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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
19/11/2004 04-614 Work plan for future work on MiFID CESR Archive Reference PDF
53.83 KB
24/08/2007 VDP VDP response CESR Archive Reference PDF
129.3 KB
21/05/2008 08-316 Use of the Criteria defined in Article 22 of the Commission Regulation (EC) No 1287/2006 to determine liquid shares CESR Archive Reference PDF
87.19 KB
11/02/2016 2016/214 ToR OWG Prospectus Prospectus Reference PDF
87.64 KB
30/10/2003 03-378b The role of CESR in the regulation and supervision of UCITS and asset management in the EU CESR Archive Reference PDF
123.55 KB		 CESR publishes today a consultation paper setting out how it proposes to prepare for its new role in the regulation of Asset Management and Unit Collective Investment Schemes (UCITS) in Europe. This also includes establishing how European securities regulators will work until these responsibilities are transferred from the UCITS Contact Committee established by the European Commission to CESR and includes specific areas where CESR proposes to begin work. CESR sets out the three principles that will underpin its work in this area until it formally receives responsibility for providing advice to the Commission for portfolio management activities from the European Union. These principles include the commitment that: Any future work done by CESR regarding UCITS would have to be conducted in full coherence with the EU institutional framework; CESR should take in a global vision of the so-called
28/10/2004 04-527b The role of CESR at Level 3 under the Lamfalussy Process CESR Archive Reference PDF
233.17 KB
07/11/2007 07-306 The European Single market in securities in 2006: A factbook on Markets and Supervision CESR Archive Reference PDF
2.39 MB
04/06/2004 04-241 final Terms of reference for the cooperation and collaboration regarding market risks and regulatory projects between the US SEC and CESR CESR Archive Reference PDF
48.19 KB
02/08/2006 06-117b Terms of reference for CESR-Fin CESR Archive Reference PDF
100.14 KB
04/03/2004 03-427b Synthesis Table” regarding CESR Standards for Investor Protection (49 pages) CESR Archive Reference PDF
1.33 MB		 The so-called
04/03/2004 03-432b Synthesis Table” regarding CESR Standards for Alternative Trading Systems CESR Archive Reference PDF
153.77 KB		 The so-called
30/11/2006 06-260 Survey on the role of securities regulators in auditor oversight of public listed companies, and on their powers in relation to auditors of these companies CESR Archive Reference PDF
114 KB
11/06/2007 07-101 Survey on the direct communication of auditors with the public on the statutory audit of the annual or consolidated accounts of listed companies CESR Archive Reference PDF
78.42 KB
06/10/2010 10-1259 Supervisory notice- College of Supervisors announced for the Japan Credit Rating Agency Limited CESR Archive Reference PDF
55.8 KB
06/10/2008 08-734 Supervisory briefings- Inducements CESR Archive Reference PDF
321.58 KB
06/10/2008 08-733 Supervisory briefings- Conflicts of interest CESR Archive Reference PDF
65.94 KB
06/10/2008 08-735 Supervisory briefings- Best execution CESR Archive Reference PDF
74.02 KB
19/11/2010 10-1415 Summary of responses from investment firms and execution venues to CESR’s 2009 Best Execution Questionnaire (Sections 1-4) CESR Archive Reference PDF
346.24 KB
23/03/2001 ResolutionStockholm Stockholm Resolution CESR Archive Reference PDF
18.53 KB		 Resolution of the European Council on more effective securities market regulation in the European Union Stockholm, 23 March 2001
11/04/2007 2004/109/EC - forms Standard forms to be used for the purposes of notifying the acquisition or disposal of major holdings of voting rights and of major holdings of financial instruments, and of notifying the activity of market makers in the context of Directive 2004/109/EC CESR Archive Reference PDF
1016.87 KB		 This document contains the standard forms in all official languages.

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