ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
160
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove Short Selling filter Short Selling
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Press Releases filter Press Releases
- (-) Remove IAS Regulation filter IAS Regulation
- (-) Remove Audit filter Audit
- Securities and Markets Stakeholder Group (138) Apply Securities and Markets Stakeholder Group filter
- Post Trading (107) Apply Post Trading filter
- Corporate Information (100) Apply Corporate Information filter
- MiFID - Secondary Markets (94) Apply MiFID - Secondary Markets filter
- CESR Archive (93) Apply CESR Archive filter
- Joint Committee (84) Apply Joint Committee filter
- Fund Management (63) Apply Fund Management filter
- Board of Supervisors (61) Apply Board of Supervisors filter
- Risk Analysis & Economics - Markets Infrastructure Investors (50) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- CCP Directorate (48) Apply CCP Directorate filter
- Planning reporting budget (48) Apply Planning reporting budget filter
- Management Board (44) Apply Management Board filter
- International cooperation (41) Apply International cooperation filter
- Corporate Disclosure (39) Apply Corporate Disclosure filter
- Sustainable finance (39) Apply Sustainable finance filter
- Warnings and publications for investors (38) Apply Warnings and publications for investors filter
- Credit Rating Agencies (37) Apply Credit Rating Agencies filter
- Securitisation (33) Apply Securitisation filter
- Innovation and Products (31) Apply Innovation and Products filter
- Supervisory convergence (28) Apply Supervisory convergence filter
- Benchmarks (23) Apply Benchmarks filter
- Procurement (18) Apply Procurement filter
- Trading (18) Apply Trading filter
- Trade Repositories (16) Apply Trade Repositories filter
- ESMA newsletter (14) Apply ESMA newsletter filter
- IFRS Supervisory Convergence (13) Apply IFRS Supervisory Convergence filter
- Careers (12) Apply Careers filter
- Prospectus (12) Apply Prospectus filter
- Transparency (12) Apply Transparency filter
- Guidelines and Technical standards (11) Apply Guidelines and Technical standards filter
- Brexit (7) Apply Brexit filter
- Market data (7) Apply Market data filter
- Corporate Governance (4) Apply Corporate Governance filter
- ITMG (4) Apply ITMG filter
- Board of Appeal (3) Apply Board of Appeal filter
- Crowdfunding (3) Apply Crowdfunding filter
- Speeches (3) Apply Speeches filter
- COVID-19 (2) Apply COVID-19 filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Vacancies (1) Apply Vacancies filter
Type of document
- (-) Remove Reference filter Reference
- (-) Remove Q&A filter Q&A
- (-) Remove SMSG Advice filter SMSG Advice
- Press Release (340) Apply Press Release filter
- Letter (112) Apply Letter filter
- Guidelines & Recommendations (109) Apply Guidelines & Recommendations filter
- Opinion (104) Apply Opinion filter
- Statement (62) Apply Statement filter
- Consultation Paper (60) Apply Consultation Paper filter
- Final Report (57) Apply Final Report filter
- Investor Warning (27) Apply Investor Warning filter
- Report (27) Apply Report filter
- Speech (23) Apply Speech filter
- Compliance table (16) Apply Compliance table filter
- Decision (11) Apply Decision filter
- Technical Advice (7) Apply Technical Advice filter
- Annual Report (6) Apply Annual Report filter
- Technical Standards (3) Apply Technical Standards filter
- CESR Document (1) Apply CESR Document filter
Your filters
Q&A X SMSG Advice X Reference X Audit X IAS Regulation X Press Releases X European Single Electronic Format X Corporate Finance X Short Selling X Market Abuse X Market Integrity X MiFID - Investor Protection X Securities Financing Transactions X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 22/06/2012 | 2012/382 | MiFID Q&A in the area of investor protection and intermediaries | MiFID - Investor Protection | Q&A | PDF 319.78 KB |
||||
| 01/08/2012 | 2012/490 | Call for expressions of interest in ESMA's Consultative Working Group on Investor Protection and Intermediaries Standing Committee | MiFID - Investor Protection | Reference | PDF 130.34 KB |
The deadline for responses to this call for interest has been extended two weeks, to 14 September 2012. | |||
| 19/10/2012 | 2012/680 | Links to national websites for the purpose of the notification of net short positions | Short Selling | Reference | PDF 84.12 KB |
||||
| 19/10/2012 | 2012/682 | Guide to investing | MiFID - Investor Protection, Warnings and publications for investors | Reference | PDF 569.39 KB |
||||
| 19/12/2012 | 2012/850 | MiFID supervisory briefing- Suitability | MiFID - Investor Protection | Reference | PDF 238 KB |
||||
| 30/01/2013 | 2013/159 | Q&A on Implementation of the Regulation on short selling and certain aspects of credit default swaps (2nd update) | Short Selling | Q&A | PDF 873.32 KB |
||||
| 11/03/2013 | 2013/280 | Vacancy notice- Chair of Committee drafting a proxy advising industry Code of Conduct | Corporate Finance, Corporate Governance | Reference | PDF 102.91 KB |
||||
| 10/11/2016 | 2013/68c | Protocol on the operation of ESMA MiFID Database final | MiFID - Investor Protection, MiFID - Secondary Markets | Reference | PDF 333.11 KB |
||||
| 07/11/2014 | 2014/1344 | ESMA Response to public consultation on the IAS Regulation | Corporate Disclosure, IAS Regulation | Reference | PDF 305.48 KB |
ESMA response to the European Commission consultation on the IAS Regulation |
|||
| 19/12/2014 | 2014/1569 Annex | Annex to Technical Advice on MiFID II and MiFIR- investor protection topics | MiFID - Investor Protection | Reference | PDF 962.39 KB |
||||
| 21/08/2014 | 2014/808 response form | Response form to the CP on technical advice under the Market Abuse Regulation (MAR) | Market Abuse | Reference | DOCX 792.65 KB |
Please use this form to respond to the Consultation Paper. |
|||
| 04/12/2015 | 2015/1407 rev | Call for expression of interest- Renewal of the Corporate Finance Consultative Working Group | Corporate Disclosure, Corporate Finance | Reference | PDF 186.07 KB |
||||
| 04/12/2015 | 2015/1408 rev | Application form for Corporate Finance Consultative Working Group | Corporate Disclosure, Corporate Finance | Reference | DOCX 38.7 KB |
||||
| 25/09/2015 | 2015/1463 reply form ESEF CBA | Form to reply ESEF CBA | Corporate Disclosure, European Single Electronic Format, Transparency | Reference | DOCX 872.33 KB |
||||
| 28/09/2015 | 2015/1468 | Trading venue briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 304.63 KB |
||||
| 28/09/2015 | 2015/1469 | 2015-1469- Investment Firms briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 314.38 KB |
||||
| 28/09/2015 | 2015/1470 | 2015-1470- Non-financials briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 307.12 KB |
||||
| 17/11/2015 | 2015/1514 | Note on MiFID-MiFIR implementation delays | MiFID - Investor Protection, MiFID - Secondary Markets | Reference | PDF 131.7 KB |
||||
| 17/12/2015 | 2015/1885 | ESMA Briefing Note on ESEF CP | European Single Electronic Format, Transparency | Reference | PDF 138.49 KB |
||||
| 23/03/2015 | 2015/615 | Call for interest IPISC-CWG renewal | MiFID - Investor Protection | Reference | PDF 187.49 KB |
ESMA is today launching the process to renew the composition of the IPISC CWG. ESMA is therefore calling for expressions of interest from stakeholders. Application procedure, closing date Relevant stakeholders meeting the required selection criteria and wishing to apply for a position on the CWG are invited to submit, in English:. A completed application form (see separate document), and. A detailed curriculum vitae (CV), preferably in the EU CV format. It is optional for applicants to attach a motivation letter (2 pages maximum).. Unclear or incomplete applications will not be considered.. Applications must be submitted by email no later than 23 April 2015 to the following email addresses: IPISC.CWG.renewal2015@esma.europa.eu |