ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
180
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Q&A X Reference X Securities Financing Transactions X CESR Archive X Guidelines and Technical standards X Corporate Governance X Corporate Finance X MiFID - Investor Protection X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
04/11/2022 ESMA42-110-812 Notifications of Compliance with Guidelines – Overview Table Reference XLSX
140.21 KB
28/10/2022 ESMA42-112-389 List of extra-judicial mechanisms for consumers complaints (Art. 75 MiFID II) Reference PDF
265.62 KB
24/10/2022 ESMA24-436-1150 Annex to the Opening Statement- 2022 ECON Annual Hearing, 24 October 2022 , , , , , , , Reference PDF
701.79 KB
11/10/2022 ESMA32-380-211 Call for Evidence on the implementation of SRD2 Reference PDF
432.02 KB
05/10/2022 ESMA42-646012687-331 ESMA Guidelines , Reference XLSX
100.24 KB
04/10/2022 ESMA35-42-1305 ESCPR- Miscellaneous reporting to ESMA , Reference PDF
381.05 KB
16/09/2022 CPD22 Joint ESAs Consumer Protection Day- Programme , Reference PDF
234.44 KB
20/07/2022 ESMA50-164-2193 TRV Article_Key Retail Risk Indicators for the EU single market , Reference PDF
428.33 KB
19/07/2022 ESMA74-362-893 QAs on SFTR data reporting , , Q&A PDF
405.28 KB
01/07/2022 ESMA41-140-79 Technical standards , Reference XLSX
173.59 KB
17/05/2022 ESMA35-43-1410 Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting Reference PDF
341.26 KB
15/02/2022 ESMA32-384-5357 Annex- Response to EC targeted consultation on the Listing Act , , Reference PDF
836.77 KB
14/02/2022 ESAFinEdu Highlights Joint ESAs financial education conference 2022- Highlights , Reference PDF
318.78 KB
02/02/2022 ESMA35-43-2900 Supervisory briefing in relation to firms using tied agents in the MiFID II framework Reference PDF
198.53 KB
31/01/2022 JC 2022 03 Joint ESAs thematic repository of national financial education initiatives on digitalisation , Reference PDF
4.99 MB

Joint ESAs thematic repository of national financial education initiatives on digitalisation - with a specific focus on cybersecurity, scams and fraud

31/01/2022 ESAs Financial Education event Joint ESAs high-level conference on financial education , Reference PDF
258.84 KB
28/01/2022 ESMA70-156-4978 reply form Reply form for the Consultation Paper on the Opinion on Trading Venue perimeter , , Reference DOCX
418.16 KB
07/01/2022 ESMA35-30-703 Call for expression of interest: CWG of ESMA's IPISC Reference PDF
188.91 KB
04/01/2022 JC 2021 56 Mandate of the Joint Committee of the European Supervisory Authorities’ Consumer Protection and Financial Innovation Sub-Committee , , Reference PDF
91.78 KB
14/12/2021 ESMA32-380-143 National thresholds for shareholder identification under the revised SRD , Reference PDF
130.51 KB

Pages