ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
27
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Corporate Finance filter Corporate Finance
- Speeches (143) Apply Speeches filter
- Guidelines and Technical standards (34) Apply Guidelines and Technical standards filter
- CESR Archive (33) Apply CESR Archive filter
- Fund Management (33) Apply Fund Management filter
- MiFID - Secondary Markets (26) Apply MiFID - Secondary Markets filter
- Post Trading (25) Apply Post Trading filter
- Innovation and Products (16) Apply Innovation and Products filter
- Supervisory convergence (16) Apply Supervisory convergence filter
- Corporate Information (12) Apply Corporate Information filter
- Corporate Disclosure (10) Apply Corporate Disclosure filter
- Benchmarks (9) Apply Benchmarks filter
- Brexit (7) Apply Brexit filter
- Joint Committee (7) Apply Joint Committee filter
- Market Abuse (7) Apply Market Abuse filter
- Market Integrity (7) Apply Market Integrity filter
- Short Selling (5) Apply Short Selling filter
- Prospectus (4) Apply Prospectus filter
- Risk Analysis & Economics - Markets Infrastructure Investors (4) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securitisation (4) Apply Securitisation filter
- Board of Supervisors (3) Apply Board of Supervisors filter
- COVID-19 (3) Apply COVID-19 filter
- Credit Rating Agencies (3) Apply Credit Rating Agencies filter
- IFRS Supervisory Convergence (3) Apply IFRS Supervisory Convergence filter
- Sustainable finance (3) Apply Sustainable finance filter
- Trade Repositories (3) Apply Trade Repositories filter
- CCP Directorate (2) Apply CCP Directorate filter
- International cooperation (2) Apply International cooperation filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Transparency (2) Apply Transparency filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Speech filter Speech
- (-) Remove Compliance table filter Compliance table
- (-) Remove Q&A filter Q&A
- Guidelines & Recommendations (77) Apply Guidelines & Recommendations filter
- Opinion (58) Apply Opinion filter
- Reference (44) Apply Reference filter
- Press Release (32) Apply Press Release filter
- Consultation Paper (26) Apply Consultation Paper filter
- Investor Warning (26) Apply Investor Warning filter
- Statement (22) Apply Statement filter
- Final Report (17) Apply Final Report filter
- Letter (13) Apply Letter filter
- Report (11) Apply Report filter
- Technical Advice (4) Apply Technical Advice filter
- Decision (3) Apply Decision filter
- Annual Report (2) Apply Annual Report filter
- Technical Standards (1) Apply Technical Standards filter
Your filters Reset all filters
| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 22/06/2012 | 2012/382 | MiFID Q&A in the area of investor protection and intermediaries | MiFID - Investor Protection | Q&A | PDF 319.78 KB |
||||
| 24/04/2014 | 2013/922 | Compliance table- suitability guidelines | MiFID - Investor Protection, Guidelines and Technical standards | Compliance table | PDF 74.33 KB |
||||
| 24/04/2014 | 2013/923 | Compliance table- compliance guidelines | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 100.87 KB |
||||
| 07/10/2014 | 2014-1213 | Guidelines compliance table for Guidelines on remuneration policies and practices (MiFID) | MiFID - Investor Protection | Compliance table | PDF 122.41 KB |
||||
| 10/11/2015 | 2015/1639 | Steven Maijoor at Economic and Monetary Affairs Committee, European Parliament, Scrutiny Hearing on MiFID II | MiFID - Investor Protection, Speeches | Speech | PDF 158.43 KB |
||||
| 26/05/2016 | 2016/739 | Speech Financial News 20th Anniversary Awards for Excellence- Steven Maijoor, 26 May 2016, London | MiFID - Investor Protection, Speeches | Speech | PDF 168.88 KB |
||||
| 17/11/2016 | 2016/1584 | Safeguarding investors is key to ensuring the capital markets Union’s success | MiFID - Investor Protection, Speeches | Speech | PDF 323.38 KB |
||||
| 02/12/2016 | 2016/1640 | Speech by Verena Ross, ESMA Executive Director at the 2016 Global Capital Markets Conference | MiFID - Investor Protection, Speeches | Speech | PDF 281.71 KB |
||||
| 31/03/2017 | ESMA35-36-794 | Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID | MiFID - Investor Protection | Q&A | PDF 948.76 KB |
||||
| 05/10/2017 | ESMA35-42-597 | Speech by Steven Maijoor on financial education and investor protection in Europe- IOSCO World Investor Week | MiFID - Investor Protection, Speeches | Speech | PDF 222.15 KB |
||||
| 21/03/2018 | ESMA71-99-964 | CMU, Brexit and ESA review – What’s next? Steven Maijoor BVI Keynote | Fund Management, MiFID - Investor Protection, Speeches | Speech | PDF 329.97 KB |
||||
| 27/09/2018 | ESMA71-319-83 | Financing Growth in the EU- speech by Verena Ross at the EBS | Corporate Finance, Speeches | Speech | PDF 181.48 KB |
||||
| 06/11/2018 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 293.08 KB |
||||
| 09/11/2018 | ESMA35-36-1262 | Technical Q&As on product intervention measures on CFDs and binary options | MiFID - Investor Protection | Q&A | PDF 147.84 KB |
||||
| 28/11/2018 | ESMA35-43-1376 | Verena Ross Keynote speech at DSW-Better Finance International Investors’ Conference | MiFID - Investor Protection, Speeches | Speech | PDF 247.6 KB |
||||
| 03/04/2019 | ESMA71-319-93 | Steven Maijoor Keynote speech- BETTER FINANCE 10th Anniversary 2019 | Fund Management, MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors, Speeches | Speech | PDF 165.49 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 20/06/2019 | ESMA35-43-1430 | Compliance table on Guidelines on MiFID II suitability requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 145.71 KB |
||||
| 19/11/2019 | ESMA71-319-154 | Banking and the MiFID II review | MiFID - Investor Protection, MiFID - Secondary Markets, Speeches | Speech | PDF 135.75 KB |
||||
| 11/02/2020 | ESMA35-43-1076 | Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 157.54 KB |