ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
82
REFINE YOUR SEARCH
Sections
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove Short Selling filter Short Selling
- (-) Remove Market Abuse filter Market Abuse
- Press Releases (326) Apply Press Releases filter
- CESR Archive (257) Apply CESR Archive filter
- Credit Rating Agencies (66) Apply Credit Rating Agencies filter
- Fund Management (55) Apply Fund Management filter
- Post Trading (50) Apply Post Trading filter
- MiFID - Investor Protection (41) Apply MiFID - Investor Protection filter
- Corporate Disclosure (36) Apply Corporate Disclosure filter
- MiFID - Secondary Markets (36) Apply MiFID - Secondary Markets filter
- Joint Committee (34) Apply Joint Committee filter
- Board of Supervisors (30) Apply Board of Supervisors filter
- Corporate Information (29) Apply Corporate Information filter
- IFRS Supervisory Convergence (24) Apply IFRS Supervisory Convergence filter
- Management Board (24) Apply Management Board filter
- Brexit (16) Apply Brexit filter
- Benchmarks (14) Apply Benchmarks filter
- Trade Repositories (14) Apply Trade Repositories filter
- Prospectus (13) Apply Prospectus filter
- Sustainable finance (13) Apply Sustainable finance filter
- Innovation and Products (12) Apply Innovation and Products filter
- CCP Directorate (10) Apply CCP Directorate filter
- Market Integrity (10) Apply Market Integrity filter
- Securities and Markets Stakeholder Group (9) Apply Securities and Markets Stakeholder Group filter
- Securitisation (9) Apply Securitisation filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Corporate Governance (6) Apply Corporate Governance filter
- Warnings and publications for investors (6) Apply Warnings and publications for investors filter
- COVID-19 (4) Apply COVID-19 filter
- Guidelines and Technical standards (4) Apply Guidelines and Technical standards filter
- IAS Regulation (4) Apply IAS Regulation filter
- Securities Financing Transactions (4) Apply Securities Financing Transactions filter
- Transparency (4) Apply Transparency filter
- Board of Appeal (3) Apply Board of Appeal filter
- Corporate Finance (3) Apply Corporate Finance filter
- International cooperation (3) Apply International cooperation filter
- Audit (2) Apply Audit filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- Market data (2) Apply Market data filter
- Trading (2) Apply Trading filter
- Crowdfunding (1) Apply Crowdfunding filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
Type of document
- (-) Remove Press Release filter Press Release
- (-) Remove Q&A filter Q&A
- (-) Remove Technical Advice filter Technical Advice
- Reference (99) Apply Reference filter
- Report (74) Apply Report filter
- Final Report (70) Apply Final Report filter
- Opinion (45) Apply Opinion filter
- Guidelines & Recommendations (32) Apply Guidelines & Recommendations filter
- Consultation Paper (25) Apply Consultation Paper filter
- Speech (17) Apply Speech filter
- Statement (15) Apply Statement filter
- Decision (8) Apply Decision filter
- Letter (8) Apply Letter filter
- Compliance table (6) Apply Compliance table filter
- Annual Report (4) Apply Annual Report filter
- Technical Standards (2) Apply Technical Standards filter
- CESR Document (1) Apply CESR Document filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
Q&A X Technical Advice X Press Release X Risk Analysis & Economics - Markets Infrastructure Investors X Market Abuse X Short Selling X Supervisory convergence X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
01/04/2020 | ESMA70-156-2287 | Technical Advice to the European Commission on weekly position reports under MiFID II | MiFID - Secondary Markets, Supervisory convergence | Technical Advice | PDF 231.84 KB |
||||
14/04/2021 | ESMA71-99-1637 | Retail clients continue to lose out due to high investment products costs | Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors | Press Release | PDF 105.12 KB |
||||
09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
29/05/2018 | ESMA70-145-408 | Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR) | Short Selling | Q&A | PDF 536.17 KB |
||||
03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |
||||
04/08/2022 | ESMA70-156-4448 | Q&As- Central Securities Depositories Regulation | Post Trading, Supervisory convergence | Q&A | PDF 561.38 KB |
||||
19/11/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1023.15 KB |
||||
23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
23/06/2022 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 568.37 KB |
||||
20/07/2022 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 707.65 KB |
||||
11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
19/07/2022 | ESMA70-1861941480-56 | Q&A on MiFIR data reporting | MiFID - Secondary Markets, Supervisory convergence | Q&A | PDF 1.12 MB |
||||
30/01/2013 | 2013/159 | Q&A on Implementation of the Regulation on short selling and certain aspects of credit default swaps (2nd update) | Short Selling | Q&A | PDF 873.32 KB |
||||
01/04/2016 | 2016/419 | Q&A Market Abuse Directive | Market Abuse | Q&A | PDF 175.08 KB |
||||
10/03/2022 | ESMA71-99-1856 | Press release_ESMA finds shortcomings in supervision of cross-border investment activities and issues specific recommendations to CySEC | Press Releases, Supervisory convergence | Press Release | PDF 137.72 KB |
||||
12/12/2019 | ESMA71-99-1263 | Press release: ESMA calls for strengthened supervision on suspicious transaction reporting | Market Abuse, Supervisory convergence | Press Release | PDF 100.61 KB |
||||
06/09/2018 | ESMA71-99-1027 | Press release- Volatility spikes underline fragilities and risks to EU securities markets and investors | Press Releases, Risk Analysis & Economics - Markets Infrastructure Investors | Press Release | PDF 237.66 KB |
||||
11/05/2005 | 05-331 | Press release- Facilitating the implementation of the Market Abuse Directive | Market Abuse, Press Releases | Press Release | PDF 72.91 KB |
||||
11/03/2015 | 2015/562 | Press release- ESMA sees continued tense securities market conditions | Risk Analysis & Economics - Markets Infrastructure Investors, Press Releases | Press Release | PDF 141.95 KB |
||||
04/10/2016 | 2016/1432 | Press release- ESMA reports on shadow banking, leverage and pro-cyclicality | Post Trading, Press Releases, Risk Analysis & Economics - Markets Infrastructure Investors | Press Release | PDF 151.69 KB |