-1 | ESMA working paper on market impacts of circuit breakers – Evidence from EU trading venues | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.63 MB |
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| 11/12/2019 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 500.44 KB |
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| 09/12/2019 | ESMA 50-157-2025 | ASR on EU Derivatives markets- 2019 | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.9 MB |
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| 12/09/2019 | JC 2019 54 | Joint ESA report on risks and vulnerabilities in the EU financial system No2 2019 | Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.13 MB |