ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
64
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Sustainable finance filter Sustainable finance
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove Securitisation filter Securitisation
- (-) Remove Management Board filter Management Board
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Trade Repositories filter Trade Repositories
- Corporate Disclosure (180) Apply Corporate Disclosure filter
- CESR Archive (109) Apply CESR Archive filter
- Corporate Information (87) Apply Corporate Information filter
- IAS Regulation (77) Apply IAS Regulation filter
- Post Trading (51) Apply Post Trading filter
- Guidelines and Technical standards (42) Apply Guidelines and Technical standards filter
- Fund Management (39) Apply Fund Management filter
- MiFID - Secondary Markets (35) Apply MiFID - Secondary Markets filter
- IFRS Supervisory Convergence (34) Apply IFRS Supervisory Convergence filter
- Joint Committee (32) Apply Joint Committee filter
- Audit (15) Apply Audit filter
- Prospectus (11) Apply Prospectus filter
- Securities and Markets Stakeholder Group (11) Apply Securities and Markets Stakeholder Group filter
- Supervisory convergence (11) Apply Supervisory convergence filter
- Credit Rating Agencies (10) Apply Credit Rating Agencies filter
- Market Abuse (10) Apply Market Abuse filter
- Transparency (9) Apply Transparency filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Benchmarks (7) Apply Benchmarks filter
- Board of Supervisors (7) Apply Board of Supervisors filter
- Innovation and Products (6) Apply Innovation and Products filter
- Market Integrity (6) Apply Market Integrity filter
- Short Selling (3) Apply Short Selling filter
- Brexit (2) Apply Brexit filter
- CCP Directorate (2) Apply CCP Directorate filter
- Corporate Governance (2) Apply Corporate Governance filter
- COVID-19 (2) Apply COVID-19 filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- Crowdfunding (1) Apply Crowdfunding filter
- International cooperation (1) Apply International cooperation filter
Type of document
- (-) Remove Letter filter Letter
- (-) Remove Q&A filter Q&A
- (-) Remove Compliance table filter Compliance table
- (-) Remove Annual Report filter Annual Report
- Reference (224) Apply Reference filter
- Press Release (112) Apply Press Release filter
- Guidelines & Recommendations (82) Apply Guidelines & Recommendations filter
- Report (72) Apply Report filter
- Final Report (70) Apply Final Report filter
- Opinion (63) Apply Opinion filter
- Consultation Paper (49) Apply Consultation Paper filter
- Summary of Conclusions (48) Apply Summary of Conclusions filter
- Statement (39) Apply Statement filter
- Speech (29) Apply Speech filter
- Investor Warning (27) Apply Investor Warning filter
- Decision (19) Apply Decision filter
- SMSG Advice (5) Apply SMSG Advice filter
- Technical Advice (5) Apply Technical Advice filter
- Technical Standards (1) Apply Technical Standards filter
Your filters
Q&A X Annual Report X Compliance table X Letter X Trade Repositories X Securitisation X Corporate Finance X Securities Financing Transactions X MiFID - Investor Protection X Risk Analysis & Economics - Markets Infrastructure Investors X Management Board X Sustainable finance X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
27/01/2016 | ESA/2016/07 | The cross-selling of financial products – ESA request to the European Commission | Joint Committee, MiFID - Investor Protection | Letter | PDF 90.04 KB |
||||
09/11/2018 | ESMA35-36-1262 | Technical Q&As on product intervention measures on CFDs and binary options | MiFID - Investor Protection | Q&A | PDF 147.84 KB |
||||
13/05/2022 | JC 2022 26 | SFDR queries forwarded to the Commission | Joint Committee, Sustainable finance | Q&A | PDF 132.33 KB |
||||
27/07/2012 | 2012/476 | Reply of ESMA to the European Commission’s Green Paper on Shadow Banking | MiFID - Investor Protection | Letter | PDF 175.94 KB |
||||
19/11/2021 | ESMA33-128-563 | Questions and answers on the Securitisation Regulation | Securitisation | Q&A | PDF 1.39 MB |
||||
09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
28/01/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 398.17 KB |
||||
19/11/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1023.15 KB |
||||
31/03/2017 | ESMA35-36-794 | Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID | MiFID - Investor Protection | Q&A | PDF 948.76 KB |
||||
11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
28/02/2022 | ESMA70-1861941480-52 | Q&A on EMIR implementation | Post Trading, Trade Repositories | Q&A | PDF 1.46 MB |
||||
10/01/2019 | ESMA71-99-1081 | Press release- ESMA report finds investment product performance highly impacted by charges | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 159.37 KB |
||||
14/03/2013 | ESA/2013/007 | Possible Framework for the Regulation of the Production and Use of Indices Serving as Benchmarks in Financial and other Contracts | Risk Analysis & Economics - Markets Infrastructure Investors, Joint Committee | Letter | PDF 91.91 KB |
||||
22/06/2012 | 2012/382 | MiFID Q&A in the area of investor protection and intermediaries | MiFID - Investor Protection | Q&A | PDF 319.78 KB |
||||
05/09/2018 | ESMA70-151-1719 | Letter to VP Dombrovskis on opinion on SFTR | Securities Financing Transactions | Letter | PDF 213.13 KB |
||||
19/04/2022 | ESMA35-43-3112 | Letter to the EC on the MiFID II suitability consultation | MiFID - Investor Protection | Letter | PDF 177.03 KB |
||||
01/10/2018 | ESMA70-156-236 | Letter to the Commission on MiFID II third country regime | MiFID - Investor Protection | Letter | PDF 152.92 KB |
||||
24/04/2018 | ESMA33-128-485 | Letter to OG- Delivery of ESMA’s technical standards on disclosure under the Securitisation Regulation | Securitisation | Letter | PDF 250.7 KB |
||||
28/01/2014 | 2013/1941 | Letter to Jonathan Faull (EC) regarding draft technical standards | MiFID - Investor Protection, MiFID - Secondary Markets | Letter | PDF 44.25 KB |
||||
27/10/2021 | ESMA32-67-791 | Letter to IFRS IC on classification of SPAC shares as equity or liability (IAS 32) | IAS Regulation, IFRS Supervisory Convergence, MiFID - Investor Protection, Prospectus | Letter | PDF 223.92 KB |