ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
10
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Q&A X CESR Document X Technical Standards X Guidelines & Recommendations X Risk Analysis & Economics - Markets Infrastructure Investors X Securitisation X Transparency X Corporate Governance X
Reset all filters
Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
29/06/2012 2012/415 Call for Evidence on Empty Voting Transparency, Corporate Disclosure CESR Document PDF
275.66 KB		 ESMA launched a Call for Evidence on Empty Voting in September 2011 to analyse the potential issues and concerns raised by the practice of empty voting and to examine whether there was a possible need for further action. An analysis of the responses received to the consultation has led ESMA to conclude that there is insufficient evidence to justify any regulatory action at the European level at present.
20/03/2013 2013/318 Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies Prospectus, Corporate Disclosure, Transparency CESR Document PDF
265.19 KB
29/09/2014 2014/1187 Draft Regulatory Technical Standards on major shareholdings and an indicative list of financial instruments subject to notification requirements under the revised Transparency Directive Corporate Disclosure, Transparency Technical Standards PDF
810.07 KB		 The European Securities and Markets Authority (ESMA) has published its draft Regulatory Technical Standards (RTS) under the revised Transparency Directive relating to the notification of major shareholdings.
25/09/2015 2015/1460 ESMA Final Report on DRAFT RTS on EEAP Transparency Technical Standards PDF
1.62 MB
11/04/2019 ESMA31-62-780 Q&A on Prospectus Related Topics Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence Q&A PDF
957.9 KB
04/02/2020 ESMA32-50-218 Guidelines on enforcement of financial information Transparency Guidelines & Recommendations PDF
332.95 KB
09/11/2020 ESMA31-67-127 Question and answers on Transparency Directive (TD) Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency Q&A PDF
352.79 KB
05/02/2021 ESMA33-128-1001 Guidelines on portability of information between securitisation repositories under the Securitisation Regulation Securitisation Guidelines & Recommendations PDF
194.41 KB		 bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv
19/11/2021 ESMA33-128-563 Questions and answers on the Securitisation Regulation Securitisation Q&A PDF
1.39 MB
17/12/2021 JC 2021 19 Joint Committee Q&As relating to the Securitisation Regulation Securitisation Q&A PDF
337.6 KB