ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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04/08/2022 | ESMA70-156-4448 | Q&As- Central Securities Depositories Regulation | Post Trading, Supervisory convergence | Q&A | PDF 561.38 KB |
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20/07/2022 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 707.65 KB |
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19/07/2022 | ESMA70-1861941480-56 | Q&A on MiFIR data reporting | MiFID - Secondary Markets, Supervisory convergence | Q&A | PDF 1.12 MB |
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15/07/2022 | ESMA80-196-6345 | Final Report on the Revision to Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies, Guidelines and Technical standards | Final Report | PDF 411.44 KB |
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23/06/2022 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 568.37 KB |
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23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
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25/05/2022 | Joint Committee SFDR Q&As | Questions related to Regulation (EU) 2019/2088 on SFDR | Joint Committee, Sustainable finance | Q&A | PDF 794.9 KB |
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20/05/2022 | ESMA35-42-1088 | Q&A on the European crowdfunding service providers for business Regulation | Crowdfunding | Q&A | PDF 279.38 KB |
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13/05/2022 | JC 2022 26 | SFDR queries forwarded to the Commission | Joint Committee, Sustainable finance | Q&A | PDF 132.33 KB |
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01/04/2022 | ESMA74-47-607 | EMIR_and_SFTR_dq_report | Market data, Supervisory convergence | Final Report | PDF 1.53 MB |
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31/01/2022 | ESMA80-416-20 | Final report on the Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings | Credit Rating Agencies | Final Report | PDF 282.39 KB |
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17/12/2021 | Joint Committee | JC 2017 Q&A on the PRIIPs Key Information Document | Joint Committee | Q&A | PDF 755.23 KB |
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30/11/2021 | SFDR EC Q&A CORRECTION | EC Q&A on sustainability-related disclosures- correction | Joint Committee, Sustainable finance | Q&A | PDF 87.19 KB |
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19/11/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1023.15 KB |
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10/11/2021 | ESMA35-42-1183 | Draft technical standards under the European crowdfunding service providers for business Regulation | Crowdfunding, MiFID - Investor Protection | Final Report | PDF 1.43 MB |
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22/10/2021 | JC 2021 50 | Final report on taxonomy-related product disclosure RTS | Joint Committee, Sustainable finance | Final Report | PDF 1.62 MB |
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25/08/2021 | Joint Committee | ESAs 2020 Final Report on EMIR RTS on various amendments to the bilateral margin requirements in view of the international framework | Joint Committee | Final Report | PDF 338.72 KB |
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25/08/2021 | Joint Committee | JC 2018 Final Report on Big Data | Joint Committee | Final Report | PDF 520.31 KB |
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25/08/2021 | Joint Committee | JC 2016 Final Report Good supervisory practices for reducing mechanistic reliance on credit ratings | Joint Committee | Final Report | PDF 286.96 KB |
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25/08/2021 | Joint Committee | JC 2014 Final Report On Mechanistic references to credit ratings in the ESAs’ guidelines and recommendations | Joint Committee | Final Report | PDF 519.98 KB |