ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 12/01/2021 | ESMA70-155-11635 | CSD Register | Post Trading | Reference | PDF 1012.88 KB |
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| 08/01/2021 | ESMA35-43-1410 | Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting | MiFID - Investor Protection | Reference | PDF 256.69 KB |
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| 04/01/2021 | EPSA | List of Exempted Pension Schemes | Post Trading | Reference | PDF 144.02 KB |
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| 04/01/2021 | ESMA70-151-2767 | Designated Payment and Securities Settlement Systems | Post Trading | Reference | PDF 399.79 KB |
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| 04/01/2021 | ESMA70-155-11638 | Designated Authorities to notify opening of insolvency proceedings | Post Trading | Reference | PDF 254.59 KB |
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| 04/01/2021 | ESMA70-151-887 | CSDR List of relevant authorities- Article 12 | Post Trading | Reference | PDF 297.21 KB |
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| 04/01/2021 | ESMA70-708036281-176 | Public Register for the Clearing Obligation under EMIR | Post Trading | Reference | PDF 636.2 KB |
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| 04/01/2021 | ESMA70-152-348 | List of third-country CCPs recognised to offer services and activities in the Union | Post Trading | Reference | PDF 408.59 KB |
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| 04/01/2021 | ESMA70-148-523 | List of Central Counterparties authorised to offer services and activities in the Union | Post Trading | Reference | PDF 363.91 KB |
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| 04/01/2021 | ESMA70-153-236 | ESMA-BoE MoU on UK CSD Recognition | International cooperation, Post Trading | Reference | PDF 223.45 KB |
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| 04/01/2021 | EU-UKFCA MoU | EU-UK FCA MoU on consultation, cooperation and exchange of information | Brexit, International cooperation | Reference | PDF 219.12 KB |
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| 04/01/2021 | ESMA-UKFCA MoU | ESMA-UK FCA MoU on consultation, cooperation and exchange of information | Brexit, International cooperation | Reference | PDF 195.27 KB |
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| 23/12/2020 | ESMA81-393-84 | Response form- CP Technical Advice Fines | Benchmarks | Reference | DOCX 753.16 KB |
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| 23/12/2020 | esma74-362-1498 | Response_form_cp_drsp_procedural_rules_imposition_penalties | Post Trading | Reference | DOCX 757.4 KB |
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| 22/12/2020 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 651.6 KB |
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| 11/12/2020 | ESMA70-151-995 | Key relevant provisions of the corporate or similar law of a Member State, under which securities are constituted | Post Trading | Reference | PDF 1.92 MB |
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| 11/12/2020 | ESMA74-362-853 | Validation table for reporting under the revised technical standards | Post Trading | Reference | XLSX 58.63 KB |
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| 26/11/2020 | ESMA74-362-991 | Response Form CP DRSP Fees | Post Trading, Supervisory convergence, Trading | Reference | DOCX 760.67 KB |
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| 11/11/2020 | ESMA50-165-1371 | ESMA Risk Dashboard No. 2 2020 | Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 621.57 KB |
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| 10/11/2020 | ESMA70-708036281-159 | Competent Authorities Responsible for the Authorisation and Supervision of Central Securities Depositories (CSDs) | Post Trading | Reference | PDF 110.21 KB |