ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
11
REFINE YOUR SEARCH
Sections
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Transparency filter Transparency
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove Innovation and Products filter Innovation and Products
- Securities and Markets Stakeholder Group (89) Apply Securities and Markets Stakeholder Group filter
- Corporate Information (81) Apply Corporate Information filter
- CESR Archive (24) Apply CESR Archive filter
- MiFID - Secondary Markets (17) Apply MiFID - Secondary Markets filter
- Post Trading (16) Apply Post Trading filter
- Joint Committee (14) Apply Joint Committee filter
- Credit Rating Agencies (12) Apply Credit Rating Agencies filter
- Fund Management (11) Apply Fund Management filter
- MiFID - Investor Protection (9) Apply MiFID - Investor Protection filter
- Planning reporting budget (9) Apply Planning reporting budget filter
- Supervisory convergence (8) Apply Supervisory convergence filter
- Corporate Disclosure (7) Apply Corporate Disclosure filter
- Sustainable finance (7) Apply Sustainable finance filter
- Board of Supervisors (6) Apply Board of Supervisors filter
- Management Board (4) Apply Management Board filter
- Short Selling (4) Apply Short Selling filter
- Corporate Finance (3) Apply Corporate Finance filter
- Prospectus (3) Apply Prospectus filter
- Securitisation (3) Apply Securitisation filter
- Trade Repositories (3) Apply Trade Repositories filter
- Benchmarks (2) Apply Benchmarks filter
- Brexit (2) Apply Brexit filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
Type of document
- (-) Remove Annual Report filter Annual Report
- (-) Remove Q&A filter Q&A
- (-) Remove Technical Standards filter Technical Standards
- Reference (113) Apply Reference filter
- Report (69) Apply Report filter
- Final Report (54) Apply Final Report filter
- Press Release (52) Apply Press Release filter
- Opinion (38) Apply Opinion filter
- Speech (31) Apply Speech filter
- Consultation Paper (27) Apply Consultation Paper filter
- Statement (24) Apply Statement filter
- Letter (17) Apply Letter filter
- Guidelines & Recommendations (8) Apply Guidelines & Recommendations filter
- Compliance table (6) Apply Compliance table filter
- Decision (6) Apply Decision filter
- Technical Advice (4) Apply Technical Advice filter
- CESR Document (3) Apply CESR Document filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
Q&A X SMSG Advice X Annual Report X Technical Standards X Innovation and Products X Transparency X Market Abuse X Risk Analysis & Economics - Markets Infrastructure Investors X Market Integrity X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 23/11/2021 | ESMA70-156-4673 | Annual Report on MAR administrative and criminal sanctions 2021 | Market Abuse | Annual Report | PDF 338.34 KB |
||||
| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 10/01/2019 | ESMA71-99-1081 | Press release- ESMA report finds investment product performance highly impacted by charges | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 159.37 KB |
||||
| 10/01/2019 | ESMA50-165-731 | ESMA annual statistical report on performance and costs of retail investment products in the EU | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 3.43 MB |
||||
| 15/11/2018 | ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | PDF 158.47 KB |
||||
| 01/04/2016 | 2016/419 | Q&A Market Abuse Directive | Market Abuse | Q&A | PDF 175.08 KB |
||||
| 28/09/2015 | 2015-ESMA-1455 | Final Report MAR TS | Market Abuse | Technical Standards | PDF 1.77 MB |
||||
| 25/09/2015 | 2015/1460 | ESMA Final Report on DRAFT RTS on EEAP | Transparency | Technical Standards | PDF 1.62 MB |
||||
| 01/07/2015 | 2015/1005 | Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing | Innovation and Products | Q&A | PDF 157.73 KB |
||||
| 29/09/2014 | 2014/1187 | Draft Regulatory Technical Standards on major shareholdings and an indicative list of financial instruments subject to notification requirements under the revised Transparency Directive | Corporate Disclosure, Transparency | Technical Standards | PDF 810.07 KB |
The European Securities and Markets Authority (ESMA) has published its draft Regulatory Technical Standards (RTS) under the revised Transparency Directive relating to the notification of major shareholdings. |