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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|06/01/2022||ESMA65-8-5240||FIRDS Instructions on how to download transparency results files v1.4 – Updated 06/01/2022||MiFID - Secondary Markets||Reference||PDF
|04/01/2022||JC 2021 58||Mandate of the European Supervisory Authorities’ Joint Committee Securitisation Committee (JCSC)||Joint Committee, Securitisation||Reference||PDF
|04/01/2022||ESMA70-156-4957||Call for evidence- DLT Pilot Regime- response form||Innovation and Products, MiFID - Secondary Markets||Reference||DOCX
|04/01/2022||ESMA70-156-4957||Call for evidence- DLT Pilot Regime and review of MiFIR RTS on transparency and reporting||Innovation and Products, MiFID - Secondary Markets||Reference||PDF
|22/12/2021||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|22/12/2021||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|17/12/2021||JC 2021 19||Joint Committee Q&As relating to the Securitisation Regulation||Securitisation||Q&A||PDF
|16/12/2021||ESMA70-156-4474||Annual Report 2021 Waivers and Deferrals||MiFID - Secondary Markets||Annual Report||PDF
|14/12/2021||ESMA32-380-143||National thresholds for shareholder identification under the revised SRD||Corporate Finance, Corporate Governance||Reference||PDF
|23/11/2021||ESMA70-156-4754||Compliance table on Guidelines on MiFID II/MiFIR obligations on market data||Guidelines and Technical standards, MiFID - Secondary Markets||Compliance table||PDF
|19/11/2021||ESMA33-128-563||Questions and answers on the Securitisation Regulation||Securitisation||Q&A||PDF
|19/11/2021||ESMA70-145-114||Q&A on the Benchmarks Regulation (BMR)||Benchmarks, Supervisory convergence||Q&A||PDF
|08/11/2021||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|29/10/2021||ESMA81-459-11||Minutes of the euro risk-free rates WG meeting 29/09/2021||Benchmarks||Reference||PDF
|01/10/2021||ESMA70-156-3921||Public Register for the Trading Obligation for derivatives under MiFIR||MiFID - Secondary Markets||Reference||PDF
|30/09/2021||ESMA70-872942901-35||Q&A on MiFID II and MiFIR transparency topics||MiFID - Secondary Markets||Q&A||PDF
|24/09/2021||ESMA50-164-772||Links to the national websites explaining the procedures for notifications of net short positions||Short Selling||Reference||PDF
|24/09/2021||ESMA70-156-3914||Response form- Consultation Paper on the review of certain aspects of the SSR||Short Selling||Reference||DOCX
|08/09/2021||ESMA33-128-760||Securitisations designated as STS as from 01/01/2019 Regulation 2402/2017||Securitisation||Reference||XLSX
|18/08/2021||ESMA81-391-72||Minutes of the euro risk-free rates WG Meeting 01/07/2021||Benchmarks||Reference||PDF