ESMA LIBRARY
REFINE YOUR SEARCH
Sections
- (-) Remove Fund Management filter Fund Management
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove IFRS Supervisory Convergence filter IFRS Supervisory Convergence
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- (-) Remove Crowdfunding filter Crowdfunding
- Speeches (159) Apply Speeches filter
- Risk Analysis & Economics - Markets Infrastructure Investors (53) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Post Trading (46) Apply Post Trading filter
- Supervisory convergence (37) Apply Supervisory convergence filter
- CESR Archive (33) Apply CESR Archive filter
- MiFID - Secondary Markets (33) Apply MiFID - Secondary Markets filter
- Joint Committee (26) Apply Joint Committee filter
- MiFID - Investor Protection (26) Apply MiFID - Investor Protection filter
- Corporate Information (22) Apply Corporate Information filter
- Sustainable finance (19) Apply Sustainable finance filter
- Credit Rating Agencies (17) Apply Credit Rating Agencies filter
- CCP Directorate (11) Apply CCP Directorate filter
- Brexit (10) Apply Brexit filter
- Market Abuse (10) Apply Market Abuse filter
- Market Integrity (10) Apply Market Integrity filter
- Prospectus (9) Apply Prospectus filter
- Securities and Markets Stakeholder Group (9) Apply Securities and Markets Stakeholder Group filter
- Securitisation (9) Apply Securitisation filter
- Market data (8) Apply Market data filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Trade Repositories (8) Apply Trade Repositories filter
- Corporate Finance (6) Apply Corporate Finance filter
- Transparency (6) Apply Transparency filter
- COVID-19 (5) Apply COVID-19 filter
- Short Selling (4) Apply Short Selling filter
- Guidelines and Technical standards (3) Apply Guidelines and Technical standards filter
- IAS Regulation (3) Apply IAS Regulation filter
- Press Releases (3) Apply Press Releases filter
- Corporate Governance (2) Apply Corporate Governance filter
- International cooperation (2) Apply International cooperation filter
- Management Board (2) Apply Management Board filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Report filter Report
- (-) Remove Speech filter Speech
- (-) Remove Q&A filter Q&A
- Reference (233) Apply Reference filter
- Letter (229) Apply Letter filter
- Press Release (132) Apply Press Release filter
- Guidelines & Recommendations (114) Apply Guidelines & Recommendations filter
- Summary of Conclusions (87) Apply Summary of Conclusions filter
- Statement (79) Apply Statement filter
- Consultation Paper (69) Apply Consultation Paper filter
- Final Report (65) Apply Final Report filter
- Opinion (20) Apply Opinion filter
- Compliance table (18) Apply Compliance table filter
- Decision (16) Apply Decision filter
- Technical Advice (11) Apply Technical Advice filter
- Annual Report (7) Apply Annual Report filter
- Technical Standards (7) Apply Technical Standards filter
- CESR Document (3) Apply CESR Document filter
- SMSG Advice (2) Apply SMSG Advice filter
- Investor Warning (1) Apply Investor Warning filter
| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 28/05/2021 | ESMA81-393-98 | Supervisory Briefing on Benchmark administrators’ presence in their Member States of location and outsourcing | Benchmarks, Supervisory convergence | Report | PDF 200.21 KB |
||||
| 06/07/2011 | 2011/203 | The European Fund Industry Paradigm | Fund Management, Speeches | Speech | PDF 35.65 KB |
The European Fund Industry Paradigm: Combining Long Term Investment Horizons and Risk Profiles Opening speech by Steven Maijoor, Chair of ESMA, at the Paris EUROPLACE Financial Forum - 6 July 2011 |
|||
| 16/08/2011 | 2011/265 | 11th Extract from the EECS's Database of Enforcement Decisions | IFRS Supervisory Convergence | Report | PDF 329.49 KB |
||||
| 21/02/2012 | 2012/113 | Questions and Answers- A Common Definition of European Money Market Funds- updated February 2012 | Fund Management | Q&A | PDF 83.79 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of the guidelines on a Common Definition of European Money Market Funds developed by CESR by providing responses to questions posed by the general public and competent authorities. The content of this document is aimed at competent authorities to ensure that in their supervisory activities their actions are converging along the lines of the responses adopted by ESMA. However, the answers are also intended to help management companies by providing clarity as to the content of CESR’s guidelines on a Common Definition of European Money Market Funds, rather than creating an extra layer of requirements. | |||
| 10/10/2012 | 2012/656 | 12th Extract from the EECS’s Database of Enforcement | IFRS Supervisory Convergence | Report | PDF 352.16 KB |
||||
| 29/10/2013 | 2013/1545 | 14th Extract from the EECS' database of enforcement | IFRS Supervisory Convergence | Report | PDF 355.57 KB |
The European Securities and Markets Authority (ESMA) is publishing extracts from its confidential database of enforcement decisions on financial statements, with the aim of providing issuers and users of financial statements with relevant information on the appropriate application of the International Financial Reporting Standards (IFRS). European enforcers monitor and review financial statements published by issuers with securities traded on a regulated market who prepare their financial statements in accordance with International Financial Reporting Standards (IFRS) and consider whether they comply with IFRS and other applicable reporting requirements, including relevant national law. Publication of enforcement decisions will inform market participants about which accounting treatments European national enforcers may consider as complying with IFRS; that is, whether the treatments are considered as being within the accepted range of those permitted by IFRS. Such publication, together with the rationale behind these decisions, will contribute to a consistent application of IFRS in the EEA. |
|||
| 11/11/2013 | 2013/1637 | Keynote Speech at Financial Reporting Outlook (Ernst & Young) Conference, London | IFRS Supervisory Convergence, Speeches | Speech | PDF 167.91 KB |
Steven Maijoor, Chair of the European Securities and Markets Authority (ESMA), delivered the keynote speech at the Ernst & Young Financial Reporting Outlook Conference in London. |
|||
| 04/04/2013 | 2013/444 | 13th Extract from the EECS’s Database of Enforcement | IFRS Supervisory Convergence | Report | PDF 512.42 KB |
||||
| 18/11/2014 | 2014/1373 | 16th Extract from the EECS's Database of Enforcement | IFRS Supervisory Convergence | Report | PDF 315.55 KB |
The European Securities and Markets Authority (ESMA) is publishing extracts from its confidential database of enforcement decisions on financial statements, with the aim of providing issuers and users of financial statements with relevant information on the appropriate application of the International Financial Reporting Standards (IFRS).European enforcers monitor and review IFRS financial statements and consider whether they comply with IFRS and other applicable reporting requirements, including relevant national law.Publication of enforcement decisions will inform market participants about which accounting treatments European national enforcers may consider as complying with IFRS; that is, whether the treatments are considered as being within the accepted range of those permitted by IFRS. Such publication, together with the rationale behind these decisions, will contribute to a consistent application of IFRS in the EEA.Decisions included in this extract were taken by national enforcers in the period from August 2012 to March 2014. ESMA will continue publishing further extracts from the database on a regular basis, with the next extract expected to be published in the first half of 2015. |
|||
| 09/04/2014 | 2014/377 | 15th Extract from the EECS’s Database of Enforcement | IFRS Supervisory Convergence | Report | PDF 501 KB |
The European Securities and Markets Authority (ESMA) is publishing extracts from its confidential database of enforcement decisions on financial statements, with the aim of providing issuers and users of financial statements with relevant information on the appropriate application of the International Financial Reporting Standards (IFRS).European enforcers monitor and review IFRS financial statements and consider whether they comply with IFRS and other applicable reporting requirements, including relevant national law. Publication of enforcement decisions will inform market participants about which accounting treatments European national enforcers may consider as complying with IFRS; that is, whether the treatments are considered as being within the accepted range of those permitted by IFRS. Such publication, together with the rationale behind these decisions, will contribute to a consistent application of IFRS in the EEA. Decisions included in this extract were taken by national enforcers in the period from December 2012 to November 2013. ESMA publishes extracts from the database twice a year. |
|||
| 01/07/2015 | 2015/1005 | Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing | Innovation and Products | Q&A | PDF 157.73 KB |
||||
| 21/07/2015 | 2015/1135 | 17th Extract from the EECS’s Database of Enforcement | IFRS Supervisory Convergence | Report | PDF 466.55 KB |
The European Securities and Markets Authority (ESMA) is publishing extracts from its confidential database of enforcement decisions on financial statements, with the aim of providing issuers and users of financial statements with relevant information on the appropriate application of the International Financial Reporting Standards (IFRS).European enforcers monitor and review IFRS financial statements and consider whether they comply with IFRS and other applicable reporting requirements, including relevant national law.Publication of enforcement decisions will inform market participants about which accounting treatments European national enforcers may consider as complying with IFRS; that is, whether the treatments are considered as being within the accepted range of those permitted by IFRS. Such publication, together with the rationale behind these decisions, will contribute to a consistent application of IFRS in the EEA.The decisions included in this extract were taken by national enforcers in the period from February 2013 to November 2014. ESMA will continue publishing further extracts from the database on a regular basis, with the next extract expected to be published in the second half of 2015. | |||
| 13/10/2015 | 2015/1535 | Opening Statement- Steven Maijoor to ECON Scrutiny Hearing on AIFMD Passport | Fund Management | Speech | PDF 110.04 KB |
||||
| 29/10/2015 | 2015/1615 | Steven Maijoor speech at ECN | Innovation and Products, Speeches | Speech | PDF 261.75 KB |
||||
| 25/11/2015 | 2015/1776 | 18th Extract from the EECS's Database of Enforcement | IFRS Supervisory Convergence | Report | PDF 405.97 KB |
||||
| 07/01/2016 | 2015/1912 | Opening Speech by J Servais, President of FSMA | Innovation and Products | Speech | PDF 162.44 KB |
||||
| 07/01/2016 | 2015/1915 | Closing Speech by V Ross, ESMA FI Day | Innovation and Products | Speech | PDF 100.54 KB |
||||
| 01/06/2015 | 2015/904 | The Capital Markets Union, Asset Management and Stability | Fund Management, Speeches | Speech | PDF 78.68 KB |
Steven Maijoor delivered a speech at the 26th Annual Conference of the International Bar Association on the Globalisation of Investment Funds. | |||
| 11/10/2016 | 2016-1459 | ECON Hearing AIFMD passport Steven Maijoor Opening Statement | Fund Management | Speech | DOCX 330.05 KB |
||||
| 16/11/2016 | 2016-1579 | ESMA Chair speaks on improving outcomes for investors in investment funds | Fund Management, Speeches | Speech | PDF 196.07 KB |