ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
21
REFINE YOUR SEARCH
Sections
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove CESR Archive filter CESR Archive
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- MiFID - Secondary Markets (100) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (65) Apply MiFID - Investor Protection filter
- Short Selling (36) Apply Short Selling filter
- Market Integrity (35) Apply Market Integrity filter
- Post Trading (32) Apply Post Trading filter
- Fund Management (20) Apply Fund Management filter
- COVID-19 (12) Apply COVID-19 filter
- Supervisory convergence (12) Apply Supervisory convergence filter
- Corporate Disclosure (11) Apply Corporate Disclosure filter
- Joint Committee (11) Apply Joint Committee filter
- Credit Rating Agencies (8) Apply Credit Rating Agencies filter
- Brexit (6) Apply Brexit filter
- Prospectus (6) Apply Prospectus filter
- Corporate Information (5) Apply Corporate Information filter
- Securitisation (5) Apply Securitisation filter
- Innovation and Products (4) Apply Innovation and Products filter
- Sustainable finance (4) Apply Sustainable finance filter
- Benchmarks (3) Apply Benchmarks filter
- Transparency (3) Apply Transparency filter
- Board of Supervisors (2) Apply Board of Supervisors filter
- Securities and Markets Stakeholder Group (2) Apply Securities and Markets Stakeholder Group filter
- Trade Repositories (2) Apply Trade Repositories filter
- Trading (2) Apply Trading filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Q&A filter Q&A
- (-) Remove Opinion filter Opinion
- (-) Remove Technical Standards filter Technical Standards
- Final Report (303) Apply Final Report filter
- Press Release (260) Apply Press Release filter
- Consultation Paper (201) Apply Consultation Paper filter
- Reference (127) Apply Reference filter
- CESR Document (110) Apply CESR Document filter
- Letter (96) Apply Letter filter
- Speech (31) Apply Speech filter
- Annual Report (21) Apply Annual Report filter
- Statement (16) Apply Statement filter
- Report (8) Apply Report filter
- CLOSED Procedure (7) Apply CLOSED Procedure filter
- Guidelines & Recommendations (7) Apply Guidelines & Recommendations filter
- Compliance table (3) Apply Compliance table filter
- Technical Advice (2) Apply Technical Advice filter
Your filters
Q&A X Technical Standards X Opinion X Corporate Finance X Securities Financing Transactions X CESR Archive X Market Abuse X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 10/08/2022 | ESMA70-452-447 | Opinion CMVM revised AMP | Market Abuse, Market Integrity | Opinion | PDF 125.92 KB |
||||
| 19/07/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 405.28 KB |
||||
| 23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 31/05/2021 | ESMA70-155-11961 | Opinion on AMF AMP | Market Abuse, Market Integrity | Opinion | PDF 1.77 MB |
||||
| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 31/01/2020 | ESMA70-155-7850 | Opinion- Relating to the intended Accepted Market Practice on liquidity contracts notified by the Commissione Nazionale per le Società e la Borsa (Consob) | Market Abuse | Opinion | PDF 407.58 KB |
||||
| 19/09/2019 | ESMA70-155-8524 | ESMA Opinion CNMV revised Accepted Market Practice | Market Abuse, Market Integrity | Opinion | PDF 520.92 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 13/04/2018 | ESMA70-145-442 | ESMA Opinion on AMF Accepted Market Practice on liquidity contracts | Market Abuse, Market Integrity | Opinion | PDF 542.91 KB |
||||
| 30/05/2017 | ESMA70-145-103 | Communication on launch of reference data submission under MAR | Market Abuse, Market Integrity | Opinion | PDF 132.12 KB |
||||
| 25/04/2017 | ESMA70-145-76 | Points for convergence in relation to MAR accepted market practices on liquidity contracts | Market Abuse, Market Integrity | Opinion | PDF 166.37 KB |
||||
| 17/06/2016 | 2016/982 | Opinion on inside information disclosure under the Market Abuse Regulation | Market Abuse | Opinion | PDF 278.89 KB |
||||
| 01/04/2016 | 2016/419 | Q&A Market Abuse Directive | Market Abuse | Q&A | PDF 175.08 KB |
||||
| 28/09/2015 | 2015-ESMA-1455 | Final Report MAR TS | Market Abuse | Technical Standards | PDF 1.77 MB |
||||
| 04/06/2010 | 10-521 | FAQ regarding the EU regulation on Credit Rating Agencies: Common positions agreed by CESR Members | CESR Archive | Q&A | PDF 206.24 KB |
||||
| 06/05/2010 | 10-591 | Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee | CESR Archive | Q&A | PDF 130.84 KB |
||||
| 19/04/2010 | 10-293 | Question and Answers- Understanding the definition of advice under MiFID | CESR Archive | Q&A | PDF 335.78 KB |
||||
| 08/03/2010 | 10-222 | FAQ regarding the EU Regulation Credit Rating Agencies: Common positions agreed by CESR Members | CESR Archive | Q&A | PDF 327.78 KB |
||||
| 03/11/2009 | 09-559 | Questions and Answers- MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements | CESR Archive | Q&A | PDF 405.18 KB |
||||
| 29/05/2007 | 07-320 | Q&A on Best Execution | CESR Archive | Q&A | PDF 578.51 KB |