ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
32
REFINE YOUR SEARCH
Sections
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove COVID-19 filter COVID-19
- Corporate Disclosure (213) Apply Corporate Disclosure filter
- CESR Archive (178) Apply CESR Archive filter
- Post Trading (144) Apply Post Trading filter
- MiFID - Secondary Markets (114) Apply MiFID - Secondary Markets filter
- Corporate Information (108) Apply Corporate Information filter
- Joint Committee (103) Apply Joint Committee filter
- Fund Management (82) Apply Fund Management filter
- IAS Regulation (79) Apply IAS Regulation filter
- Board of Supervisors (63) Apply Board of Supervisors filter
- MiFID - Investor Protection (61) Apply MiFID - Investor Protection filter
- Securities and Markets Stakeholder Group (59) Apply Securities and Markets Stakeholder Group filter
- Risk Analysis & Economics - Markets Infrastructure Investors (52) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- CCP Directorate (51) Apply CCP Directorate filter
- Sustainable finance (49) Apply Sustainable finance filter
- Planning reporting budget (48) Apply Planning reporting budget filter
- IFRS Supervisory Convergence (46) Apply IFRS Supervisory Convergence filter
- Management Board (45) Apply Management Board filter
- International cooperation (42) Apply International cooperation filter
- Credit Rating Agencies (40) Apply Credit Rating Agencies filter
- Warnings and publications for investors (38) Apply Warnings and publications for investors filter
- Securitisation (36) Apply Securitisation filter
- Innovation and Products (35) Apply Innovation and Products filter
- European Single Electronic Format (30) Apply European Single Electronic Format filter
- Supervisory convergence (30) Apply Supervisory convergence filter
- Benchmarks (27) Apply Benchmarks filter
- Market Abuse (25) Apply Market Abuse filter
- Corporate Finance (21) Apply Corporate Finance filter
- Market Integrity (21) Apply Market Integrity filter
- Prospectus (19) Apply Prospectus filter
- Trading (19) Apply Trading filter
- Transparency (19) Apply Transparency filter
- Procurement (18) Apply Procurement filter
- Audit (16) Apply Audit filter
- ESMA newsletter (14) Apply ESMA newsletter filter
- Careers (12) Apply Careers filter
- Short Selling (12) Apply Short Selling filter
- Securities Financing Transactions (11) Apply Securities Financing Transactions filter
- Brexit (7) Apply Brexit filter
- Market data (7) Apply Market data filter
- Press Releases (6) Apply Press Releases filter
- Corporate Governance (5) Apply Corporate Governance filter
- ITMG (4) Apply ITMG filter
- Board of Appeal (3) Apply Board of Appeal filter
- Crowdfunding (3) Apply Crowdfunding filter
- Speeches (3) Apply Speeches filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Vacancies (1) Apply Vacancies filter
Type of document
- (-) Remove Reference filter Reference
- (-) Remove Letter filter Letter
- (-) Remove Q&A filter Q&A
- Guidelines & Recommendations (561) Apply Guidelines & Recommendations filter
- Compliance table (44) Apply Compliance table filter
- Statement (25) Apply Statement filter
- Press Release (19) Apply Press Release filter
- Final Report (18) Apply Final Report filter
- Opinion (12) Apply Opinion filter
- Decision (9) Apply Decision filter
- Consultation Paper (8) Apply Consultation Paper filter
- Report (8) Apply Report filter
- Speech (5) Apply Speech filter
- Annual Report (1) Apply Annual Report filter
Your filters Reset all filters
| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 02/10/2017 | ESMA71-99-608 | Annex (Template for the Assessment of Collective Suitability) | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 72.7 KB |
||||
| 31/10/2016 | 2016/1529 ANNEX | Annex I- Template for the assessment of collective suitability | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 54.43 KB |
||||
| 12/10/2020 | ESMA22-105-1230 | Annex to Opening Statement for ECON Hearing 12 October 2020 | Board of Supervisors, Brexit, Corporate Information, COVID-19, Speeches | Reference | PDF 350.51 KB |
||||
| 26/05/2021 | ESMA70-156-4067 (response form) | CP Response form- Technical standards for commodity derivatives | COVID-19, MiFID - Secondary Markets | Reference | DOCX 754.11 KB |
||||
| 20/12/2019 | ESMA71-100-1792 | CRAs and TRs Follow Up Fees Factsheet | Credit Rating Agencies, Supervisory convergence, Trade Repositories | Reference | PDF 122.09 KB |
||||
| 08/08/2014 | 2014/869 ES | Directrices sobre las obligaciones de información de los artículos 3(3)(d) y 24(1), (2y (4) de la DGFIA | Guidelines and Technical standards | Reference | PDF 727.22 KB |
||||
| 15/07/2019 | esma41-356-34 | Enforcement decision Regis-TR | Trade Repositories | Reference | PDF 377.19 KB |
||||
| 29/04/2022 | ESMA42-646012687-331 | ESMA Guidelines | Corporate Information, Guidelines and Technical standards | Reference | XLSX 66.09 KB |
||||
| 19/10/2017 | ESMA50-165-421 | EU derivatives markets ─ a first-time overview | MiFID - Secondary Markets, Post Trading, Risk Analysis & Economics - Markets Infrastructure Investors, Trade Repositories | Reference | PDF 477.35 KB |
||||
| 11/01/2018 | ESMA71-99-923 | Factsheet on Trade Repositories Fees | Trade Repositories | Reference | PDF 129.16 KB |
||||
| 11/04/2019 | ESMA80-196-2575 | Guidance on EMIR and SFT TR registration | Trade Repositories | Reference | PDF 143.78 KB |
||||
| 11/05/2020 | ESMA32-61-403 | Letter to EFRAG on IASB Exposure Draft COVID-19 Related Rent Concessions | Corporate Disclosure, COVID-19 | Letter | PDF 127.34 KB |
||||
| 11/05/2020 | ESMA32-61-402 | Letter to IASB Exposure Draft COVID-19 Related Rent Concessions | Corporate Disclosure, COVID-19 | Letter | PDF 122.4 KB |
||||
| 03/03/2021 | ESMA32-51-818 | Letter to the EC on next steps following Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence, Transparency | Letter | PDF 277.21 KB |
||||
| 31/07/2020 | EMIR 59.3 register | List of registered trade repositories | Trade Repositories | Reference | XLSX 48.97 KB |
||||
| 07/07/2022 | ESMA42-110-812 | Notifications of Compliance with Guidelines – Overview Table | Guidelines and Technical standards | Reference | XLSX 131.17 KB |
||||
| 24/03/2022 | ESMA41-356-274 | Public notice on REGIS TR, S.A. | Board of Supervisors, Trade Repositories | Reference | PDF 183.48 KB |
||||
| 15/07/2019 | ESMA41-356-39 | Public notice Regis-TR | Trade Repositories | Reference | PDF 142.96 KB |
||||
| 12/07/2021 | ESMA41-356-224 | Public Notice- DTCC Derivatives Repository | Board of Supervisors, Trade Repositories | Reference | PDF 151.07 KB |
||||
| 23/09/2021 | ESMA41-356-234 | Public Notice- UnaVista Limited | Trade Repositories | Reference | PDF 259.16 KB |