ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
43
REFINE YOUR SEARCH
Sections
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove Management Board filter Management Board
- (-) Remove Post Trading filter Post Trading
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove Securitisation filter Securitisation
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove Crowdfunding filter Crowdfunding
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove Innovation and Products filter Innovation and Products
- Credit Rating Agencies (24) Apply Credit Rating Agencies filter
- Board of Appeal (18) Apply Board of Appeal filter
- Joint Committee (11) Apply Joint Committee filter
- MiFID - Secondary Markets (10) Apply MiFID - Secondary Markets filter
- Short Selling (9) Apply Short Selling filter
- Supervisory convergence (9) Apply Supervisory convergence filter
- Corporate Information (8) Apply Corporate Information filter
- CESR Archive (7) Apply CESR Archive filter
- Market Integrity (7) Apply Market Integrity filter
- MiFID - Investor Protection (7) Apply MiFID - Investor Protection filter
- Fund Management (6) Apply Fund Management filter
- Trade Repositories (6) Apply Trade Repositories filter
- COVID-19 (5) Apply COVID-19 filter
- Securities and Markets Stakeholder Group (3) Apply Securities and Markets Stakeholder Group filter
- Sustainable finance (3) Apply Sustainable finance filter
- Brexit (2) Apply Brexit filter
- Careers (2) Apply Careers filter
- Corporate Finance (2) Apply Corporate Finance filter
- Market Abuse (2) Apply Market Abuse filter
- Prospectus (2) Apply Prospectus filter
- Press Releases (1) Apply Press Releases filter
- Procurement (1) Apply Procurement filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Trading (1) Apply Trading filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Decision filter Decision
- (-) Remove Q&A filter Q&A
- Guidelines & Recommendations (571) Apply Guidelines & Recommendations filter
- Reference (360) Apply Reference filter
- Letter (224) Apply Letter filter
- Press Release (147) Apply Press Release filter
- Summary of Conclusions (133) Apply Summary of Conclusions filter
- Final Report (128) Apply Final Report filter
- Report (112) Apply Report filter
- Statement (95) Apply Statement filter
- Consultation Paper (91) Apply Consultation Paper filter
- Speech (49) Apply Speech filter
- Compliance table (44) Apply Compliance table filter
- Opinion (30) Apply Opinion filter
- Technical Advice (22) Apply Technical Advice filter
- Technical Standards (11) Apply Technical Standards filter
- Annual Report (9) Apply Annual Report filter
- CESR Document (3) Apply CESR Document filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
Q&A X Decision X Risk Analysis & Economics - Markets Infrastructure Investors X Corporate Disclosure X Securitisation X Innovation and Products X Guidelines and Technical standards X Management Board X Benchmarks X Crowdfunding X Corporate Governance X Board of Supervisors X Post Trading X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 10/03/2011 | 2011/MB/3 | Decision of the Management Board- Internal language arrangements | Management Board, Corporate Information | Decision | PDF 18.51 KB |
||||
| 10/03/2011 | 2011/MB/4 | Decision of the Management Board- Professional secrecy | Management Board, Corporate Information | Decision | PDF 34.68 KB |
||||
| 10/03/2011 | ESMA41-140-155 | Decision of the Management Board- Code of good administrative behaviour | Corporate Information, Management Board | Decision | PDF 179.82 KB |
||||
| 17/05/2011 | 2011/BS/123 | Decision of the Board of Supervisors- Appointment of the Securities and Markets Stakeholder Group | Board of Supervisors, Securities and Markets Stakeholder Group | Decision | PDF 171.3 KB |
||||
| 31/05/2011 | 2011/MB/69 | Decision of the Management Board- Access to documents | Management Board, Corporate Information | Decision | PDF 201.73 KB |
||||
| 19/12/2011 | 2011/BS/229 | Decision of the European Securities and Markets Authority establishing its Review Panel | Board of Supervisors, Corporate Information, Supervisory convergence | Decision | PDF 35.86 KB |
This decision establishes the Review Panel of ESMA and sets out its mandate. | |||
| 02/07/2014 | 2014/MB/38 | Decision on the Financial Regulation of ESMA | Management Board | Decision | PDF 392.78 KB |
||||
| 02/07/2014 | 2014/MB/39 | Decision on the Implementing Rules to the Financial Regulation of ESMA | Management Board | Decision | PDF 279.01 KB |
||||
| 01/07/2015 | 2015/1005 | Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing | Innovation and Products | Q&A | PDF 157.73 KB |
||||
| 29/04/2016 | 2016/665 | Q&A on ESMA’s EU-wide stress tests for CCPs | Post Trading | Q&A | PDF 269.98 KB |
||||
| 26/01/2017 | ESMA40-1432018523-304 | Decision- Adopting Rules of Procedure on Professional Secrecy | Management Board | Decision | PDF 332.94 KB |
||||
| 01/06/2017 | ESMA41-137-1005 | Decision of the Board of Supervisors to adopt a supervisory measure and impose fines with respect to infringements by Moody’s Deutschland GmbH and Moody’s Investors Service Limited | Board of Supervisors, Credit Rating Agencies | Decision | PDF 207.16 KB |
||||
| 14/12/2017 | ESMA70-151-957 | MiFID II Q&A on post-trading issues | MiFID - Secondary Markets, Post Trading | Q&A | PDF 280.02 KB |
||||
| 02/02/2018 | ESMA70-151-1179 | Questions and Answers ESMA CCP Stress Test | Post Trading | Q&A | PDF 694.47 KB |
||||
| 11/10/2018 | ESMA70-155-5775 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 219.76 KB |
||||
| 11/10/2018 | ESMA70-155-5905 | Delegation_from_the_BoardofSupervisors_opinions on third country TV_PositionLimits | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 222.28 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 01/10/2019 | ESMA63-313-528 | Financial Regulation of the European Securities and Markets Authority | Management Board, Procurement | Decision | PDF 445.94 KB |
||||
| 17/10/2019 | ESMA74-362-111 | Decision on delegation to the Chair the adoption of changes to technical instructions on IT and data matters | Board of Supervisors | Decision | PDF 127.62 KB |
||||
| 11/02/2020 | ESMA22-328-356 | Decision of the Board of Supervisors- Election of Management Board Members | Board of Supervisors, Management Board | Decision | PDF 116.69 KB |