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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
16/12/2016 2016/1669 2016-1669 Q&A on AIFMD Fund Management Q&A PDF
436.68 KB
29/11/2013 2013/998 ES 28.11.13 | ESMA/2013/998 Directrices sobre el modelo de memorando de acuerdo relativo a la consulta, la cooperación y el intercambio de información en lo que respecta a la supervisión de las entidades de la DGFIA Fund Management, Guidelines and Technical standards Guidelines & Recommendations PDF
244.6 KB
29/11/2013 2013/998 RO 28.11.13 | ESMA/2013/998 Orientări referitoare la modelul de memorandum de înţelegere privind consultarea, cooperarea şi schimbul de informaţii în legătură cu supravegherea entităţilor prevăzute de DAFIA Fund Management, Guidelines and Technical standards Guidelines & Recommendations PDF
263.01 KB
29/11/2013 2013/998 SK 28.11.13 | ESMA/2013/998 Usmernenia o vzorovom memorande o porozumení o konzultáciách, spolupráci a výmene informácií v súvislosti s dohľadom nad subjektmi, na ktoré sa vzťahuje smernica o správcoch alternatívnych investičných fondov Fund Management, Guidelines and Technical standards Guidelines & Recommendations PDF
269.81 KB
28/03/2012 2012/197 hu Az egyes strukturált ÁÉKBV-k kockázatának mérésére és teljes kitettségének számítására vonatkozó iránymutatások Fund Management, Guidelines and Technical standards Guidelines & Recommendations PDF
274.08 KB
01/08/2014 2014/937 et Börsil kaubeldavate fondide ja muude eurofondide emissioone käsitlevad suunised Guidelines and Technical standards, Fund Management Guidelines & Recommendations PDF
336.89 KB		 This is an update of the guidelines originally published in 2012.  The new version of the guidelines modifies the original provision on diversification of collateral received by UCITS in the context of efficient portfolio management techniques and over-the-counter financial derivative transactions.
11/07/2017 ESMA70-151-435 CSDR guidelines on cooperation between authorities under Articles 17 and 23 of Regulation (EU) No 909/2014 Post Trading Guidelines & Recommendations PDF
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01/06/2018 ESMA70-708036281-66 CSDR guidelines on relevant currencies Post Trading Guidelines & Recommendations PDF
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24/05/2018 ESMA70-708036281-67 CSDR guidelines on substantial importance of CSDs Post Trading Guidelines & Recommendations PDF
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01/06/2017 ESMA70-708036281-73 CSDR substential importance indicators- template Post Trading Guidelines & Recommendations XLSX
140.54 KB
01/08/2014 2014/937 es Directrices sobre fondos cotizados (ETF) y otras cuestiones relativas a los OICVM Guidelines and Technical standards, Fund Management Guidelines & Recommendations PDF
351.34 KB		 This is an update of the guidelines originally published in 2012.  The new version of the guidelines modifies the original provision on diversification of collateral received by UCITS in the context of efficient portfolio management techniques and over-the-counter financial derivative transactions.
28/03/2012 2012/197 es Directrices sobre medición de riesgos y estimación de la exposición global de ciertos tipos de OICVM estructuradas Fund Management, Guidelines and Technical standards Guidelines & Recommendations PDF
267.49 KB
27/03/2018 ESMA70-151-1272 ESMA Guidelines on position calculation by trade repositories under EMIR Final Report Post Trading Guidelines & Recommendations PDF
661.44 KB
24/03/2014 2014/294 Final Report on Revision of Guidelines ETFs and other UCITS issues Guidelines and Technical standards, Fund Management Guidelines & Recommendations PDF
241.59 KB		 Reasons for publication In December 2012, ESMA published the guidelines on ETFs and other UCITS issues (ESMA/2012/832) (hereafter the guidelines). Since the entry into force of the guidelines on 18 February 2013, ESMA has been asked by stakeholders on numerous occasions to reconsider its position on the requirements on collateral diversification (paragraph 43(e) of the guidelines) on the basis that they have a significant adverse impact on UCITS’s collateral management policies. Stakeholders drew particular attention to the consequences for money market funds that place cash into reverse repurchase agreements. On 20 December 2013, ESMA published a consultation paper (ESMA/2013/1974) in which the Authority set out proposed amendments to paragraph 43(e) of the guidelines. Contents Annex I of this final report sets out ESMA’s position on collateral management by UCITS. The guidelines in Annex I modify the rules on collateral diversification in paragraph 43(e) of the existing guidelines and introduce some further consequential changes. Next steps The guidelines in Annex I of this report will be translated into the official EU languages and published on the ESMA website. The publication of the translations will trigger a two-month period during which NCAs must notify ESMA whether they comply or intend to comply with the guidelines.
29/11/2013 2013/998 LT Gairės dėl pavyzdinio susitarimo memorandumo dėl konsultavimosi, bendradarbiavimo ir keitimosi informacija vykdant AIFV direktyvoje nustatytų subjektų priežiūrą Fund Management, Guidelines and Technical standards Guidelines & Recommendations PDF
256.19 KB
01/08/2014 2014/937 lt Gairės, skirtos biržoje prekiaujamiems fondams (ETF) ir kitiems KIPVPS Guidelines and Technical standards, Fund Management Guidelines & Recommendations PDF
373.1 KB		 This is an update of the guidelines originally published in 2012.  The new version of the guidelines modifies the original provision on diversification of collateral received by UCITS in the context of efficient portfolio management techniques and over-the-counter financial derivative transactions.
28/03/2012 2012/197 ro Ghid privind măsurarea riscului şi calcularea expunerii globale pentru anumite tipuri de OPCVM-uri structurate Fund Management, Guidelines and Technical standards Guidelines & Recommendations PDF
267.6 KB
01/08/2014 2014/937 ro Ghid privind OPCVM-urile de tip ETF şi alte aspecte legate de OPCVM-uri Guidelines and Technical standards, Fund Management Guidelines & Recommendations PDF
355.38 KB		 This is an update of the guidelines originally published in 2012.  The new version of the guidelines modifies the original provision on diversification of collateral received by UCITS in the context of efficient portfolio management techniques and over-the-counter financial derivative transactions.
10/06/2013 2013/322 Guidelines and Recommendations for establishing consistent, efficient and effective assessments of interoperability arrangements Guidelines and Technical standards, Post Trading Guidelines & Recommendations PDF
260.78 KB

See also 2013/811 Confirmation of compliance with guidelines
19/07/2019 ESMA34-49-164 Guidelines MMF stress tests Final Report Fund Management Guidelines & Recommendations PDF
551.7 KB

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