ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 30/03/2022 | ESMA32-63-1249 | 2021 Corporate reporting enforcement and regulatory activities | Corporate Finance | Annual Report | PDF 748.01 KB |
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| 06/08/2021 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 475.69 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
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| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
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| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
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| 15/11/2018 | ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | PDF 158.47 KB |
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| 26/10/2010 | 10-1027 | CESR 2010 Half-Yearly Report | CESR Archive | Annual Report | PDF 902.07 KB |
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| 18/06/2010 | 10-766 | CESR Annual Report for 2009 | CESR Archive | Annual Report | PDF 4.59 MB |
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| 04/06/2010 | 10-521 | FAQ regarding the EU regulation on Credit Rating Agencies: Common positions agreed by CESR Members | CESR Archive | Q&A | PDF 206.24 KB |
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| 06/05/2010 | 10-591 | Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee | CESR Archive | Q&A | PDF 130.84 KB |
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| 19/04/2010 | 10-293 | Question and Answers- Understanding the definition of advice under MiFID | CESR Archive | Q&A | PDF 335.78 KB |
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| 08/03/2010 | 10-222 | FAQ regarding the EU Regulation Credit Rating Agencies: Common positions agreed by CESR Members | CESR Archive | Q&A | PDF 327.78 KB |
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| 18/11/2009 | 09-782 | CESR 2009 Half-Yearly Report | CESR Archive | Annual Report | PDF 925.93 KB |
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| 03/11/2009 | 09-559 | Questions and Answers- MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements | CESR Archive | Q&A | PDF 405.18 KB |
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| 27/07/2009 | 09-744 | CESR Annual Report for 2008 | CESR Archive | Annual Report | PDF 3.8 MB |
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| 17/10/2008 | 08-678 | Interim Report on the Activities of CESR to the European Commission | CESR Archive | Annual Report | PDF 347.11 KB |
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| 25/07/2008 | 08-103 | CESR Annual Report for 2007 | CESR Archive | Annual Report | PDF 4.89 MB |
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| 30/01/2008 | 07-671 | Interim Report on the Activities of CESR to the European Commission | CESR Archive | Annual Report | PDF 384.66 KB |
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| 28/09/2007 | 07-003 | CESR Annual Report for 2006 | CESR Archive | Annual Report | PDF 2.88 MB |
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| 29/05/2007 | 07-320 | Q&A on Best Execution | CESR Archive | Q&A | PDF 578.51 KB |
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| 08/12/2006 | 06-421 | Interim Report on the Activities of CESR to the European Commission | CESR Archive | Annual Report | PDF 253.44 KB |