ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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03/09/2015 | 2012/236 | Annual list of contractors- 2011 | Procurement | Reference | PDF 143.08 KB |
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22/06/2012 | 2012/382 | MiFID Q&A in the area of investor protection and intermediaries | MiFID - Investor Protection | Q&A | PDF 319.78 KB |
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01/08/2012 | 2012/490 | Call for expressions of interest in ESMA's Consultative Working Group on Investor Protection and Intermediaries Standing Committee | MiFID - Investor Protection | Reference | PDF 130.34 KB |
The deadline for responses to this call for interest has been extended two weeks, to 14 September 2012. | |||
19/10/2012 | 2012/682 | Guide to investing | MiFID - Investor Protection, Warnings and publications for investors | Reference | PDF 569.39 KB |
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19/12/2012 | 2012/850 | MiFID supervisory briefing- Suitability | MiFID - Investor Protection | Reference | PDF 238 KB |
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25/11/2013 | 2013/1709 | Review Panel Methodology | Supervisory convergence | Reference | PDF 98.29 KB |
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11/03/2013 | 2013/280 | Vacancy notice- Chair of Committee drafting a proxy advising industry Code of Conduct | Corporate Finance, Corporate Governance | Reference | PDF 102.91 KB |
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10/11/2016 | 2013/68c | Protocol on the operation of ESMA MiFID Database final | MiFID - Investor Protection, MiFID - Secondary Markets | Reference | PDF 333.11 KB |
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03/09/2015 | 2013/890 | Annual list of contractors- 2012 | Procurement | Reference | PDF 164.99 KB |
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16/10/2013 | 2013/LCC/039 | ESMA Specific Privacy Notice – Public procurement | Corporate Information, Procurement | Reference | PDF 119.46 KB |
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19/12/2014 | 2014/1569 Annex | Annex to Technical Advice on MiFID II and MiFIR- investor protection topics | MiFID - Investor Protection | Reference | PDF 962.39 KB |
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03/09/2015 | 2014/713 | Annual list of contractors- 2013 | Procurement | Reference | PDF 185.3 KB |
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04/12/2015 | 2015/1407 rev | Call for expression of interest- Renewal of the Corporate Finance Consultative Working Group | Corporate Disclosure, Corporate Finance | Reference | PDF 186.07 KB |
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04/12/2015 | 2015/1408 rev | Application form for Corporate Finance Consultative Working Group | Corporate Disclosure, Corporate Finance | Reference | DOCX 38.7 KB |
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17/11/2015 | 2015/1514 | Note on MiFID-MiFIR implementation delays | MiFID - Investor Protection, MiFID - Secondary Markets | Reference | PDF 131.7 KB |
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23/03/2015 | 2015/615 | Call for interest IPISC-CWG renewal | MiFID - Investor Protection | Reference | PDF 187.49 KB |
ESMA is today launching the process to renew the composition of the IPISC CWG. ESMA is therefore calling for expressions of interest from stakeholders. Application procedure, closing date Relevant stakeholders meeting the required selection criteria and wishing to apply for a position on the CWG are invited to submit, in English:. A completed application form (see separate document), and. A detailed curriculum vitae (CV), preferably in the EU CV format. It is optional for applicants to attach a motivation letter (2 pages maximum).. Unclear or incomplete applications will not be considered.. Applications must be submitted by email no later than 23 April 2015 to the following email addresses: IPISC.CWG.renewal2015@esma.europa.eu | |||
03/09/2015 | 2015/931 | Annual list of contractors- 2014 | Procurement | Reference | PDF 237.36 KB |
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16/11/2016 | 2016-1573 | ESMA response to the Commission Consultation on a potential EU personal pension framework | MiFID - Investor Protection | Reference | PDF 102.55 KB |
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29/06/2016 | 2016/1046 | Annual list of contractors- 2015 | Procurement | Reference | PDF 59.8 KB |
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31/10/2016 | 2016/1529 ANNEX | Annex I- Template for the assessment of collective suitability | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 54.43 KB |