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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
08/04/2021 ESMA93-373-39 Annual peer review of EU CCP supervision Report PDF
449.37 KB
04/07/2022 ESMA91-372-2060 4th ESMA CCP Stress Test Report , Report PDF
4 MB
19/05/2022 ESMA91-372-2059 Report_CCP investment policies including MMFs Report PDF
1.12 MB
17/12/2021 ESMA91-372-1945 Assessment Report under Article 25(2c) of EMIR (Part 1 of 2) , , Report PDF
13.38 MB
17/12/2021 ESMA91-372-1945 Assessment Report under Article 25(2c) of EMIR (Part 2 of 2) , , Report PDF
13.18 MB
13/07/2017 ESMA71-99-526 ESMA issues sector-specific principles on relocations from the UK to the EU27 , , Press Release PDF
157.73 KB

The European Securities and Markets Authority (ESMA) has published three Opinions setting out sector-specific principles in the areas of investment firms, investment management and secondary markets, aimed at fostering consistency in authorisation, supervision and enforcement related to the relocation of entities, activities and functions from the United Kingdom .

The opinions, building on the general opinion issued in May, are practical tools to support supervisory convergence in the context of requests from UK financial market participants seeking to relocate to the EU27. They are addressed to national competent authorities (NCAs) and are relevant for market participants considering relocating.

They provide guidance to NCAs aimed at ensuring a consistent interpretation of the requirements relating to authorisation, supervision and enforcement in order to avoid the development of regulatory and supervisory arbitrage risks.

31/05/2017 ESMA71-99-469 ESMA issues principles on supervisory approach to relocations from the UK , , Press Release PDF
143.31 KB

The European Securities and Markets Authority (ESMA) has published an Opinion setting out general principles aimed at fostering consistency in authorisation, supervision and enforcement related to the relocation of entities, activities and functions from the United Kingdom. The opinion is addressed to national competent authorities (NCAs), in particular of the 27 Member States that will remain in the EU (EU27).

The opinion is a practical tool to support supervisory convergence in the context of increased requests from UK financial market participants seeking to relocate to the EU27. It covers all legislation referred to in the ESMA Regulation, in particular the AIFMD, the UCITS Directive, MiFID I and MiFID II.

08/12/2022 ESMA71-99-2062 ESMA publishes its assessment of the Brexit relocation processes , Press Release PDF
96.02 KB
04/07/2022 ESMA71-99-1971 ESMA stress test of Central Counterparties finds clearing system resilient- Press Release , , Press Release PDF
133.38 KB
27/01/2022 ESMA71-99-1801 Press_Release_CP to review CCP anti-procycliality measures Press Release PDF
97.83 KB
17/12/2021 ESMA71-99-1787 ESMA Press Release Tier 2 Assessment , , Press Release PDF
91.38 KB
18/11/2021 ESMA71-99-1766 Press Release Public Consultations on CCP resolution regime Press Release PDF
42.74 KB
12/07/2021 ESMA71-99-1714 ESMA launches public consultations on CCP recovery regime Press Release PDF
85.53 KB
07/06/2021 ESMA71-99-1687 ESMA 4th CCP ST Press_Release 7 June Press Release PDF
127.94 KB
04/01/2021 ESMA71-99-1498 Brexit: ESMA withdraws the registrations of six UK-based credit rating agencies and four trade repositories , , , Press Release PDF
94.63 KB
11/12/2020 ESMA71-99-1483 ESMA71-99-1483 Press Release_EUI Recognition as TC-CSD , Press Release PDF
88.94 KB
25/11/2020 ESMA71-99-1443 PR DTO Final Position , , Press Release PDF
82.15 KB
26/10/2020 ESMA71-99-1413 Press Release Brexit statement- Share Trading Obligation , , Press Release PDF
83.7 KB
23/09/2020 ESMA71-99-1387 ESMA appoints Chair and independent members of the CCP Supervisory Committee , Press Release PDF
84.14 KB
27/08/2020 ESMA71-99-1374 ESMA selects Chair and Independent Members for its CCP Supervisory Committee , Press Release PDF
113.45 KB