ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 28/01/2022 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 553.88 KB |
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| 17/12/2021 | JC 2021 19 | Joint Committee Q&As relating to the Securitisation Regulation | Securitisation | Q&A | PDF 337.6 KB |
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| 19/11/2021 | ESMA33-128-563 | Questions and answers on the Securitisation Regulation | Securitisation | Q&A | PDF 1.39 MB |
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| 27/07/2021 | ESMA31-62-1258 | Q&As on the Prospectus Regulation | Prospectus | Q&A | PDF 814.87 KB |
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| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
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| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
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| 01/07/2015 | 2015/1005 | Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing | Innovation and Products | Q&A | PDF 157.73 KB |
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| 20/12/2013 | 2013/1970 | Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus | Prospectus, Corporate Disclosure | Technical Standards | PDF 713.74 KB |
The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment. | |||
| 20/03/2013 | 2013/318 | Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies | Prospectus, Corporate Disclosure, Transparency | CESR Document | PDF 265.19 KB |
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| 23/03/2011 | 2011/67 | Feedback statement- Consultation Paper on proposed amendments to CESR | Prospectus, Corporate Disclosure | CESR Document | PDF 384.63 KB |
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| 21/12/2010 | 10-1351 | Feedback statement- Transaction Reporting on OTC Derivatives and Extension of the Scope of Transaction Reporting Obligations | CESR Archive | CESR Document | PDF 93.89 KB |
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| 20/12/2010 | 10-1318 | Guidelines- Selection and presentation of performance scenarios in the Key Investor Information document (KII) for structured UCITS | CESR Archive | CESR Document | PDF 198.56 KB |
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| 20/12/2010 | 10-1319 | Guidelines- Transition from the Simplified Prospectus to the Key Investor Information document | CESR Archive | CESR Document | PDF 136.11 KB |
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| 20/12/2010 | 10-1320 | CESR’s guide to clear language and layout for the Key Investor Information document | CESR Archive | CESR Document | PDF 161.87 KB |
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| 20/12/2010 | CESR/10-1321 | CESR’s template for the Key Investor Information document | CESR Archive | CESR Document | PDF 108.44 KB |
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| 20/12/2010 | 10-1396 | Feedback statement- CESR’s level 3 guidelines on the selection and presentation of performance scenarios in the Key Investor Information document (KII) for structured UCITS | CESR Archive | CESR Document | PDF 124.29 KB |
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| 20/12/2010 | 10-1397 | Feedback statement- Guidelines for the transition from the Simplified Prospectus to the Key Investor Information document | CESR Archive | CESR Document | PDF 112.83 KB |
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| 20/12/2010 | 10-1398 | Feedback statement- A guide to clear language and layout for the Key Investor Information document (KII) | CESR Archive | CESR Document | PDF 103.3 KB |
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| 20/12/2010 | 10-1399 | Feedback statement- CESR’s template for the Key Investor Information document | CESR Archive | CESR Document | PDF 123.79 KB |
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| 22/10/2010 | 10-1045 | Feedback Statement- CESR Technical Advice to the European Commission in the context of the MiFID Review – Client categorisation | CESR Archive | CESR Document | PDF 253.56 KB |