ESMA LIBRARY
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 10/03/2022 | ESMA71-99-1856 | Press release_ESMA finds shortcomings in supervision of cross-border investment activities and issues specific recommendations to CySEC | Press Releases, Supervisory convergence | Press Release | PDF 137.72 KB |
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| 28/01/2022 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 553.88 KB |
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| 17/12/2021 | ESMA70-156-4448 | Q&As- Central Securities Depositories Regulation | Post Trading, Supervisory convergence | Q&A | PDF 597.56 KB |
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| 17/12/2021 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 684.79 KB |
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| 19/11/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1023.15 KB |
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| 20/07/2021 | ESMA70-1861941480-56 | Q&A on MiFIR data reporting | MiFID - Secondary Markets, Supervisory convergence | Q&A | PDF 1.07 MB |
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| 15/04/2021 | ESMA71-99-1651 | ESMA highlights need for increased efforts on EMIR and SFTR data quality | Market data, Press Releases, Securities Financing Transactions, Supervisory convergence | Press Release | PDF 85.72 KB |
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| 13/11/2020 | ESMA71-99-1438 | Press Release Union Strategic Supervisory Priorities | Press Releases, Supervisory convergence | Press Release | PDF 84.48 KB |
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| 13/11/2020 | ESMA71-99-1438 | Press Release Union Strategic Supervisory Priorities | Press Releases, Supervisory convergence | Press Release | PDF 84.48 KB |
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| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
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| 03/11/2020 | ESMA71-99-1420 | Fast Track Peer Review PR- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Press Releases, Supervisory convergence | Press Release | PDF 137.39 KB |
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| 03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |
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| 04/06/2020 | ESMA71-99-1339 | ESMA promotes convergence in the supervision of costs in UCITS and AIFs | Fund Management, Supervisory convergence | Press Release | PDF 85.27 KB |
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| 20/12/2019 | ESMA71-99-1256 | ESMA CRAs TRs thematic fees report | Press Releases, Supervisory convergence, Trade Repositories | Press Release | PDF 101.41 KB |
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| 12/12/2019 | ESMA71-99-1263 | Press release: ESMA calls for strengthened supervision on suspicious transaction reporting | Market Abuse, Supervisory convergence | Press Release | PDF 100.61 KB |
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| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
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| 07/02/2018 | ESMA71-99-944 | ESMA publishes 2018 Supervisory Convergence Work Programme | Press Releases, Supervisory convergence | Press Release | PDF 243.98 KB |
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| 29/11/2017 | ESMA71-99-661 | Peer Review on MiFID Compliance Function Press Release | MiFID - Investor Protection, Press Releases, Supervisory convergence | Press Release | PDF 149.89 KB |
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| 18/07/2017 | ESMA71-99-521 | ESMA recommends improvements in financial information enforcement | IFRS Supervisory Convergence, Press Releases, Supervisory convergence | Press Release | PDF 148.06 KB |
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| 13/07/2017 | ESMA71-99-526 | ESMA issues sector-specific principles on relocations from the UK to the EU27 | Brexit, Press Releases, Supervisory convergence | Press Release | PDF 157.73 KB |
The European Securities and Markets Authority (ESMA) has published three Opinions setting out sector-specific principles in the areas of investment firms, investment management and secondary markets, aimed at fostering consistency in authorisation, supervision and enforcement related to the relocation of entities, activities and functions from the United Kingdom . The opinions, building on the general opinion issued in May, are practical tools to support supervisory convergence in the context of requests from UK financial market participants seeking to relocate to the EU27. They are addressed to national competent authorities (NCAs) and are relevant for market participants considering relocating. They provide guidance to NCAs aimed at ensuring a consistent interpretation of the requirements relating to authorisation, supervision and enforcement in order to avoid the development of regulatory and supervisory arbitrage risks. |